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ONIT

ONITY GROUP INC.

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6025
SEC CIK
0000873860
Parsed reports
419

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
CELINI ALBERINO JChief Risk and Compliance
Exercise / conversionCommon Stock 13,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005469 · ownership.xml · nonDerivative · entry 1

CELINI ALBERINO J · CIK 0001577836 · Chief Risk and Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 29, 2019, the reporting person was granted 41,208 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 13,736 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionRestricted Stock Units · Derivative 9,714 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005468 · ownership.xml · derivative · entry 6

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,428

Underlying: Common Stock · 9,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 9,714 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

F3 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 9,714 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionRestricted Stock Units · Derivative 11,875 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005468 · ownership.xml · derivative · entry 5

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, the award vested in four annual installments of 11,875 commencing March 29, 2017.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Walker Arthur C JrSVP, Global Tax
Disposition to issuerCommon Stock 9,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005468 · ownership.xml · nonDerivative · entry 4

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,083

F3 · price: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 9,714 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionCommon Stock 9,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005468 · ownership.xml · nonDerivative · entry 3

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 9,714 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Walker Arthur C JrSVP, Global Tax
Tax withholdingCommon Stock 2,892 $0.57 $1,648.44
Disclosure

SEC source: 0001493152-20-005468 · ownership.xml · nonDerivative · entry 2

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,083

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionCommon Stock 11,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005468 · ownership.xml · nonDerivative · entry 1

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 24,725 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005467 · ownership.xml · derivative · entry 6

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,450

Underlying: Common Stock · 24,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 74,175 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 24,725 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

F3 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 74,175 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 24,725 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 18,125 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005467 · ownership.xml · derivative · entry 5

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

Underlying: Common Stock · 18,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 72,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award vested in four annual installments of 18,125 commencing March 29, 2017.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Britti John V.EVP & Chief Investment Officer
Disposition to issuerCommon Stock 24,725 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005467 · ownership.xml · nonDerivative · entry 4

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,225

F3 · price: On March 29, 2019, the reporting person was granted 74,175 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 24,725 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionCommon Stock 24,725 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005467 · ownership.xml · nonDerivative · entry 3

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On March 29, 2019, the reporting person was granted 74,175 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 24,725 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Britti John V.EVP & Chief Investment Officer
Tax withholdingCommon Stock 5,501 $0.57 $3,135.57
Disclosure

SEC source: 0001493152-20-005467 · ownership.xml · nonDerivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,225

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionCommon Stock 18,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005467 · ownership.xml · nonDerivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionRestricted Stock Units · Derivative 27,472 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005465 · ownership.xml · derivative · entry 6

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,945

Underlying: Common Stock · 27,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 82,417 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 27,472 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

F3 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 82,417 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 27,472 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-005465 · ownership.xml · derivative · entry 5

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 80,000 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award vested in four annual installments of 20,000 commencing March 29, 2017.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Disposition to issuerCommon Stock 27,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005465 · ownership.xml · nonDerivative · entry 4

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,179

F3 · price: On March 29, 2019, the reporting person was granted 82,417 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 27,472 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionCommon Stock 27,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005465 · ownership.xml · nonDerivative · entry 3

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On March 29, 2019, the reporting person was granted 82,417 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 27,472 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Tax withholdingCommon Stock 4,870 $0.57 $2,775.90
Disclosure

SEC source: 0001493152-20-005465 · ownership.xml · nonDerivative · entry 2

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,179

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:15 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-005465 · ownership.xml · nonDerivative · entry 1

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:39 UTC
Messina Glen A.Director · President & CEO
PurchaseCommon Stock 56,300 $1.10 $61,930.00
Disclosure

SEC source: 0001493152-20-003667 · ownership.xml · nonDerivative · entry 1

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,128

F1 · ownership.direct: Includes 308,300 shares held jointly with spouse.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:41 UTC
Campbell June CEVP & Chief Financial Officer
PurchaseCommon Stock 13,888 $1.09 $15,137.92
Disclosure

SEC source: 0001493152-20-003669 · ownership.xml · nonDerivative · entry 1

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,116

F1 · ownership.direct: Includes 47,638 shares held jointly with spouse.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:39 UTC PurchaseCommon Stock 20,000 $1.10 $22,000.00
Disclosure

SEC source: 0001493152-20-003666 · ownership.xml · nonDerivative · entry 1

Busquet Jacques J · CIK 0001665042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,217

F1 · balance_after: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the Issuer.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:26 UTC
Messina Glen A.Director · President & CEO
PurchaseCommon Stock 50,000 $1.12 $56,000.00
Disclosure

SEC source: 0001493152-20-003542 · ownership.xml · nonDerivative · entry 2

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,828

F2 · ownership.direct: Includes 252,000 shares held jointly with spouse.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:15 UTC
Yanoti Timothy JEVP & Chief Growth Officer
PurchaseCommon Stock 8,000 $1.07 $8,560.00
Disclosure

SEC source: 0001493152-20-003599 · ownership.xml · nonDerivative · entry 1

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,399

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:15 UTC
ZELENY DENNISEVP & Chief Admin Officer
PurchaseCommon Stock 5,000 $1.07 $5,350.00
Disclosure

SEC source: 0001493152-20-003598 · ownership.xml · nonDerivative · entry 1

ZELENY DENNIS · CIK 0001145666 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:26 UTC
Messina Glen A.Director · President & CEO
PurchaseCommon Stock 70,000 $1.19 $83,300.00
Disclosure

SEC source: 0001493152-20-003542 · ownership.xml · nonDerivative · entry 1

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,828

F1 · ownership.direct: Includes 202,000 shares held jointly with spouse.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:15 UTC
Campbell June CEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,142 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-003515 · ownership.xml · derivative · entry 4

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,282

Underlying: Common Stock · 8,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 4, 2019, the reporting person was granted 24,424 Restricted Stock Units scheduled to vest in three equal annual installments commencing March 4, 2020 subject to the reporting person's continued employment. Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F1 · derivative.exercise_date: On March 4, 2019, the reporting person was granted 24,424 Restricted Stock Units scheduled to vest in three equal annual installments commencing March 4, 2020 subject to the reporting person's continued employment. Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F1 · derivative.expiration_date: On March 4, 2019, the reporting person was granted 24,424 Restricted Stock Units scheduled to vest in three equal annual installments commencing March 4, 2020 subject to the reporting person's continued employment. Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:15 UTC
Campbell June CEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,664 $1.16 $3,090.24
Disclosure

SEC source: 0001493152-20-003515 · ownership.xml · nonDerivative · entry 2

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,478

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:15 UTC
Campbell June CEVP & Chief Financial Officer
Exercise / conversionCommon Stock 8,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-003515 · ownership.xml · nonDerivative · entry 1

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 4, 2019, the reporting person was granted 24,424 Restricted Stock Units scheduled to vest in three equal annual installments commencing March 4, 2020 subject to the reporting person's continued employment. Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:19 UTC PurchaseCommon Stock 79,400 $1.25 $99,250.00
Disclosure

SEC source: 0001493152-20-003444 · ownership.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,651

F1 · balance_after: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer.

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March 02, 2020 Filed Mar 4, 2020 21:35 UTC
Yanoti Timothy JEVP & Chief Growth Officer
PurchaseCommon Stock 4,000 $1.31 $5,240.00
Disclosure

SEC source: 0001493152-20-003358 · ownership.xml · nonDerivative · entry 1

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,399

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March 02, 2020 Filed Mar 4, 2020 21:35 UTC PurchaseCommon Stock 50,000 $1.28 $64,000.00
Disclosure

SEC source: 0001493152-20-003357 · ownership.xml · nonDerivative · entry 1

Lipstein Robert J · CIK 0001701946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,052

F1 · balance_after: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer.

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March 02, 2020 Filed Mar 4, 2020 21:30 UTC PurchaseCommon Stock 7,980 $1.27 $10,134.60
Disclosure

SEC source: 0001493152-20-003350 · ownership.xml · nonDerivative · entry 1

BRITELL JENNE K · CIK 0001142318 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 39,580

F1 · ownership.nature: These securities are held by Jenne K Britell UAD 11/28/11 Jenne K. Britell TTEE AMD 07/21/15.

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November 26, 2019 Filed Nov 27, 2019 21:15 UTC
Yanoti Timothy JEVP & Chief Growth Officer
Tax withholdingCommon Stock 8,981 $1.48 $13,291.88
Disclosure

SEC source: 0001493152-19-018515 · ownership.xml · nonDerivative · entry 2

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,399

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

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November 26, 2019 Filed Nov 27, 2019 21:15 UTC
Yanoti Timothy JEVP & Chief Growth Officer
Exercise / conversionCommon Stock 19,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-018515 · ownership.xml · nonDerivative · entry 1

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

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November 15, 2019 Filed Nov 19, 2019 21:15 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 34,884 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-017992 · ownership.xml · derivative · entry 3

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,535

Underlying: Common Stock · 34,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On November 15, 2018 the reporting person was granted 174,419 restricted stock units scheduled to vest in annual installments of 34,884, 34,884 and 104,651, commencing November 15, 2019, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

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November 15, 2019 Filed Nov 19, 2019 21:15 UTC
Britti John V.EVP & Chief Investment Officer
Tax withholdingCommon Stock 10,500 $1.62 $17,010.00
Disclosure

SEC source: 0001493152-19-017992 · ownership.xml · nonDerivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,601

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

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November 15, 2019 Filed Nov 19, 2019 21:15 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionCommon Stock 34,884 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-017992 · ownership.xml · nonDerivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

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October 04, 2019 Filed Oct 8, 2019 20:15 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 72,815 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-015240 · ownership.xml · derivative · entry 6

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,341

Underlying: Common Stock · 72,815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F5 · derivative.exercise_date: On October 4, 2018, the reporting person was granted 218,447 Restricted Stock Units scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment.

F5 · derivative.expiration_date: On October 4, 2018, the reporting person was granted 218,447 Restricted Stock Units scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment.

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October 04, 2019 Filed Oct 8, 2019 20:15 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 254,854 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-015240 · ownership.xml · derivative · entry 5

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,156

Underlying: Common Stock · 254,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F4 · derivative.exercise_date: On October 4, 2018, the reporting person was granted 764,563 Restricted Stock Units scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment.

F4 · derivative.expiration_date: On October 4, 2018, the reporting person was granted 764,563 Restricted Stock Units scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment.

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October 04, 2019 Filed Oct 8, 2019 20:15 UTC
Messina Glen A.Director · President & CEO
Tax withholdingCommon Stock 33,742 $1.94 $65,459.48
Disclosure

SEC source: 0001493152-19-015240 · ownership.xml · nonDerivative · entry 4

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,828

F3 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

F2 · balance_after: Includes 132,000 shares held jointly with spouse.

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October 04, 2019 Filed Oct 8, 2019 20:15 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionCommon Stock 72,815 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-015240 · ownership.xml · nonDerivative · entry 3

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F2 · balance_after: Includes 132,000 shares held jointly with spouse.

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October 04, 2019 Filed Oct 8, 2019 20:15 UTC
Messina Glen A.Director · President & CEO
Tax withholdingCommon Stock 118,099 $1.94 $229,112.06
Disclosure

SEC source: 0001493152-19-015240 · ownership.xml · nonDerivative · entry 2

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,755

F3 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

F2 · balance_after: Includes 132,000 shares held jointly with spouse.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 20:15 UTC
Messina Glen A.Director · President & CEO
Exercise / conversionCommon Stock 254,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-015240 · ownership.xml · nonDerivative · entry 1

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F2 · balance_after: Includes 132,000 shares held jointly with spouse.

Read SEC document
August 21, 2019 Filed Aug 21, 2019 20:15 UTC PurchaseCommon Stock 10,000 $1.73 $17,300.00
Disclosure

SEC source: 0001493152-19-013207 · ownership.xml · nonDerivative · entry 1

Busquet Jacques J · CIK 0001665042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,217

F1 · security: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the Issuer.

F2 · price: This represents the weighted average purchase price. Purchase prices range from $1.72 to $1.73. Upon request by the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

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August 19, 2019 Filed Aug 20, 2019 22:40 UTC PurchaseCommon Stock 20,000 $1.52 $30,400.00
Disclosure

SEC source: 0001493152-19-013171 · ownership.xml · nonDerivative · entry 1

Busquet Jacques J · CIK 0001665042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,217

F1 · security: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the Issuer.

F2 · price: This represents the weighted average purchase price. Purchase prices range from $1.51 to $1.53. Upon request by the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

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August 19, 2019 Filed Aug 20, 2019 20:41 UTC PurchaseCommon Stock 31,600 $1.59 $50,244.00
Disclosure

SEC source: 0001493152-19-013144 · ownership.xml · nonDerivative · entry 1

BRITELL JENNE K · CIK 0001142318 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 31,600

F1 · security: These securities are held by Jenne K Britell UAD 11/28/11 Jenne K. Britell TTEE AMD 07/21/15.

F2 · price: This represents the weighted average purchase price. Purchase prices range from $1.58 to $1.60. Upon request by the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

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August 16, 2019 Filed Aug 19, 2019 22:34 UTC
STEIN KEVINDirector
PurchaseCommon Stock 30,000 $1.53 $45,900.00
Disclosure

SEC source: 0001493152-19-013098 · ownership.xml · nonDerivative · entry 1

STEIN KEVIN · CIK 0001710919 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 30,000

F1 · security: These securities are held by the Kevin Stein Rev Living Trust U/A 4/30/19 of which Kevin and Robin Stein are the trustees.

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August 14, 2019 Filed Aug 15, 2019 20:15 UTC
Campbell June CEVP & Chief Financial Officer
PurchaseCommon Stock 33,750 $1.50 $50,625.00
Disclosure

SEC source: 0001493152-19-012795 · ownership.xml · nonDerivative · entry 1

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,750

F1 · ownership.direct: Held jointly with spouse.

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August 12, 2019 Filed Aug 13, 2019 20:15 UTC
Messina Glen A.Director · President & CEO
PurchaseCommon Stock 92,000 $1.53 $140,760.00
Disclosure

SEC source: 0001493152-19-012210 · ownership.xml · nonDerivative · entry 2

Messina Glen A. · CIK 0001525371 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,000

F3 · price: This represents the weighted average purchase price. Purchase prices range from $1.49 to $1.56. Upon request by the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F2 · ownership.direct: Held jointly with spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.