Tapewire

Nasdaq · USD

OCSL

Oaktree Specialty Lending Corp

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Tapewire entity
4863
SEC CIK
0001414932
Parsed reports
217

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2018 Filed Aug 27, 2018 20:52 UTC SaleCommon Stock 39,619 $5.05 $200,167.07
Disclosure

SEC source: 0001209191-18-048510 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,298,733

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.05 to $5.07; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:52 UTC SaleCommon Stock 39,619 $5.05 $200,167.07
Disclosure

SEC source: 0001209191-18-048510 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,408,940

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.05 to $5.07; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 22:42 UTC SaleCommon Stock 100,000 $5.00 $500,000.00
Disclosure

SEC source: 0001209191-18-048271 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,338,352

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.02; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 22:42 UTC SaleCommon Stock 100,000 $5.00 $500,000.00
Disclosure

SEC source: 0001209191-18-048271 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,448,559

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.02; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 01:20 UTC SaleCommon Stock 2,950 $5.00 $14,750.30
Disclosure

SEC source: 0001209191-18-047880 · doc4.xml · nonDerivative · entry 4

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,438,352

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.01; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 01:20 UTC SaleCommon Stock 2,950 $5.00 $14,750.30
Disclosure

SEC source: 0001209191-18-047880 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,548,559

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.01; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
August 17, 2018 Filed Aug 22, 2018 01:20 UTC SaleCommon Stock 33,500 $5.00 $167,600.50
Disclosure

SEC source: 0001209191-18-047880 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,441,302

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.04; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
August 17, 2018 Filed Aug 22, 2018 01:20 UTC SaleCommon Stock 33,500 $5.00 $167,600.50
Disclosure

SEC source: 0001209191-18-047880 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,551,509

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.04; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 21:05 UTC SaleCommon Stock 58,000 $5.00 $290,000.00
Disclosure

SEC source: 0001209191-18-047435 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,474,802

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.01; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 21:05 UTC SaleCommon Stock 58,000 $5.00 $290,000.00
Disclosure

SEC source: 0001209191-18-047435 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,585,009

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.01; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
August 13, 2018 Filed Apr 24, 2019 20:39 UTC SaleCommon Stock 1,800 $5.00 $9,000.00
Disclosure

SEC source: 0001209191-19-025765 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,532,802

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 22:43 UTC PurchaseCommon Stock 20,240 $4.97 $100,689.95
Disclosure

SEC source: 0000899243-18-022351 · doc4.xml · nonDerivative · entry 1

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,440

F1 · price: The shares reported as purchased on August 10, 2018 were purchased in multiple transactions at actual purchase prices ranging from $4.955 to $4.99 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 22:43 UTC PurchaseCommon Stock 3,000 $4.96 $14,880.00
Disclosure

SEC source: 0000899243-18-022350 · doc4.xml · nonDerivative · entry 1

Zimmerman Bruce · CIK 0001720536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Read SEC document
August 03, 2018 Filed Apr 24, 2019 20:39 UTC SaleCommon Stock 100,000 $5.00 $500,000.00
Disclosure

SEC source: 0001209191-19-025765 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,534,602

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.02; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
August 02, 2018 Filed Apr 24, 2019 20:39 UTC SaleCommon Stock 100,000 $5.00 $500,000.00
Disclosure

SEC source: 0001209191-19-025765 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,634,602

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.02; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 21:16 UTC SaleCommon Stock 17,902 $5.00 $89,581.61
Disclosure

SEC source: 0001209191-18-036117 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,734,602

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

F2 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.03; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 21:16 UTC SaleCommon Stock 23,226 $5.00 $116,130.00
Disclosure

SEC source: 0001209191-18-036117 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,752,504

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 30, 2018 Filed May 31, 2018 21:42 UTC SaleCommon Stock 47,100 $5.00 $235,500.00
Disclosure

SEC source: 0001209191-18-034434 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,775,730

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

F2 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.02; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
May 25, 2018 Filed May 30, 2018 20:13 UTC SaleCommon Stock 14,923 $5.00 $74,615.00
Disclosure

SEC source: 0001209191-18-034109 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,822,830

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 23, 2018 Filed May 25, 2018 01:42 UTC SaleCommon Stock 100 $5.00 $500.00
Disclosure

SEC source: 0001209191-18-033259 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,837,753

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:58 UTC SaleCommon Stock 100,000 $5.00 $500,000.00
Disclosure

SEC source: 0001209191-18-032650 · doc4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,837,853

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

F2 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.02; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:58 UTC SaleCommon Stock 23,868 $5.00 $119,340.00
Disclosure

SEC source: 0001209191-18-032650 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,937,853

F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:53 UTC
Pendo MathewChief Operating Officer
PurchaseCommon Stock 4,950 $4.32 $21,383.51
Disclosure

SEC source: 0000899243-18-006197 · doc4.xml · nonDerivative · entry 1

Pendo Mathew · CIK 0001603759 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,950

Read SEC document
February 12, 2018 Filed Feb 14, 2018 18:41 UTC PurchaseCommon Stock 22,400 $4.42 $99,008.00
Disclosure

SEC source: 0000899243-18-003823 · doc4.xml · nonDerivative · entry 2

Zimmerman Bruce · CIK 0001720536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Read SEC document
February 12, 2018 Filed Feb 14, 2018 18:41 UTC PurchaseCommon Stock 1,600 $4.41 $7,056.00
Disclosure

SEC source: 0000899243-18-003823 · doc4.xml · nonDerivative · entry 1

Zimmerman Bruce · CIK 0001720536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Read SEC document
February 12, 2018 Filed Feb 14, 2018 18:41 UTC
Gamsin MarcDirector
PurchaseCommon Stock 35,000 $4.39 $153,643.00
Disclosure

SEC source: 0000899243-18-003822 · doc4.xml · nonDerivative · entry 1

Gamsin Marc · CIK 0001570488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · price: The shares reported as purchased on February 12, 2018 were purchased in multiple transactions at actual purchase prices ranging from $4.365 to $4.40 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:54 UTC PurchaseCommon Stock 2,000 $4.74 $9,480.00
Disclosure

SEC source: 0000899243-17-029210 · doc4.xml · nonDerivative · entry 5

Zimmerman Bruce · CIK 0001720536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:54 UTC PurchaseCommon Stock 2,000 $4.74 $9,480.00
Disclosure

SEC source: 0000899243-17-029210 · doc4.xml · nonDerivative · entry 4

Zimmerman Bruce · CIK 0001720536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:54 UTC PurchaseCommon Stock 2,000 $4.74 $9,480.00
Disclosure

SEC source: 0000899243-17-029210 · doc4.xml · nonDerivative · entry 3

Zimmerman Bruce · CIK 0001720536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:54 UTC PurchaseCommon Stock 2,000 $4.74 $9,480.00
Disclosure

SEC source: 0000899243-17-029210 · doc4.xml · nonDerivative · entry 2

Zimmerman Bruce · CIK 0001720536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:54 UTC PurchaseCommon Stock 2,000 $4.74 $9,480.00
Disclosure

SEC source: 0000899243-17-029210 · doc4.xml · nonDerivative · entry 1

Zimmerman Bruce · CIK 0001720536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:51 UTC
Lee EdgarSee Remarks
PurchaseCommon Stock 7,476 $4.66 $34,872.55
Disclosure

SEC source: 0000899243-17-029209 · doc4.xml · nonDerivative · entry 2

Lee Edgar · CIK 0001511022 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:51 UTC
Lee EdgarSee Remarks
PurchaseCommon Stock 4,524 $4.67 $21,125.27
Disclosure

SEC source: 0000899243-17-029209 · doc4.xml · nonDerivative · entry 1

Lee Edgar · CIK 0001511022 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,524

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:47 UTC
Pendo MathewChief Operating Officer
PurchaseCommon Stock 1,400 $4.66 $6,524.00
Disclosure

SEC source: 0000899243-17-029205 · doc4.xml · nonDerivative · entry 3

Pendo Mathew · CIK 0001603759 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:47 UTC
Pendo MathewChief Operating Officer
PurchaseCommon Stock 100 $4.66 $465.50
Disclosure

SEC source: 0000899243-17-029205 · doc4.xml · nonDerivative · entry 2

Pendo Mathew · CIK 0001603759 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:47 UTC
Pendo MathewChief Operating Officer
PurchaseCommon Stock 10,500 $4.66 $48,930.00
Disclosure

SEC source: 0000899243-17-029205 · doc4.xml · nonDerivative · entry 1

Pendo Mathew · CIK 0001603759 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:42 UTC
Frank JohnDirector
PurchaseCommon Stock 28,784 $4.74 $136,318.15
Disclosure

SEC source: 0000899243-17-029203 · doc4.xml · nonDerivative · entry 1

Frank John · CIK 0001372819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,784

Read SEC document
December 14, 2017 Filed Dec 16, 2017 02:27 UTC PurchaseCommon Stock 138,000 $4.78 $659,129.40
Disclosure

SEC source: 0000899243-17-028897 · doc4.xml · nonDerivative · entry 2

OAKTREE CAPITAL MANAGEMENT LP · CIK 0000949509 · 10% owner

Oaktree Holdings, Inc. · CIK 0001403382 · 10% owner

Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Oaktree Capital I, L.P.

Disclosed balance after: 276,000

F2 · price: The shares reported as purchased on December 14, 2017 were purchased in multiple transactions at actual purchase prices ranging from $4.68 to $4.84 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I") purchased shares of the common stock (the "Common Stock") of Oaktree Specialty Lending Corporation ("Issuer") on the open market. OCM Holdings I, LLC, a Delaware limited liability company ("Holdings I"), serves as the general partner of Capital I. Oaktree Holdings, LLC, a Delaware limited liability company ("Holdings"), serves as the managing member of Holdings I. Oaktree Capital Group, LLC, a Delaware limited liability company ("OCG") and a Reporting Person for the purposes of this Form 4, serves as the managing member of Holdings. Oaktree Capital Group Holdings GP, LLC, a Delaware limited liability company and a Reporting Person for the purposes of this Form 4, serves as the duly elected manager of OCG.

F4 · ownership.nature: On July 13, 2017, Oaktree Capital Management, L.P. ("Oaktree") entered into a Voting Agreement, dated as of July 13, 2017 (the "Voting Agreement"), with Fifth Street Holdings, L.P., Leonard M. Tannenbaum, the Leonard M. Tannenbaum Foundation, the Tannenbaum Family 2012 Trust and 777 West Putnam Avenue LLC (collectively, the "Stockholders") with respect to the shares of common stock, par value $0.01 per share, of the Issuer (the "Common Stock") owned by the Stockholders. As a result, Oaktree and the other Reporting Persons may be deemed to beneficially own, pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended, in excess of 10% of the issued and outstanding Common Stock. See the Form 3 filed by the Reporting Persons with the Securities and Exchange Commission on July 21, 2017 with respect to the Issuer for additional information.

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December 13, 2017 Filed Dec 16, 2017 02:27 UTC PurchaseCommon Stock 138,000 $4.80 $662,234.40
Disclosure

SEC source: 0000899243-17-028897 · doc4.xml · nonDerivative · entry 1

OAKTREE CAPITAL MANAGEMENT LP · CIK 0000949509 · 10% owner

Oaktree Holdings, Inc. · CIK 0001403382 · 10% owner

Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Oaktree Capital I, L.P.

Disclosed balance after: 138,000

F1 · price: The shares reported as purchased on December 13, 2017 were purchased in multiple transactions at actual purchase prices ranging from $4.775 to $4.83 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I") purchased shares of the common stock (the "Common Stock") of Oaktree Specialty Lending Corporation ("Issuer") on the open market. OCM Holdings I, LLC, a Delaware limited liability company ("Holdings I"), serves as the general partner of Capital I. Oaktree Holdings, LLC, a Delaware limited liability company ("Holdings"), serves as the managing member of Holdings I. Oaktree Capital Group, LLC, a Delaware limited liability company ("OCG") and a Reporting Person for the purposes of this Form 4, serves as the managing member of Holdings. Oaktree Capital Group Holdings GP, LLC, a Delaware limited liability company and a Reporting Person for the purposes of this Form 4, serves as the duly elected manager of OCG.

F4 · ownership.nature: On July 13, 2017, Oaktree Capital Management, L.P. ("Oaktree") entered into a Voting Agreement, dated as of July 13, 2017 (the "Voting Agreement"), with Fifth Street Holdings, L.P., Leonard M. Tannenbaum, the Leonard M. Tannenbaum Foundation, the Tannenbaum Family 2012 Trust and 777 West Putnam Avenue LLC (collectively, the "Stockholders") with respect to the shares of common stock, par value $0.01 per share, of the Issuer (the "Common Stock") owned by the Stockholders. As a result, Oaktree and the other Reporting Persons may be deemed to beneficially own, pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended, in excess of 10% of the issued and outstanding Common Stock. See the Form 3 filed by the Reporting Persons with the Securities and Exchange Commission on July 21, 2017 with respect to the Issuer for additional information.

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December 13, 2017 Filed Dec 16, 2017 02:30 UTC PurchaseCommon Stock 31,200 $4.80 $149,641.44
Disclosure

SEC source: 0000899243-17-028900 · doc4.xml · nonDerivative · entry 1

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,200

F1 · price: The shares reported as purchased on December 13, 2017 were purchased in multiple transactions at actual purchase prices ranging from $4.77 to $4.825 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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December 13, 2017 Filed Dec 16, 2017 02:34 UTC PurchaseCommon Stock 15,700 $4.79 $75,196.72
Disclosure

SEC source: 0000899243-17-028904 · doc4.xml · nonDerivative · entry 1

Ruben Richard · CIK 0001720535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,250

F1 · price: The shares reported as purchased on December 13, 2017 were purchased in multiple transactions at actual purchase prices ranging from $4.785 to $4.79 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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December 06, 2017 Filed Dec 7, 2017 21:33 UTC PurchaseCommon Stock 1,350 $4.82 $6,506.33
Disclosure

SEC source: 0000899243-17-028169 · doc4.xml · nonDerivative · entry 3

Ruben Richard · CIK 0001720535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,550

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December 06, 2017 Filed Dec 7, 2017 21:33 UTC PurchaseCommon Stock 7,800 $4.82 $37,627.20
Disclosure

SEC source: 0000899243-17-028169 · doc4.xml · nonDerivative · entry 2

Ruben Richard · CIK 0001720535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

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December 05, 2017 Filed Dec 7, 2017 21:33 UTC PurchaseCommon Stock 5,400 $4.80 $25,943.76
Disclosure

SEC source: 0000899243-17-028169 · doc4.xml · nonDerivative · entry 1

Ruben Richard · CIK 0001720535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

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October 19, 2017 Filed Oct 23, 2017 20:19 UTC PurchaseCommon Stock 437,799 $5.56 $2,434,162.44
Disclosure

SEC source: 0001414932-17-000029 · wf-form4_150878998144721.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,961,721

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.55 to $5.60; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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October 19, 2017 Filed Oct 23, 2017 20:19 UTC PurchaseCommon Stock 971,807 $5.56 $5,403,246.92
Disclosure

SEC source: 0001414932-17-000029 · wf-form4_150878998144721.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,643,009

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.55 to $5.60; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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October 19, 2017 Filed Oct 25, 2017 20:51 UTC Amendment SaleCommon Stock 437,799 $5.56 $2,434,162.44
Disclosure

SEC source: 0001144204-17-054130 · tv477739_4.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 7,961,721

F1 · kind: The transaction code is corrected from the reporting person's Form 4 filed on October 23, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.55 to $5.60; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.

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October 19, 2017 Filed Oct 25, 2017 20:51 UTC Amendment SaleCommon Stock 971,807 $5.56 $5,403,246.92
Disclosure

SEC source: 0001144204-17-054130 · tv477739_4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,643,009

F1 · kind: The transaction code is corrected from the reporting person's Form 4 filed on October 23, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.55 to $5.60; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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September 29, 2017 Filed Oct 3, 2017 09:10 UTC
Berman Bernard DDirector · Chief Executive Officer
SaleCommon Stock 20,000 $5.43 $108,600.00
Disclosure

SEC source: 0001144204-17-051057 · v476327_4.xml · nonDerivative · entry 1

Berman Bernard D · CIK 0001421840 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,968

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.42 to $5.4301; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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March 29, 2017 Filed Mar 30, 2017 21:47 UTC PurchaseCommon Stock 102,000 $4.71 $480,420.00
Disclosure

SEC source: 0001414932-17-000019 · wf-form4_149091045385074.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,614,816.404

F2 · price: Mr. Tannenbaum has previously disgorged to FSC profits realized in connection with purchases of an aggregate of 242,289 shares of FSC common stock occurring at prices less than or equal to $4.40 per share. Because the transactions reported herein occurred at prices greater than $4.40 per share, there are no additional recoverable profits subject to disgorgement to FSC.

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.69 to $4.74; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.