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Garfield Jon

Disclosed activity across 2 companies

Tapewire entity
113616
SEC CIK
0001336751

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Clarus Therapeutics Holdings, Inc.BLUW · Entity 126356Chief Financial OfficerDecember 15, 2020December 15, 2020
Onconetix, Inc.BWV · Entity 8471Chief Financial OfficerMay 09, 2023May 11, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Clarus Therapeutics Holdings, Inc.

Report date December 15, 2020 · Filed December 15, 2020

This filing explicitly reported no securities owned.

Onconetix, Inc.

Report date May 09, 2023 · Filed May 11, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect100,000 Reported balance After 2023-05-09 transaction · row 1
1 source row

Row 1 · 2023-05-09 · Grant · Acquired 100,000 · Balance 100,000

F1: The restricted stock award was granted pursuant to the Blue Water Biotech, Inc. Amended and Restated 2022 Equity Incentive Plan. 50% of the stock award will vest on August 17, 2023; 25% of the award will vest on August 17, 2024; and the remaining 25% of the award will vest on August 18, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock award was granted pursuant to the Blue Water Biotech, Inc. Amended and Restated 2022 Equity Incentive Plan. 50% of the stock award will vest on August 17, 2023; 25% of the award will vest on August 17, 2024; and the remaining 25% of the award will vest on August 18, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2023 Filed May 11, 2023 21:21 UTC Onconetix, Inc. BWV · Entity 8471 GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-038668 · ownership.xml · nonDerivative · entry 1

Garfield Jon · CIK 0001336751 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The restricted stock award was granted pursuant to the Blue Water Biotech, Inc. Amended and Restated 2022 Equity Incentive Plan. 50% of the stock award will vest on August 17, 2023; 25% of the award will vest on August 17, 2024; and the remaining 25% of the award will vest on August 18, 2025.

Read SEC document
May 04, 2022 Filed May 27, 2022 10:46 UTC Onconetix, Inc. BWV · Entity 8471 GrantStock Option · Derivative 100,000 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001213900-22-030003 · ownership.xml · derivative · entry 1

Garfield Jon · CIK 0001336751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, par value $0.00001 per share · 100,000 shares

Expires 2032-05-04

F1 · derivative.exercise_date: Stock options (the "Options") were granted to Mr. Garfield on May 4, 2022. The Options vest and become exercisable as follows: 25% of the Options will vest on September 15, 2022 and the remainder of the Options vest in equal monthly installments over the following 36 months.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.