Last 12 months
Inside the activity.
3 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 3 | 3 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2026 Filed Apr 22, 2026 18:59 UTC |
HRT FINANCIAL LP10% owner
|
SaleClass A Shares | 49,710 | $0.69 | $34,299.90 |
DisclosureSEC source: 0001475597-26-000019 · primary_doc.xml · nonDerivative · entry 1 HRT FINANCIAL LP · CIK 0001475597 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,649 Read SEC document |
| April 20, 2026 Filed Apr 21, 2026 19:41 UTC |
HRT FINANCIAL LP10% owner
|
SaleClass A Shares | 94,462 | $0.75 | $70,846.50 |
DisclosureSEC source: 0001475597-26-000018 · primary_doc.xml · nonDerivative · entry 3 HRT FINANCIAL LP · CIK 0001475597 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,359 Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 19:41 UTC |
HRT FINANCIAL LP10% owner
|
PurchaseClass A Shares | 34,636 | $0.73 | $25,284.28 |
DisclosureSEC source: 0001475597-26-000018 · primary_doc.xml · nonDerivative · entry 2 HRT FINANCIAL LP · CIK 0001475597 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,821 Read SEC document |
| April 16, 2026 Filed Apr 21, 2026 19:41 UTC |
HRT FINANCIAL LP10% owner
|
SaleClass A Shares | 53,867 | $0.73 | $39,322.91 |
DisclosureSEC source: 0001475597-26-000018 · primary_doc.xml · nonDerivative · entry 1 HRT FINANCIAL LP · CIK 0001475597 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,185 Read SEC document |
| April 15, 2026 Filed Apr 16, 2026 18:30 UTC |
HRT FINANCIAL LP10% owner
|
PurchaseClass A Shares | 92,554 | $0.76 | $70,341.04 |
DisclosureSEC source: 0001475597-26-000017 · primary_doc.xml · nonDerivative · entry 2 HRT FINANCIAL LP · CIK 0001475597 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,052 Read SEC document |
| April 14, 2026 Filed Apr 16, 2026 18:30 UTC |
HRT FINANCIAL LP10% owner
|
PurchaseClass A Shares | 74,350 | $0.77 | $57,249.50 |
DisclosureSEC source: 0001475597-26-000017 · primary_doc.xml · nonDerivative · entry 1 HRT FINANCIAL LP · CIK 0001475597 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,498 Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:05 UTC |
Oakley Andrew JohnDirector
|
GrantCommon Stock | 618 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-078489 · ownership.xml · nonDerivative · entry 2 Oakley Andrew John · CIK 0002059152 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 638 F3 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the 2022 Plan. The award will vest in full on August 31, 2026 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:05 UTC |
Oakley Andrew JohnDirector
|
OtherCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-078489 · ownership.xml · nonDerivative · entry 1 Oakley Andrew John · CIK 0002059152 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20 F1 · shares: Represents a restricted stock award originally granted to the Reporting Person on March 23, 2025 pursuant to the Issuer's 2022 Equity Incentive Plan, as amended ("2022 Plan" and the grant on such date, the "Original Award"). On August 15, 2025, the Original Award was modified to change the vesting terms, such that the award, which was to vest in full on August 31, 2025, was changed to vest in full on August 31, 2026, so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Except as set forth herein, the Original Award remains unmodified. F2 · shares: On June 13, 2025, the Issuer effected a 1-for-85 reverse split of its Common Stock. The amounts set forth herein are presented on a post-split basis. F2 · balance_after: On June 13, 2025, the Issuer effected a 1-for-85 reverse split of its Common Stock. The amounts set forth herein are presented on a post-split basis. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 16:05 UTC |
Tarsh SimonDirector
|
GrantCommon Stock | 618 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-078488 · ownership.xml · nonDerivative · entry 2 Tarsh Simon · CIK 0001943931 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 658 F3 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the 2022 Plan. The award will vest in full on August 31, 2026 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 16:05 UTC |
Tarsh SimonDirector
|
OtherCommon Stock | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-078488 · ownership.xml · nonDerivative · entry 1 Tarsh Simon · CIK 0001943931 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40 F1 · shares: Represents a restricted stock award originally granted to the Reporting Person on September 26, 2024 pursuant to the Issuer's 2022 Equity Incentive Plan, as amended ("2022 Plan" and the grant on such date, the "Original Award"). On August 15, 2025, the Original Award was modified to change the vesting terms, such that the award, which was to vest in full on August 31, 2025, was changed to vest in full on August 31, 2026, so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Except as set forth herein, the Original Award remains unmodified. F2 · shares: On June 13, 2025, the Issuer effected a 1-for-85 reverse split of its Common Stock. The amounts set forth herein are presented on a post-split basis. F2 · balance_after: On June 13, 2025, the Issuer effected a 1-for-85 reverse split of its Common Stock. The amounts set forth herein are presented on a post-split basis. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:05 UTC |
Meier ThomasDirector
|
GrantCommon Stock | 618 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-078487 · ownership.xml · nonDerivative · entry 2 Meier Thomas · CIK 0002010924 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 657 F3 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the 2022 Plan. The award will vest in full on August 31, 2026 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:05 UTC |
Meier ThomasDirector
|
OtherCommon Stock | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-078487 · ownership.xml · nonDerivative · entry 1 Meier Thomas · CIK 0002010924 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39 F1 · shares: Represents a restricted stock award originally granted to the Reporting Person on September 26, 2024 pursuant to the Issuer's 2022 Equity Incentive Plan, as amended ("2022 Plan" and the grant on such date, the "Original Award"). On August 15, 2025, the Original Award was modified to change the vesting terms, such that the award, which was to vest in full on August 31, 2025, was changed to vest in full on August 31, 2026, so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Except as set forth herein, the Original Award remains unmodified. F2 · shares: On June 13, 2025, the Issuer effected a 1-for-85 reverse split of its Common Stock. The amounts set forth herein are presented on a post-split basis. F2 · balance_after: On June 13, 2025, the Issuer effected a 1-for-85 reverse split of its Common Stock. The amounts set forth herein are presented on a post-split basis. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:05 UTC |
Ramdeen Timothy R.Director
|
GrantCommon Stock | 618 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-078484 · ownership.xml · nonDerivative · entry 2 Ramdeen Timothy R. · CIK 0001962363 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 658 F3 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the 2022 Plan. The award will vest in full on August 31, 2026 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:05 UTC |
Ramdeen Timothy R.Director
|
OtherCommon Stock | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-078484 · ownership.xml · nonDerivative · entry 1 Ramdeen Timothy R. · CIK 0001962363 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40 F1 · shares: Represents a restricted stock award originally granted to the Reporting Person on September 26, 2024 pursuant to the Issuer's 2022 Equity Incentive Plan, as amended ("2022 Plan" and the grant on such date, the "Original Award"). On August 15, 2025, the Original Award was modified to change the vesting terms, such that the award, which was to vest in full on August 31, 2025, was changed to vest in full on August 31, 2026, so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Except as set forth herein, the Original Award remains unmodified. F2 · shares: On June 13, 2025, the Issuer effected a 1-for-85 reverse split of its Common Stock. The amounts set forth herein are presented on a post-split basis. F2 · balance_after: On June 13, 2025, the Issuer effected a 1-for-85 reverse split of its Common Stock. The amounts set forth herein are presented on a post-split basis. Read SEC document |
| July 14, 2025 Filed Jul 16, 2025 16:03 UTC |
Altos Venture AG10% owner
|
OtherMake-whole right (right to acquire) · Derivative | 241,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-019831 · form4-07162025_080748.xml · derivative · entry 2 Altos Venture AG · CIK 0002006260 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 241,514 shares Expires 2025-07-14 F1 · derivative.exercise_price: 1. Pursuant to a Subscription Agreement with the Issuer dated December 15, 2023, the Reporting Person purchased Units of Common Stock and warrants (immediately exercised) on September 24, 2024. Under a "make-whole" provision in the Subscription Agreement, the Issuer agreed to adjust the price for the Units by issuing additional shares of Common Stock to the Reporting Person based on the Issuer VWAP (as defined in the Subscription Agreement) during a specified period following the purchase. At the end of the period, the number of additional shares to be issued was determined to be 241,514, and those shares were issued to the Reporting Person on July 14, 2025 pursuant to the "make-whole" provision. F1 · kind: 1. Pursuant to a Subscription Agreement with the Issuer dated December 15, 2023, the Reporting Person purchased Units of Common Stock and warrants (immediately exercised) on September 24, 2024. Under a "make-whole" provision in the Subscription Agreement, the Issuer agreed to adjust the price for the Units by issuing additional shares of Common Stock to the Reporting Person based on the Issuer VWAP (as defined in the Subscription Agreement) during a specified period following the purchase. At the end of the period, the number of additional shares to be issued was determined to be 241,514, and those shares were issued to the Reporting Person on July 14, 2025 pursuant to the "make-whole" provision. F1 · price: 1. Pursuant to a Subscription Agreement with the Issuer dated December 15, 2023, the Reporting Person purchased Units of Common Stock and warrants (immediately exercised) on September 24, 2024. Under a "make-whole" provision in the Subscription Agreement, the Issuer agreed to adjust the price for the Units by issuing additional shares of Common Stock to the Reporting Person based on the Issuer VWAP (as defined in the Subscription Agreement) during a specified period following the purchase. At the end of the period, the number of additional shares to be issued was determined to be 241,514, and those shares were issued to the Reporting Person on July 14, 2025 pursuant to the "make-whole" provision. Read SEC document |
| July 14, 2025 Filed Jul 16, 2025 16:03 UTC |
Altos Venture AG10% owner
|
OtherCommon Stock | 241,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-019831 · form4-07162025_080748.xml · nonDerivative · entry 1 Altos Venture AG · CIK 0002006260 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,230 F1 · kind: 1. Pursuant to a Subscription Agreement with the Issuer dated December 15, 2023, the Reporting Person purchased Units of Common Stock and warrants (immediately exercised) on September 24, 2024. Under a "make-whole" provision in the Subscription Agreement, the Issuer agreed to adjust the price for the Units by issuing additional shares of Common Stock to the Reporting Person based on the Issuer VWAP (as defined in the Subscription Agreement) during a specified period following the purchase. At the end of the period, the number of additional shares to be issued was determined to be 241,514, and those shares were issued to the Reporting Person on July 14, 2025 pursuant to the "make-whole" provision. F1 · price: 1. Pursuant to a Subscription Agreement with the Issuer dated December 15, 2023, the Reporting Person purchased Units of Common Stock and warrants (immediately exercised) on September 24, 2024. Under a "make-whole" provision in the Subscription Agreement, the Issuer agreed to adjust the price for the Units by issuing additional shares of Common Stock to the Reporting Person based on the Issuer VWAP (as defined in the Subscription Agreement) during a specified period following the purchase. At the end of the period, the number of additional shares to be issued was determined to be 241,514, and those shares were issued to the Reporting Person on July 14, 2025 pursuant to the "make-whole" provision. F2 · balance_after: On September 24, 2024, the Issuer effected a 1-for-40 reverse split of its Common Stock, and on June 13, 2025, the Issuer effected a 1-for-85 reverse split of its Common Stock. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 19:44 UTC |
Oakley Andrew JohnDirector
|
GrantCommon Stock | 1,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001013762-25-002105 · ownership.xml · nonDerivative · entry 1 Oakley Andrew John · CIK 0002059152 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,709 F1 · shares: On March 23, 2025, the Reporting Person was granted 1,709 restricted stock units, which will be settled in shares of common stock, par value $0.00001. The restricted stock units fully vest on August 31, 2025. F2 · balance_after: Includes unvested RSUs. Read SEC document |
| December 20, 2024 Filed Jan 22, 2025 16:15 UTC |
Schiess RalphInterim CEO, CSO
|
GrantCommon Stock | 177,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-005492 · ownership.xml · nonDerivative · entry 1 Schiess Ralph · CIK 0002006201 · Interim CEO, CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,365 F1 · shares: Represents shares of Common Stock of the Issuer issuable upon settlement of Restricted Stock Units. Read SEC document |
| December 20, 2024 Filed Jan 22, 2025 16:15 UTC |
Bruhlmann ChristianChief Strategy Officer
|
GrantCommon Stock | 177,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-005491 · ownership.xml · nonDerivative · entry 1 Bruhlmann Christian · CIK 0002006197 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 611,372 F1 · shares: Represents shares of Common Stock of the Issuer issuable upon settlement of Restricted Stock Units. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 19:11 UTC |
Tarsh SimonDirector
|
GrantCommon Stock | 3,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-083524 · ownership.xml · nonDerivative · entry 1 Tarsh Simon · CIK 0001943931 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,477 F1 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the Issuer's 2022 Equity Incentive Plan, as amended. The award will vest in full on August 31, 2025 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 19:11 UTC |
SAPIRSTEIN JAMESDirector
|
GrantCommon Stock | 3,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-083522 · ownership.xml · nonDerivative · entry 1 SAPIRSTEIN JAMES · CIK 0001559509 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,477 F1 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the Issuer's 2022 Equity Incentive Plan, as amended. The award will vest in full on August 31, 2025 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 19:11 UTC |
SINGH AJITDirector
|
GrantCommon Stock | 3,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-083523 · ownership.xml · nonDerivative · entry 1 SINGH AJIT · CIK 0001590946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,396 F1 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the Issuer's 2022 Equity Incentive Plan, as amended. The award will vest in full on August 31, 2025 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 23:11 UTC |
Ramdeen Timothy R.Director
|
GrantCommon Stock | 3,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-083521 · ownership.xml · nonDerivative · entry 1 Ramdeen Timothy R. · CIK 0001962363 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,477 F1 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the Issuer's 2022 Equity Incentive Plan, as amended. The award will vest in full on August 31, 2025 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 23:10 UTC |
Meier ThomasDirector
|
GrantCommon Stock | 3,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-083520 · ownership.xml · nonDerivative · entry 1 Meier Thomas · CIK 0002010924 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,318 F1 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the Issuer's 2022 Equity Incentive Plan, as amended. The award will vest in full on August 31, 2025 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| September 24, 2024 Filed Sep 26, 2024 16:05 UTC |
Schiess RalphInterim CEO & CSO
|
GrantCommon Stock | 489,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-082238 · ownership.xml · nonDerivative · entry 1 Schiess Ralph · CIK 0002006201 · Interim CEO & CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,903 F1 · kind: Represents shares of common stock of the Issuer issued to the Reporting Person upon automatic conversion of Series B preferred stock ("Preferred Shares") of the Issuer, in accordance with the Certificate of Designation for the Preferred Shares. F1 · price: Represents shares of common stock of the Issuer issued to the Reporting Person upon automatic conversion of Series B preferred stock ("Preferred Shares") of the Issuer, in accordance with the Certificate of Designation for the Preferred Shares. Read SEC document |
| September 24, 2024 Filed Sep 26, 2024 16:05 UTC |
Bruhlmann ChristianChief Strategy Officer
|
GrantCommon Stock | 428,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-082239 · ownership.xml · nonDerivative · entry 1 Bruhlmann Christian · CIK 0002006197 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 433,910 F1 · kind: Represents shares of common stock of the Issuer issued to the Reporting Person upon automatic conversion of Series B preferred stock ("Preferred Shares") of the Issuer, in accordance with the Certificate of Designation for the Preferred Shares. F1 · price: Represents shares of common stock of the Issuer issued to the Reporting Person upon automatic conversion of Series B preferred stock ("Preferred Shares") of the Issuer, in accordance with the Certificate of Designation for the Preferred Shares. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 16:05 UTC |
SINGH AJITDirector
|
GrantCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-015752 · ownership.xml · nonDerivative · entry 1 SINGH AJIT · CIK 0001590946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,125 F1 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the Issuer's 2022 Equity Incentive Plan, as amended. The award will vest in full on June 14, 2024, so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 21:10 UTC |
Tarsh SimonDirector
|
GrantCommon Stock | 6,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-045324 · ownership.xml · nonDerivative · entry 1 Tarsh Simon · CIK 0001943931 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,360 F1 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the Issuer's 2022 Equity Incentive Plan, as amended. The award will vest in full on May 31, 2024 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 21:10 UTC |
SAPIRSTEIN JAMESDirector
|
GrantCommon Stock | 6,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-045323 · ownership.xml · nonDerivative · entry 1 SAPIRSTEIN JAMES · CIK 0001559509 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,360 F1 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the Issuer's 2022 Equity Incentive Plan, as amended. The award will vest in full on May 31, 2024 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 01:11 UTC |
Jeremic VukDirector
|
GrantCommon Stock | 6,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-045327 · ownership.xml · nonDerivative · entry 1 Jeremic Vuk · CIK 0001953202 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,360 F1 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the Issuer's 2022 Equity Incentive Plan, as amended. The award will vest in full on May 31, 2024 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 01:11 UTC |
Ramdeen Timothy R.Director
|
GrantCommon Stock | 6,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-045326 · ownership.xml · nonDerivative · entry 1 Ramdeen Timothy R. · CIK 0001962363 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,360 F1 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the Issuer's 2022 Equity Incentive Plan, as amended. The award will vest in full on May 31, 2024 so long as the Reporting Person continues to serve as a non-employee director of the Issuer until such date. Read SEC document |
| May 09, 2023 Filed May 11, 2023 21:18 UTC |
Henderson ErinChief Business Officer
|
GrantCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-038666 · ownership.xml · nonDerivative · entry 1 Henderson Erin · CIK 0001895467 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,752 F1 · price: The restricted stock award was granted pursuant to the Blue Water Biotech, Inc. Amended and Restated 2022 Equity Incentive Plan. 50% of the stock award will vest on August 17, 2023; 25% of the award will vest on August 17, 2024; and the remaining 25% of the award will vest on August 18, 2025. Read SEC document |
| May 09, 2023 Filed May 11, 2023 21:21 UTC |
Garfield JonChief Financial Officer
|
GrantCommon Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-038668 · ownership.xml · nonDerivative · entry 1 Garfield Jon · CIK 0001336751 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 F1 · price: The restricted stock award was granted pursuant to the Blue Water Biotech, Inc. Amended and Restated 2022 Equity Incentive Plan. 50% of the stock award will vest on August 17, 2023; 25% of the award will vest on August 17, 2024; and the remaining 25% of the award will vest on August 18, 2025. Read SEC document |
| May 09, 2023 Filed May 11, 2023 21:22 UTC |
Hernandez JosephDirector · CEO · 10% owner
|
GrantCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-038670 · ownership.xml · nonDerivative · entry 1 Hernandez Joseph · CIK 0001598384 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,800,351 F1 · price: The restricted stock award was granted pursuant to the Blue Water Biotech, Inc. Amended and Restated 2022 Equity Incentive Plan. 50% of the stock award will vest on August 17, 2023; 25% of the award will vest on August 17, 2024; and the remaining 25% of the award will vest on August 18, 2025. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 11:06 UTC |
Cincinnati Cornerstone Capital LLCManager-Cinti Cornerstone Inv.
|
OtherCommon Stock | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000906318-23-000001 · primary_doc.xml · nonDerivative · entry 1 Cincinnati Cornerstone Investors BWV I, LLC · CIK 0001780627 · 10% owner Cincinnati Cornerstone Capital LLC · CIK 0001788977 · Manager-Cinti Cornerstone Inv. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,161,201 F1 · kind: Distribution of Issuer Common Stock pursuant to a pro rata distribution by Cincinnati Cornerstone Investors BWV I, LLC. F2 · ownership.direct: Cincinnati Cornerstone Capital, LLC, as the manager and a member of Cincinnati Cornerstone Investors BWV I, LLC, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 17:12 UTC |
Ramdeen Timothy R.Director
|
GrantStock Option · Derivative | 2,386 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001213900-23-005891 · ownership.xml · derivative · entry 1 Ramdeen Timothy R. · CIK 0001962363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,386 Underlying: Common Stock · 2,386 shares Expires 2033-02-12 F1 · derivative.exercise_date: Stock options (the "Options") were granted to Mr. Ramdeen on January 26, 2023. 597 of the Options will vest and become exercisable on each of February 13, 2023, March 13, 2023 and April 13, 2023. The remaining 595 Options will vest on May 13, 2023. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 11:34 UTC |
Cincinnati Cornerstone Capital LLCManager-Cinti Cornerstone Inv.
|
OtherCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000906318-22-000006 · primary_doc.xml · nonDerivative · entry 1 Cincinnati Cornerstone Investors BWV I, LLC · CIK 0001780627 · 10% owner Cincinnati Cornerstone Capital LLC · CIK 0001788977 · Manager-Cinti Cornerstone Inv. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,361,201 F1 · kind: Distribution of Issuer Common Stock pursuant to a pro rata distribution by Cincinnati Cornerstone Investors BWV I, LLC. F2 · ownership.direct: Cincinnati Cornerstone Capital, LLC, as the manager and a member of Cincinnati Cornerstone Investors BWV I, LLC, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 21:05 UTC |
Jeremic VukDirector
|
GrantStock Option · Derivative | 3,610 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001213900-22-070595 · ownership.xml · derivative · entry 1 Jeremic Vuk · CIK 0001953202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,610 Underlying: Common Stock · 3,610 shares Expires 2032-11-07 F1 · derivative.exercise_date: Stock options (the "Options") were granted to Mr. Jeremic on November 8, 2022. The Options vest and become exercisable in 6 equal monthly installments beginning on December 8, 2022 and ending on May 31, 2023. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 14:26 UTC |
Cincinnati Cornerstone Capital LLCManager-Cinti Cornerstone Inv.
|
OtherCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000906318-22-000004 · primary_doc.xml · nonDerivative · entry 1 Cincinnati Cornerstone Investors BWV I, LLC · CIK 0001780627 · 10% owner Cincinnati Cornerstone Capital LLC · CIK 0001788977 · Manager-Cinti Cornerstone Inv. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,111,201 F1 · kind: Distribution of Issuer Common Stock pursuant to a pro rata distribution by Cincinnati Cornerstone Investors BWV I, LLC. F2 · ownership.direct: Cincinnati Cornerstone Capital, LLC, as the manager and a member of Cincinnati Cornerstone Investors BWV I, LLC, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. Read SEC document |
| August 22, 2022 Filed Aug 22, 2022 21:59 UTC |
Hernandez JosephDirector · CEO · 10% owner
|
SaleCommon Stock | 30,269 | $4.10 | $124,205.81 |
DisclosureSEC source: 0001213900-22-050240 · ownership.xml · nonDerivative · entry 3 Hernandez Joseph · CIK 0001598384 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,650,351 F3 · price: The Common Stock reported herein were sold by the reporting person at a high price of $4.22, a low price of $4.05 and an average price of $4.1034 per share of Common Stock. Upon request, the reporting person will provide details of each sale. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 16:27 UTC |
Tarsh SimonDirector
|
GrantStock Option · Derivative | 4,073 | $0.00 Strike: $3.48 | $0.00 |
DisclosureSEC source: 0001213900-22-050780 · ownership.xml · derivative · entry 1 Tarsh Simon · CIK 0001943931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,073 Underlying: Common Stock · 4,073 shares Expires 2032-08-22 F1 · derivative.exercise_date: Stock options (the "Options") were granted to Mr. Tarsh on August 22, 2022. The Options vest and become exercisable in 9 monthly installments beginning on September 22, 2022. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 21:59 UTC |
Henderson ErinChief Business Officer
|
Tax withholdingStock Option · Derivative | 4,834 | $0.01 Strike: $0.01 | $48.34 |
DisclosureSEC source: 0001213900-22-050239 · ownership.xml · derivative · entry 5 Henderson Erin · CIK 0001895467 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,276 Underlying: Common Stock · 4,834 shares Expires 2030-04-02 Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 21:59 UTC |
Henderson ErinChief Business Officer
|
SaleCommon Stock | 4,834 | $3.97 | $19,190.98 |
DisclosureSEC source: 0001213900-22-050239 · ownership.xml · nonDerivative · entry 3 Henderson Erin · CIK 0001895467 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,752 F1 · price: The Common Stock reported herein were sold by the reporting person at a high price of $4.00, a low price of $3.96 and an average price of $3.97 per share of Common Stock. Upon request, the reporting person will provide details of each sale. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 21:59 UTC |
Henderson ErinChief Business Officer
|
Tax withholdingCommon Stock | 4,834 | $0.01 | $48.34 |
DisclosureSEC source: 0001213900-22-050239 · ownership.xml · nonDerivative · entry 2 Henderson Erin · CIK 0001895467 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,586 Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 21:59 UTC |
Hernandez JosephDirector · CEO · 10% owner
|
SaleCommon Stock | 76,841 | $4.21 | $323,661.98 |
DisclosureSEC source: 0001213900-22-050240 · ownership.xml · nonDerivative · entry 2 Hernandez Joseph · CIK 0001598384 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,680,620 F2 · price: The Common Stock reported herein were sold by the reporting person at a high price of $4.71, a low price of $4.05 and an average price of $4.2121 per share of Common Stock. Upon request, the reporting person will provide details of each sale. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 20:39 UTC |
Shaw AllanDirector
|
Tax withholdingStock Option · Derivative | 29,636 | $0.01 Strike: $0.01 | $296.36 |
DisclosureSEC source: 0001213900-22-050550 · ownership.xml · derivative · entry 3 Shaw Allan · CIK 0001626850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,284 Underlying: Common Stock · 29,636 shares Expires 2030-01-14 Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 20:39 UTC |
Shaw AllanDirector
|
SaleCommon Stock | 29,636 | $3.94 | $116,765.84 |
DisclosureSEC source: 0001213900-22-050550 · ownership.xml · nonDerivative · entry 2 Shaw Allan · CIK 0001626850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The Common Stock reported herein were sold by the reporting person at a high price of $4.02, a low price of $3.91 and an average price of $3.94 per share of Common Stock. Upon request, the reporting person will provide details of each sale. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 20:39 UTC |
Shaw AllanDirector
|
Tax withholdingCommon Stock | 29,636 | $0.01 | $296.36 |
DisclosureSEC source: 0001213900-22-050550 · ownership.xml · nonDerivative · entry 1 Shaw Allan · CIK 0001626850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,636 Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:59 UTC |
Henderson ErinChief Business Officer
|
Tax withholdingStock Option · Derivative | 24,810 | $0.01 Strike: $0.01 | $248.10 |
DisclosureSEC source: 0001213900-22-050239 · ownership.xml · derivative · entry 4 Henderson Erin · CIK 0001895467 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,110 Underlying: Common Stock · 24,810 shares Expires 2030-04-02 Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:59 UTC |
Henderson ErinChief Business Officer
|
Tax withholdingCommon Stock | 24,752 | $0.01 | $247.52 |
DisclosureSEC source: 0001213900-22-050239 · ownership.xml · nonDerivative · entry 1 Henderson Erin · CIK 0001895467 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,752 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.