Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ONITY GROUP INC.OCN · Entity 6025 | EVP & Chief Growth Officer | November 26, 2020 | November 30, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ONITY GROUP INC.
Report date November 26, 2020 · Filed November 30, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,047 |
Ending reported balance
After 2020-11-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-11-26 · Exercise / conversion · Acquired 1,292 · Balance 4,452 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Row 2 · 2020-11-26 · Tax withholding · Disposed 405 · Balance 4,047 F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,292 |
Reported balance
After 2020-11-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-11-26 · Exercise / conversion · Disposed 1,292 · Balance 1,292 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3: On November 26, 2018 the reporting person was granted 3,876 restricted stock units scheduled to vest in three equal annual installments commencing November 26, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. F4: The Restricted Stock Units have no expiration date. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 667 |
Reported balance
Holding disclosure · report date 2020-11-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 667 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.
F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations.
F3: On November 26, 2018 the reporting person was granted 3,876 restricted stock units scheduled to vest in three equal annual installments commencing November 26, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.
F4: The Restricted Stock Units have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 26, 2020 Filed Nov 30, 2020 21:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 1,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-022699 · ownership.xml · derivative · entry 4 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 Underlying: Common Stock · 1,292 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On November 26, 2018 the reporting person was granted 3,876 restricted stock units scheduled to vest in three equal annual installments commencing November 26, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| November 26, 2020 Filed Nov 30, 2020 21:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 405 | $23.56 | $9,541.80 |
DisclosureSEC source: 0001493152-20-022699 · ownership.xml · nonDerivative · entry 2 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,047 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| November 26, 2020 Filed Nov 30, 2020 21:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 1,292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-022699 · ownership.xml · nonDerivative · entry 1 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 22:13 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 7,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-017770 · ownership.xml · derivative · entry 1 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,401 Underlying: Common Stock · 7,401 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the vesting date. F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 7,401 restricted stock units scheduled to vest on March 10, 2022, subject to the reporting person's continued employment on the vesting date and certain other conditions. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-005615 · ownership.xml · derivative · entry 2 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 250,000 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-005615 · ownership.xml · derivative · entry 1 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F2 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 250,000 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 30, 2023 based on the relative ranking of the Issuer's absolute total shareholder return compared to the absolute total shareholder return of companies within the Issuer's pre-established peer group at designated measurement periods. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 45,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-005470 · ownership.xml · derivative · entry 4 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,575 Underlying: Common Stock · 45,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 137,362 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 45,787 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57. F1 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 137,362 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 45,787 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Disposition to issuerCommon Stock | 45,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-005470 · ownership.xml · nonDerivative · entry 2 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,399 F1 · price: On March 29, 2019, the reporting person was granted 137,362 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 45,787 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 45,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-005470 · ownership.xml · nonDerivative · entry 1 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 29, 2019, the reporting person was granted 137,362 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 45,787 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | PurchaseCommon Stock | 8,000 | $1.07 | $8,560.00 |
DisclosureSEC source: 0001493152-20-003599 · ownership.xml · nonDerivative · entry 1 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,399 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:35 UTC | ONITY GROUP INC. OCN · Entity 6025 | PurchaseCommon Stock | 4,000 | $1.31 | $5,240.00 |
DisclosureSEC source: 0001493152-20-003358 · ownership.xml · nonDerivative · entry 1 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,399 Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 8,981 | $1.48 | $13,291.88 |
DisclosureSEC source: 0001493152-19-018515 · ownership.xml · nonDerivative · entry 2 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,399 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 19,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-018515 · ownership.xml · nonDerivative · entry 1 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | PurchaseCommon Stock | 10,000 | $1.39 | $13,900.00 |
DisclosureSEC source: 0001493152-19-012211 · ownership.xml · nonDerivative · entry 2 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,000 Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | PurchaseCommon Stock | 25,000 | $1.34 | $33,500.00 |
DisclosureSEC source: 0001493152-19-012211 · ownership.xml · nonDerivative · entry 1 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · price: This represents the weighted average purchase price. Purchase prices range from $1.31 to $1.37. Upon request by the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:52 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 137,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004757 · ownership.xml · derivative · entry 2 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,362 Underlying: Common Stock · 137,362 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F3 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 137,362 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. F3 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 137,362 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:52 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 137,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004757 · ownership.xml · derivative · entry 1 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,363 Underlying: Common Stock · 137,363 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F2 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 137,363 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. F2 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 137,363 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:57 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantStock Option (right to buy) · Derivative | 81,395 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001493152-18-016817 · ownership.xml · derivative · entry 3 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,395 Underlying: Common Stock · 81,395 shares Expires 2028-11-26 F4 · derivative.exercise_date: The Stock Option is scheduled to vest in three equal annual installments commencing November 26, 2019 subject to the reporting person's continued employment. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:57 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 93,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-016817 · ownership.xml · derivative · entry 2 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,023 Underlying: Common Stock · 93,023 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: If, on or before November 26, 2022, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock during the term of the award on or before the last day of that period, equals or exceeds $5.80, the restricted stock units will vest in four equal annual installments commencing November 26, 2019 (in each case, subject to the reporting person's continued employment, and if such date occurs before the date that the stock price-based vesting condition is satisfied, the vesting of that installment will occur on the satisfaction of the stock price-based vesting condition). F3 · derivative.expiration_date: If, on or before November 26, 2022, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock during the term of the award on or before the last day of that period, equals or exceeds $5.80, the restricted stock units will vest in four equal annual installments commencing November 26, 2019 (in each case, subject to the reporting person's continued employment, and if such date occurs before the date that the stock price-based vesting condition is satisfied, the vesting of that installment will occur on the satisfaction of the stock price-based vesting condition). Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:57 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 58,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-016817 · ownership.xml · derivative · entry 1 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,140 Underlying: Common Stock · 58,140 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest in three equal annual installments commencing November 26, 2019 subject to the reporting person's continued employment. F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest in three equal annual installments commencing November 26, 2019 subject to the reporting person's continued employment. Read SEC document |
| November 26, 2018 Filed Nov 27, 2019 21:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 19,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-018515 · ownership.xml · derivative · entry 4 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,760 Underlying: Common Stock · 19,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On November 26, 2018 the reporting person was granted 58,140 restricted stock units scheduled to vest in three equal annual installments commencing November 26, 2019 subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.