Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Advanced Merger Partners, Inc.AMPI · Entity 141663 | Director | March 01, 2021 | March 02, 2021 |
| Blackstone Multi-Strategy Hedge Fund L.P.NONE · Entity 26508 | Director | August 03, 2026 | August 04, 2026 |
| GWG Holdings, Inc.GWGH · Entity 111001 | Director | June 18, 2019 | June 20, 2019 |
| Oaktree Specialty Lending CorpOCSL · Entity 4863 | Director | March 19, 2021 | March 23, 2021 |
| Vistra Corp.VST · Entity 42 | Director | June 07, 2019 | June 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Advanced Merger Partners, Inc.
Report date March 01, 2021 · Filed March 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-01 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B common stock have no expiration date and will automatically convert into shares of Class A common stock concurrently with or immediately following the consummation of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-252624). |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock have no expiration date and will automatically convert into shares of Class A common stock concurrently with or immediately following the consummation of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-252624).
Blackstone Multi-Strategy Hedge Fund L.P.
Report date August 03, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Limited Partnership UnitsSEC Table I · non-derivative | Direct | 3,682.192 |
Reported balance
After 2026-08-03 transaction · row 1
1 source rowRow 1 · 2026-08-03 · Grant · Acquired 3,682.192 · Balance 3,682.192 F1: Represents an award of Class I Limited Partnership Units granted as compensation. The unit award fully vests on August 3, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Class I Limited Partnership Units granted as compensation. The unit award fully vests on August 3, 2027.
GWG Holdings, Inc.
Report date June 18, 2019 · Filed June 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,169 |
Reported balance
After 2019-06-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-18 · Grant · Acquired 8,169 · Balance 8,169 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting. |
| Common Stock, $.001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-06-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting.
Oaktree Specialty Lending Corp
Report date March 19, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 57,390 |
Reported balance
After 2021-03-19 transaction · row 1
1 source rowRow 1 · 2021-03-19 · Grant · Acquired 20,390 · Balance 57,390 F1: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors, LLC (for the limited purposes set forth therein), in exchange for 15,250 shares of common stock, par value $0.01 per share of OCSI. Pursuant to the Merger Agreement, each share of OCSI's common stock, having a market value of $8.51 per share at the close of trading on March 18, 2021, was converted into the right to receive 1.3371 shares of the Issuer's common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The acquisition reported in this Form 4 is an exempt transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors, LLC (for the limited purposes set forth therein), in exchange for 15,250 shares of common stock, par value $0.01 per share of OCSI. Pursuant to the Merger Agreement, each share of OCSI's common stock, having a market value of $8.51 per share at the close of trading on March 18, 2021, was converted into the right to receive 1.3371 shares of the Issuer's common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The acquisition reported in this Form 4 is an exempt transaction.
Vistra Corp.
Report date June 07, 2019 · Filed June 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,374 |
Ending reported balance
After 2019-06-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-06-07 · Purchase · Acquired 1,050 · Balance 12,424 Row 2 · 2019-06-07 · Purchase · Acquired 2,950 · Balance 15,374 F1: The 2,950 shares were purchased in multiple transactions executed on the same day at prices ranging from $24.425 to $24.430. The detailed breakdown of executed purchases will be furnished upon request. |
Filing footnotes · ownership attribution and instrument terms
F1: The 2,950 shares were purchased in multiple transactions executed on the same day at prices ranging from $24.425 to $24.430. The detailed breakdown of executed purchases will be furnished upon request.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Oaktree Strategic Income Corp
Report date March 19, 2021 · Filed March 23, 2021
Section 16 reporting ended · disclosed 2021-03-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-19 transaction · row 1
1 source rowRow 1 · 2021-03-19 · Disposition to issuer · Disposed 15,250 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Specialty Lending Corporation ("OCSL"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), in exchange for 20,390 shares of common stock, par value $0.01 per share, of OCSL. Pursuant to the Merger Agreement, each share of common stock, par value $0.01 per share, of the Issuer was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The disposition reported in this Form 4 is an exempt transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Specialty Lending Corporation ("OCSL"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), in exchange for 20,390 shares of common stock, par value $0.01 per share, of OCSL. Pursuant to the Merger Agreement, each share of common stock, par value $0.01 per share, of the Issuer was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The disposition reported in this Form 4 is an exempt transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2026 Filed Aug 4, 2026 20:05 UTC | Blackstone Multi-Strategy Hedge Fund L.P. NONE · Entity 26508 | GrantClass I Limited Partnership Units | 3,682.192 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-332763 · ownership.xml · nonDerivative · entry 1 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,682.192 F1 · kind: Represents an award of Class I Limited Partnership Units granted as compensation. The unit award fully vests on August 3, 2027. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:00 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | GrantCommon Stock, par value $0.01 per share | 20,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013139 · doc4.xml · nonDerivative · entry 1 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,390 F1 · price: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors, LLC (for the limited purposes set forth therein), in exchange for 15,250 shares of common stock, par value $0.01 per share of OCSI. Pursuant to the Merger Agreement, each share of OCSI's common stock, having a market value of $8.51 per share at the close of trading on March 18, 2021, was converted into the right to receive 1.3371 shares of the Issuer's common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The acquisition reported in this Form 4 is an exempt transaction. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 16:00 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | Disposition to issuerCommon Stock, par value $0.01 per share | 15,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013132 · doc4.xml · nonDerivative · entry 1 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Specialty Lending Corporation ("OCSL"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), in exchange for 20,390 shares of common stock, par value $0.01 per share, of OCSL. Pursuant to the Merger Agreement, each share of common stock, par value $0.01 per share, of the Issuer was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The disposition reported in this Form 4 is an exempt transaction. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 16:22 UTC | GWG Holdings, Inc. GWGH · Entity 111001 | GrantRestricted Stock Units · Derivative | 8,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-007963 · edgar.xml · derivative · entry 2 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 Underlying: Common Stock · 8,169 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 16:43 UTC | Vistra Corp. VST · Entity 42 | PurchaseCommon Stock | 2,950 | $24.43 | $72,068.50 |
DisclosureSEC source: 0001209191-19-036033 · doc4.xml · nonDerivative · entry 2 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,374 F1 · shares: The 2,950 shares were purchased in multiple transactions executed on the same day at prices ranging from $24.425 to $24.430. The detailed breakdown of executed purchases will be furnished upon request. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 16:43 UTC | Vistra Corp. VST · Entity 42 | PurchaseCommon Stock | 1,050 | $24.42 | $25,641.00 |
DisclosureSEC source: 0001209191-19-036033 · doc4.xml · nonDerivative · entry 1 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,424 Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:22 UTC | Vistra Corp. VST · Entity 42 | GrantCommon Stock | 5,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027364 · doc4.xml · nonDerivative · entry 1 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,374 F1 · date: Grants of restricted stock units approved by Issuer's Compensation Committee of Board of Directors on February 25, 2019. F2 · kind: Restricted stock units grant pursuant to Rule 16b-3(d). The restricted stock units were issued in connection with the Reporting Person's director compensation, and the number of units issued was calculated based on the closing stock price of the Issuer's common stock of $27.25 on April 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Vistra Energy Corp. common stock. The restricted stock units vest in full on May 1, 2020. Pursuant to the Reporting Person's election under the Vistra Energy Equity Deferred Compensation Plan for Certain Directors, the restricted stock units become payable upon the earlier of January 1, 2024 or the Reporting Person's separation of service as a director. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 22:43 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 3,000 | $4.96 | $14,880.00 |
DisclosureSEC source: 0000899243-18-022350 · doc4.xml · nonDerivative · entry 1 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 18:40 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 1,250 | $8.61 | $10,762.50 |
DisclosureSEC source: 0000899243-18-022347 · doc4.xml · nonDerivative · entry 1 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,250 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 15:43 UTC | Vistra Corp. VST · Entity 42 | GrantCommon Stock | 5,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040588 · doc4.xml · nonDerivative · entry 1 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,870 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 14:30 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 8,000 | $7.80 | $62,400.00 |
DisclosureSEC source: 0000899243-18-004147 · doc4.xml · nonDerivative · entry 1 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 18:41 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 22,400 | $4.42 | $99,008.00 |
DisclosureSEC source: 0000899243-18-003823 · doc4.xml · nonDerivative · entry 2 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 18:41 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 1,600 | $4.41 | $7,056.00 |
DisclosureSEC source: 0000899243-18-003823 · doc4.xml · nonDerivative · entry 1 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,600 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:54 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 2,000 | $4.74 | $9,480.00 |
DisclosureSEC source: 0000899243-17-029210 · doc4.xml · nonDerivative · entry 5 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:54 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 2,000 | $4.74 | $9,480.00 |
DisclosureSEC source: 0000899243-17-029210 · doc4.xml · nonDerivative · entry 4 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:54 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 2,000 | $4.74 | $9,480.00 |
DisclosureSEC source: 0000899243-17-029210 · doc4.xml · nonDerivative · entry 3 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:54 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 2,000 | $4.74 | $9,480.00 |
DisclosureSEC source: 0000899243-17-029210 · doc4.xml · nonDerivative · entry 2 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:54 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 2,000 | $4.74 | $9,480.00 |
DisclosureSEC source: 0000899243-17-029210 · doc4.xml · nonDerivative · entry 1 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:38 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 6,000 | $8.47 | $50,820.00 |
DisclosureSEC source: 0000899243-17-028907 · doc4.xml · nonDerivative · entry 1 Zimmerman Bruce · CIK 0001720536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · price: The shares reported as purchased on December 14, 2017 were purchased in multiple transactions at actual purchase prices ranging from $8.44 to $8.47 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.