Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2019 Filed Aug 13, 2019 20:15 UTC |
Lipstein Robert JDirector
|
PurchaseCommon Stock | 3,880 | $1.51 | $5,858.80 |
DisclosureSEC source: 0001493152-19-012209 · ownership.xml · nonDerivative · entry 3 Lipstein Robert J · CIK 0001701946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,052 F1 · balance_after: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:15 UTC |
Lipstein Robert JDirector
|
PurchaseCommon Stock | 120,000 | $1.56 | $187,200.00 |
DisclosureSEC source: 0001493152-19-012209 · ownership.xml · nonDerivative · entry 2 Lipstein Robert J · CIK 0001701946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,172 F1 · balance_after: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer. Read SEC document |
| August 12, 2019 Filed Aug 17, 2021 20:15 UTC |
Grunenwald FrancoisChief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 3,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-020443 · ownership.xml · derivative · entry 6 Grunenwald Francois · CIK 0001785585 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,401 Underlying: Common Stock · 3,401 shares Expires not disclosed F1 · derivative.exercise_price: On August 12, 2019, the reporting person was granted 3,401 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. F1 · derivative.exercise_date: On August 12, 2019, the reporting person was granted 3,401 restricted stock units scheduled to vest in three approximately equal installments on the first, second, and third anniversaries of grant subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. All information has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 12, 2019 Filed Aug 17, 2021 20:15 UTC |
Grunenwald FrancoisChief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 3,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-020443 · ownership.xml · derivative · entry 5 Grunenwald Francois · CIK 0001785585 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,401 Underlying: Common Stock · 3,401 shares Expires not disclosed F4 · derivative.exercise_price: On August 12, 2019, the reporting person was granted 3,401 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on August 12, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. F4 · derivative.exercise_date: On August 12, 2019, the reporting person was granted 3,401 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on August 12, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:15 UTC |
Yanoti Timothy JEVP & Chief Growth Officer
|
PurchaseCommon Stock | 10,000 | $1.39 | $13,900.00 |
DisclosureSEC source: 0001493152-19-012211 · ownership.xml · nonDerivative · entry 2 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,000 Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:15 UTC |
Yanoti Timothy JEVP & Chief Growth Officer
|
PurchaseCommon Stock | 25,000 | $1.34 | $33,500.00 |
DisclosureSEC source: 0001493152-19-012211 · ownership.xml · nonDerivative · entry 1 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · price: This represents the weighted average purchase price. Purchase prices range from $1.31 to $1.37. Upon request by the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:15 UTC |
Messina Glen A.Director · President & CEO
|
PurchaseCommon Stock | 40,000 | $1.42 | $56,800.00 |
DisclosureSEC source: 0001493152-19-012210 · ownership.xml · nonDerivative · entry 1 Messina Glen A. · CIK 0001525371 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · price: This represents the weighted average purchase price. Purchase prices range from $1.40 to $1.48. Upon request by the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. F2 · ownership.direct: Held jointly with spouse. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:15 UTC |
Lipstein Robert JDirector
|
PurchaseCommon Stock | 37,225 | $1.53 | $56,954.25 |
DisclosureSEC source: 0001493152-19-012209 · ownership.xml · nonDerivative · entry 1 Lipstein Robert J · CIK 0001701946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,172 F1 · balance_after: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:15 UTC |
CALDWELL PHYLLIS RDirector
|
PurchaseCommon Stock | 52,163 | $1.47 | $76,679.61 |
DisclosureSEC source: 0001493152-19-012208 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,251 F1 · balance_after: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:28 UTC |
BRITELL JENNE KDirector
|
GrantCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008587 · ownership.xml · nonDerivative · entry 1 BRITELL JENNE K · CIK 0001142318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,278 F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:29 UTC |
STEIN KEVINDirector
|
GrantCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008589 · ownership.xml · nonDerivative · entry 1 STEIN KEVIN · CIK 0001710919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,278 F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:25 UTC |
CALDWELL PHYLLIS RDirector
|
GrantCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008582 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,088 F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:26 UTC |
Soaries DeForest B. Jr.Director
|
GrantCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008583 · ownership.xml · nonDerivative · entry 1 Soaries DeForest B. Jr. · CIK 0001583929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,088 F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates. F2 · balance_after: Also includes 12,240 shares underlying previously vested RSUs that will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates and 19,901 shares underlying previously vested RSUs that will be delivered on January 1, 2023. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:25 UTC |
Salcetti Robert ADirector
|
GrantCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008578 · ownership.xml · nonDerivative · entry 1 Salcetti Robert A · CIK 0001509503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,776 F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock. The RSUs will vest May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates. F2 · balance_after: Also includes 79,348 shares underlying previously vested RSUs that will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:23 UTC |
Lipstein Robert JDirector
|
GrantCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008576 · ownership.xml · nonDerivative · entry 1 Lipstein Robert J · CIK 0001701946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,947 F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:23 UTC |
Busquet Jacques JDirector
|
GrantCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008575 · ownership.xml · nonDerivative · entry 1 Busquet Jacques J · CIK 0001665042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,217 F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on June 1, 2022. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:21 UTC |
Bowers Alan JDirector
|
GrantCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008573 · ownership.xml · nonDerivative · entry 1 Bowers Alan J · CIK 0001503849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,715 F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 20:27 UTC |
Messina Glen A.Director · President & CEO
|
GrantRestricted Stock Units · Derivative | 565,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-005329 · ownership.xml · derivative · entry 3 Messina Glen A. · CIK 0001525371 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,326 Underlying: Common Stock · 565,326 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F5 · derivative.exercise_date: On April 11, 2019, the reporting person was granted 565,326 restricted stock units scheduled to vest in three equal annual installments on the first, second and third anniversaries of grant. F5 · derivative.expiration_date: On April 11, 2019, the reporting person was granted 565,326 restricted stock units scheduled to vest in three equal annual installments on the first, second and third anniversaries of grant. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 20:27 UTC |
Messina Glen A.Director · President & CEO
|
GrantRestricted Stock Units · Derivative | 565,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-005329 · ownership.xml · derivative · entry 2 Messina Glen A. · CIK 0001525371 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,327 Underlying: Common Stock · 565,327 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4 · derivative.exercise_date: On April 11, 2019, the reporting person was granted 565,327 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on April 11, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. F4 · derivative.expiration_date: On April 11, 2019, the reporting person was granted 565,327 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on April 11, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 20:27 UTC |
Messina Glen A.Director · President & CEO
|
GrantRestricted Stock Units · Derivative | 57,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-005329 · ownership.xml · derivative · entry 1 Messina Glen A. · CIK 0001525371 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,895 Underlying: Common Stock · 57,895 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F2 · derivative.exercise_date: On April 11, 2019, the reporting person was granted 57,895 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. F2 · derivative.expiration_date: On April 11, 2019, the reporting person was granted 57,895 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:52 UTC |
Yanoti Timothy JEVP & Chief Growth Officer
|
GrantRestricted Stock Units · Derivative | 137,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004757 · ownership.xml · derivative · entry 2 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,362 Underlying: Common Stock · 137,362 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F3 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 137,362 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. F3 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 137,362 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:52 UTC |
Yanoti Timothy JEVP & Chief Growth Officer
|
GrantRestricted Stock Units · Derivative | 137,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004757 · ownership.xml · derivative · entry 1 Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,363 Underlying: Common Stock · 137,363 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F2 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 137,363 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. F2 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 137,363 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:59 UTC |
Britti John V.EVP & Chief Investment Officer
|
GrantRestricted Stock Units · Derivative | 74,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004766 · ownership.xml · derivative · entry 9 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,175 Underlying: Common Stock · 74,175 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F9 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 74,175 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. F9 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 74,175 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:59 UTC |
Britti John V.EVP & Chief Investment Officer
|
GrantRestricted Stock Units · Derivative | 74,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004766 · ownership.xml · derivative · entry 8 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,176 Underlying: Common Stock · 74,176 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F8 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 74,176 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. F8 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 74,176 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:59 UTC |
Britti John V.EVP & Chief Investment Officer
|
GrantRestricted Stock Units · Derivative | 86,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004766 · ownership.xml · derivative · entry 7 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,538 Underlying: Common Stock · 86,538 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F7 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 86,538 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. F7 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 86,538 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:59 UTC |
Britti John V.EVP & Chief Investment Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004766 · ownership.xml · derivative · entry 6 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,125 Underlying: Common Stock · 18,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 72,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 18,125, 18,125, 18,125, and 18,125 commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:59 UTC |
Britti John V.EVP & Chief Investment Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004766 · ownership.xml · derivative · entry 5 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 55,000 restricted stock units scheduled to vest in three annual installments of 18,334, 18,333 and 18,333, respectively, commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:59 UTC |
Britti John V.EVP & Chief Investment Officer
|
Tax withholdingCommon Stock | 5,456 | $1.82 | $9,929.92 |
DisclosureSEC source: 0001493152-19-004766 · ownership.xml · nonDerivative · entry 4 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,217 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:59 UTC |
Britti John V.EVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 18,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-004766 · ownership.xml · nonDerivative · entry 3 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:59 UTC |
Britti John V.EVP & Chief Investment Officer
|
Tax withholdingCommon Stock | 5,518 | $1.82 | $10,042.76 |
DisclosureSEC source: 0001493152-19-004766 · ownership.xml · nonDerivative · entry 2 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,548 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:59 UTC |
Britti John V.EVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 18,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-004766 · ownership.xml · nonDerivative · entry 1 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:56 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
GrantRestricted Stock Units · Derivative | 82,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004763 · ownership.xml · derivative · entry 9 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,417 Underlying: Common Stock · 82,417 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F9 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 82,417 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. F9 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 82,417 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:56 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
GrantRestricted Stock Units · Derivative | 82,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004763 · ownership.xml · derivative · entry 8 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,418 Underlying: Common Stock · 82,418 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F8 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 82,418 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. F8 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 82,418 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:56 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
GrantRestricted Stock Units · Derivative | 96,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004763 · ownership.xml · derivative · entry 7 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,153 Underlying: Common Stock · 96,153 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F7 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 96,153 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. F7 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 96,153 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:56 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004763 · ownership.xml · derivative · entry 6 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 80,000 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 20,000, 20,000, 20,000 and 20,000 commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:56 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004763 · ownership.xml · derivative · entry 5 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 60,000 restricted stock units scheduled to vest in three annual installments of 20,000, 20,000 and 20,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:56 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
Tax withholdingCommon Stock | 4,870 | $1.82 | $8,863.40 |
DisclosureSEC source: 0001493152-19-004763 · ownership.xml · nonDerivative · entry 4 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,049 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:56 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
Exercise / conversionCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-004763 · ownership.xml · nonDerivative · entry 3 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:56 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
Tax withholdingCommon Stock | 4,870 | $1.82 | $8,863.40 |
DisclosureSEC source: 0001493152-19-004763 · ownership.xml · nonDerivative · entry 2 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,919 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:56 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
Exercise / conversionCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-004763 · ownership.xml · nonDerivative · entry 1 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:57 UTC |
Hayes Timothy M.EVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 18,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004764 · ownership.xml · derivative · entry 6 Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,125 Underlying: Common Stock · 18,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 72,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 18,125, 18,125, 18,125 and 18,125 commencing March 29, 2017, subject to the reporting person's continued employment or compliance with the terms applicable to retirement. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:57 UTC |
Hayes Timothy M.EVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004764 · ownership.xml · derivative · entry 5 Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 55,000 restricted stock units scheduled to vest in three annual installments of 18,334, 18,333 and 18,333, respectively, commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:57 UTC |
Hayes Timothy M.EVP and General Counsel
|
Tax withholdingCommon Stock | 5,635 | $1.82 | $10,255.70 |
DisclosureSEC source: 0001493152-19-004764 · ownership.xml · nonDerivative · entry 4 Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,694 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:57 UTC |
Hayes Timothy M.EVP and General Counsel
|
Exercise / conversionCommon Stock | 18,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-004764 · ownership.xml · nonDerivative · entry 3 Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:57 UTC |
Hayes Timothy M.EVP and General Counsel
|
Tax withholdingCommon Stock | 5,747 | $1.82 | $10,459.54 |
DisclosureSEC source: 0001493152-19-004764 · ownership.xml · nonDerivative · entry 2 Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,204 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:57 UTC |
Hayes Timothy M.EVP and General Counsel
|
Exercise / conversionCommon Stock | 18,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-004764 · ownership.xml · nonDerivative · entry 1 Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC |
Walker Arthur C JrSVP, Global Tax
|
GrantRestricted Stock Units · Derivative | 29,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · derivative · entry 9 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,142 Underlying: Common Stock · 29,142 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F9 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. F9 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC |
Walker Arthur C JrSVP, Global Tax
|
GrantRestricted Stock Units · Derivative | 29,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · derivative · entry 8 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,143 Underlying: Common Stock · 29,143 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F8 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 29,143 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. F8 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 29,143 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC |
Walker Arthur C JrSVP, Global Tax
|
GrantRestricted Stock Units · Derivative | 26,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · derivative · entry 7 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,251 Underlying: Common Stock · 26,251 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F7 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 26,251 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. F7 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 26,251 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC |
Walker Arthur C JrSVP, Global Tax
|
Exercise / conversionRestricted Stock Units · Derivative | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · derivative · entry 6 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,875 Underlying: Common Stock · 11,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.