Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oaktree Specialty Lending CorpOCSL · Entity 4863 | Director | March 19, 2021 | March 23, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oaktree Specialty Lending Corp
Report date March 19, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 101,625 |
Reported balance
After 2021-03-19 transaction · row 1
1 source rowRow 1 · 2021-03-19 · Grant · Acquired 54,375 · Balance 101,625 F1: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors, LLC (for the limited purposes set forth therein), in exchange for 40,667 shares of common stock, par value $0.01 per share of OCSI. Pursuant to the Merger Agreement, each share of OCSI's common stock, having a market value of $8.51 per share at the close of trading on March 18, 2021, was converted into the right to receive 1.3371 shares of the Issuer's common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The acquisition reported in this Form 4 is an exempt transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors, LLC (for the limited purposes set forth therein), in exchange for 40,667 shares of common stock, par value $0.01 per share of OCSI. Pursuant to the Merger Agreement, each share of OCSI's common stock, having a market value of $8.51 per share at the close of trading on March 18, 2021, was converted into the right to receive 1.3371 shares of the Issuer's common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The acquisition reported in this Form 4 is an exempt transaction.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Oaktree Strategic Income Corp
Report date March 19, 2021 · Filed March 23, 2021
Section 16 reporting ended · disclosed 2021-03-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-19 transaction · row 1
1 source rowRow 1 · 2021-03-19 · Disposition to issuer · Disposed 40,667 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Specialty Lending Corporation ("OCSL"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), in exchange for 54,375 shares of common stock, par value $0.01 per share, of OCSL. Pursuant to the Merger Agreement, each share of common stock, par value $0.01 per share, of the Issuer was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The disposition reported in this Form 4 is an exempt transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Specialty Lending Corporation ("OCSL"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), in exchange for 54,375 shares of common stock, par value $0.01 per share, of OCSL. Pursuant to the Merger Agreement, each share of common stock, par value $0.01 per share, of the Issuer was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The disposition reported in this Form 4 is an exempt transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2021 Filed Mar 23, 2021 20:00 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | GrantCommon Stock, par value $0.01 per share | 54,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013137 · doc4.xml · nonDerivative · entry 1 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,625 F1 · price: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors, LLC (for the limited purposes set forth therein), in exchange for 40,667 shares of common stock, par value $0.01 per share of OCSI. Pursuant to the Merger Agreement, each share of OCSI's common stock, having a market value of $8.51 per share at the close of trading on March 18, 2021, was converted into the right to receive 1.3371 shares of the Issuer's common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The acquisition reported in this Form 4 is an exempt transaction. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 16:00 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | Disposition to issuerCommon Stock, par value $0.01 per share | 40,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013138 · doc4.xml · nonDerivative · entry 1 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Specialty Lending Corporation ("OCSL"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), in exchange for 54,375 shares of common stock, par value $0.01 per share, of OCSL. Pursuant to the Merger Agreement, each share of common stock, par value $0.01 per share, of the Issuer was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The disposition reported in this Form 4 is an exempt transaction. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 10:02 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 2,500 | $4.97 | $12,425.00 |
DisclosureSEC source: 0000899243-20-024206 · doc4.xml · nonDerivative · entry 3 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,250 Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 10:02 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 2,500 | $4.98 | $12,450.00 |
DisclosureSEC source: 0000899243-20-024206 · doc4.xml · nonDerivative · entry 2 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,750 Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 10:02 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $4.94 | $24,724.00 |
DisclosureSEC source: 0000899243-20-024206 · doc4.xml · nonDerivative · entry 1 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,250 Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 20:06 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $4.96 | $9,920.00 |
DisclosureSEC source: 0000899243-20-023028 · doc4.xml · nonDerivative · entry 3 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,250 Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 20:06 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $4.98 | $4,980.00 |
DisclosureSEC source: 0000899243-20-023028 · doc4.xml · nonDerivative · entry 2 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,250 Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 20:06 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $4.98 | $9,969.00 |
DisclosureSEC source: 0000899243-20-023028 · doc4.xml · nonDerivative · entry 1 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,250 Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 10:02 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $5.03 | $10,050.00 |
DisclosureSEC source: 0000899243-20-022881 · doc4.xml · nonDerivative · entry 1 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,250 Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 06:10 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $7.68 | $76,768.00 |
DisclosureSEC source: 0000899243-20-007831 · doc4.xml · nonDerivative · entry 1 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,667 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.61 to $7.819, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:35 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 2,667 | $8.50 | $22,660.43 |
DisclosureSEC source: 0000899243-18-024701 · doc4.xml · nonDerivative · entry 1 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,667 F1 · price: The shares reported as purchased on September 14, 2018 were purchased in multiple transactions at actual purchase prices ranging from $8.48 to $8.50 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:47 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 5,000 | $7.86 | $39,311.50 |
DisclosureSEC source: 0000899243-18-006193 · doc4.xml · nonDerivative · entry 1 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 F1 · price: The shares reported as purchased on February 28, 2018 were purchased in multiple transactions at actual purchase prices ranging from $7.84 to $7.90 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 21:29 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 5,850 | $8.56 | $50,104.08 |
DisclosureSEC source: 0000899243-17-028898 · doc4.xml · nonDerivative · entry 3 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 F3 · price: The shares reported as purchased on December 15, 2017 were purchased in multiple transactions at actual purchase prices ranging from $8.55 to $8.57 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:29 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 1,264 | $8.48 | $10,713.28 |
DisclosureSEC source: 0000899243-17-028898 · doc4.xml · nonDerivative · entry 2 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,150 F2 · price: The shares reported as purchased on December 14, 2017 were purchased in multiple transactions at actual purchase prices ranging from $8.45 to $8.48 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 13, 2017 Filed Dec 16, 2017 02:34 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 15,700 | $4.79 | $75,196.72 |
DisclosureSEC source: 0000899243-17-028904 · doc4.xml · nonDerivative · entry 1 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,250 F1 · price: The shares reported as purchased on December 13, 2017 were purchased in multiple transactions at actual purchase prices ranging from $4.785 to $4.79 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 21:29 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 7,536 | $8.55 | $64,462.94 |
DisclosureSEC source: 0000899243-17-028898 · doc4.xml · nonDerivative · entry 1 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,886 F1 · price: The shares reported as purchased on December 13, 2017 were purchased in multiple transactions at actual purchase prices ranging from $8.45 to $8.6 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:33 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 1,350 | $4.82 | $6,506.33 |
DisclosureSEC source: 0000899243-17-028169 · doc4.xml · nonDerivative · entry 3 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,550 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:33 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 7,800 | $4.82 | $37,627.20 |
DisclosureSEC source: 0000899243-17-028169 · doc4.xml · nonDerivative · entry 2 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,200 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:31 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 450 | $8.39 | $3,775.50 |
DisclosureSEC source: 0000899243-17-028167 · doc4.xml · nonDerivative · entry 6 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,350 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:31 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 500 | $8.41 | $4,202.60 |
DisclosureSEC source: 0000899243-17-028167 · doc4.xml · nonDerivative · entry 5 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,900 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:31 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 3,400 | $8.42 | $28,618.14 |
DisclosureSEC source: 0000899243-17-028167 · doc4.xml · nonDerivative · entry 4 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,400 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:31 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 1,000 | $8.42 | $8,417.00 |
DisclosureSEC source: 0000899243-17-028167 · doc4.xml · nonDerivative · entry 3 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:31 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 2,000 | $8.37 | $16,740.00 |
DisclosureSEC source: 0000899243-17-028167 · doc4.xml · nonDerivative · entry 2 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:33 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 5,400 | $4.80 | $25,943.76 |
DisclosureSEC source: 0000899243-17-028169 · doc4.xml · nonDerivative · entry 1 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 16:31 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 1,000 | $8.35 | $8,350.30 |
DisclosureSEC source: 0000899243-17-028167 · doc4.xml · nonDerivative · entry 1 Ruben Richard · CIK 0001720535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.