Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hims & Hers Health, Inc.OAC · Entity 1878 | Chief Operating Officer | July 17, 2019 | July 17, 2019 |
| Oaktree Acquisition Corp. IIOACB · Entity 142657 | Chief Operating Officer | September 16, 2020 | September 16, 2020 |
| Oaktree Acquisition Corp. III Life SciencesOACC · Entity 6078 | Chief Operating Officer | October 23, 2024 | October 24, 2024 |
| Oaktree Specialty Lending CorpOCSL · Entity 4863 | President | February 24, 2025 | February 25, 2025 |
| Oaktree Strategic Credit FundNONE · Entity 70355 | President | February 03, 2022 | February 03, 2022 |
| Oaktree Strategic Income II, Inc.NONE · Entity 131737 | Chief Operating Officer | October 02, 2018 | October 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hims & Hers Health, Inc.
Report date July 17, 2019 · Filed July 17, 2019
This filing explicitly reported no securities owned.
Oaktree Acquisition Corp. II
Report date September 16, 2020 · Filed September 16, 2020
This filing explicitly reported no securities owned.
Oaktree Acquisition Corp. III Life Sciences
Report date October 23, 2024 · Filed October 24, 2024
This filing explicitly reported no securities owned.
Oaktree Specialty Lending Corp
Report date February 24, 2025 · Filed February 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 52,596 |
Reported balance
After 2025-02-24 transaction · row 1
1 source rowRow 1 · 2025-02-24 · Purchase · Acquired 6,260 · Balance 52,596 |
Oaktree Strategic Credit Fund
Report date February 03, 2022 · Filed February 03, 2022
This filing explicitly reported no securities owned.
Oaktree Strategic Income II, Inc.
Report date October 02, 2018 · Filed October 02, 2018
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Oaktree Strategic Income Corp
Report date March 19, 2021 · Filed March 23, 2021
Section 16 reporting ended · disclosed 2021-03-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-19 transaction · row 1
1 source rowRow 1 · 2021-03-19 · Disposition to issuer · Disposed 18,444.301 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Specialty Lending Corporation ("OCSL"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), in exchange for 24,661 shares of common stock, par value $0.01 per share, of OCSL. Pursuant to the Merger Agreement, each share of common stock, par value $0.01 per share, of the Issuer was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The disposition reported in this Form 4 is an exempt transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Specialty Lending Corporation ("OCSL"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), in exchange for 24,661 shares of common stock, par value $0.01 per share, of OCSL. Pursuant to the Merger Agreement, each share of common stock, par value $0.01 per share, of the Issuer was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The disposition reported in this Form 4 is an exempt transaction.
SUPERVALU INC
Report date October 22, 2018 · Filed October 24, 2018
Section 16 reporting ended · disclosed 2018-10-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Directors Trust | 0 |
Reported balance
After 2018-10-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-10-22 · Disposition to issuer · Disposed 15,643.175 · Balance 0 F1: At the effective time, each outstanding director deferred share award was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of the Company's common stock subject to such award and (ii) $32.50, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: At the effective time, each outstanding director deferred share award was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of the Company's common stock subject to such award and (ii) $32.50, without interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2025 Filed Feb 25, 2025 21:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 6,260 | $15.93 | $99,690.50 |
DisclosureSEC source: 0000950170-25-026676 · ownership.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,596 Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 22:00 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 52 | $19.67 | $1,022.84 |
DisclosureSEC source: 0000899243-23-004765 · doc4.xml · nonDerivative · entry 3 Pendo Mathew · CIK 0001603759 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,979 Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 22:00 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 112 | $19.72 | $2,208.64 |
DisclosureSEC source: 0000899243-23-004765 · doc4.xml · nonDerivative · entry 2 Pendo Mathew · CIK 0001603759 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,927 Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 22:00 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 516 | $19.72 | $10,175.52 |
DisclosureSEC source: 0000899243-23-004765 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,815 F1 · balance_after: The issuer completed a 1-for-3 reverse stock split on January 20, 2023, effective as of the commencement of trading on January 23, 2023. Read SEC document |
| May 09, 2022 Filed May 11, 2022 20:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 18,381 | $7.06 | $129,769.86 |
DisclosureSEC source: 0000899243-22-017640 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,591 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.055 to $7.0692, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:00 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | GrantCommon Stock, par value $0.01 per share | 24,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013129 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,925 F1 · price: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors, LLC (for the limited purposes set forth therein), in exchange for 18,444.301 shares of common stock, par value $0.01 per share of OCSI. Pursuant to the Merger Agreement, each share of OCSI's common stock, having a market value of $8.51 per share at the close of trading on March 18, 2021, was converted into the right to receive 1.3371 shares of the Issuer's common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The acquisition reported in this Form 4 is an exempt transaction. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 16:00 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | Disposition to issuerCommon Stock, par value $0.01 per share | 18,444.301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013127 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Specialty Lending Corporation ("OCSL"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), in exchange for 24,661 shares of common stock, par value $0.01 per share, of OCSL. Pursuant to the Merger Agreement, each share of common stock, par value $0.01 per share, of the Issuer was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The disposition reported in this Form 4 is an exempt transaction. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 21:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 12,231 | $5.95 | $72,774.45 |
DisclosureSEC source: 0000899243-21-005662 · doc4.xml · nonDerivative · entry 2 Pendo Mathew · CIK 0001603759 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,264 Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 8,661 | $5.95 | $51,532.95 |
DisclosureSEC source: 0000899243-21-005662 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,033 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.945 to $5.95, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 10:05 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 6,500 | $4.55 | $29,574.35 |
DisclosureSEC source: 0000899243-20-007828 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,540 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.545 to $4.55, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 06:06 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock, par value $0.01 per share | 4,000 | $7.61 | $30,437.20 |
DisclosureSEC source: 0000899243-20-007829 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,250 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.60 to $7.63, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 21:00 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 5,990 | $5.25 | $31,447.50 |
DisclosureSEC source: 0000899243-19-029244 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,040 Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 16:00 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock, par value $0.01 per share | 3,600 | $8.35 | $30,060.00 |
DisclosureSEC source: 0000899243-19-029150 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,250 Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 16:30 UTC | SUPERVALU INC SVU · Entity 162831 | Disposition to issuerCommon Stock | 15,643.175 | $32.50 | $508,403.19 |
DisclosureSEC source: 0001140361-18-041232 · form4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Directors Trust Disclosed balance after: 0 F1 · kind: At the effective time, each outstanding director deferred share award was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of the Company's common stock subject to such award and (ii) $32.50, without interest. F1 · price: At the effective time, each outstanding director deferred share award was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of the Company's common stock subject to such award and (ii) $32.50, without interest. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 22:50 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 2,100 | $5.00 | $10,497.90 |
DisclosureSEC source: 0000899243-18-024620 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,050 Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:52 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 1,100 | $8.46 | $9,306.00 |
DisclosureSEC source: 0000899243-18-024621 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,650 Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 14:24 UTC | SUPERVALU INC SVU · Entity 162831 | GrantCommon Stock | 3,582.555 | $32.14 | $115,140.09 |
DisclosureSEC source: 0000095521-18-000119 · edgardoc.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Directors Trust Disclosed balance after: 15,643.175 F1 · balance_after: This number reflects a 1 for 7 reverse split of the Company's common stock on August 1, 2017. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:53 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 4,950 | $4.32 | $21,383.51 |
DisclosureSEC source: 0000899243-18-006197 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,950 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:54 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 2,550 | $7.83 | $19,964.97 |
DisclosureSEC source: 0000899243-18-006198 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,550 F1 · price: The shares reported as purchased on February 28, 2018 were purchased in multiple transactions at actual purchase prices ranging from $7.80 to $7.8999 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:47 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 1,400 | $4.66 | $6,524.00 |
DisclosureSEC source: 0000899243-17-029205 · doc4.xml · nonDerivative · entry 3 Pendo Mathew · CIK 0001603759 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:47 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 100 | $4.66 | $465.50 |
DisclosureSEC source: 0000899243-17-029205 · doc4.xml · nonDerivative · entry 2 Pendo Mathew · CIK 0001603759 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,600 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:47 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 10,500 | $4.66 | $48,930.00 |
DisclosureSEC source: 0000899243-17-029205 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:26 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 6,000 | $8.56 | $51,366.00 |
DisclosureSEC source: 0000899243-17-029194 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 10:49 UTC | SUPERVALU INC SVU · Entity 162831 | GrantCommon Stock | 32,122.91 | $3.58 | $115,000.02 |
DisclosureSEC source: 0000095521-17-000109 · edgardoc.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Directors Trust Disclosed balance after: 84,424.34 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.