Tapewire

Nasdaq · USD

OCSL

Oaktree Specialty Lending Corp

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Tapewire entity
4863
SEC CIK
0001414932
Parsed reports
217

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2021 Filed Mar 4, 2021 22:28 UTC SaleCommon Stock 81,202 $6.24 $506,822.28
Disclosure

SEC source: 0001209191-21-017916 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,573,218

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.2200 to $6.2500; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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March 01, 2021 Filed Mar 2, 2021 00:26 UTC SaleCommon Stock 63,779 $6.21 $395,767.83
Disclosure

SEC source: 0001209191-21-015443 · doc4.xml · nonDerivative · entry 5

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,654,420

F4 · price: This transaction was executed in multiple trades at prices ranging from $6.2000 to $6.2200; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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February 26, 2021 Filed Mar 2, 2021 00:26 UTC SaleCommon Stock 31,500 $6.16 $194,027.40
Disclosure

SEC source: 0001209191-21-015443 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,718,199

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.1500 to $6.1900; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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February 25, 2021 Filed Mar 2, 2021 00:26 UTC SaleCommon Stock 5,100 $6.20 $31,628.16
Disclosure

SEC source: 0001209191-21-015443 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,749,699

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.2000 to $6.2100; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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February 24, 2021 Filed Feb 25, 2021 16:09 UTC SaleCommon Stock 100,000 $6.15 $614,710.00
Disclosure

SEC source: 0001209191-21-014183 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,754,799

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.1000 to $6.2000; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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February 23, 2021 Filed Feb 25, 2021 16:09 UTC SaleCommon Stock 54,798 $6.11 $334,563.71
Disclosure

SEC source: 0001209191-21-014183 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,854,799

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.1000 to $6.1300; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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February 22, 2021 Filed Feb 23, 2021 16:44 UTC SaleCommon Stock 100,000 $6.14 $614,230.00
Disclosure

SEC source: 0001209191-21-013070 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,909,597

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.1000 to $6.1700; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:44 UTC SaleCommon Stock 72,600 $6.11 $443,339.16
Disclosure

SEC source: 0001209191-21-013070 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,009,597

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.1000 to $6.1300; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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February 09, 2021 Filed Feb 10, 2021 21:15 UTC
Pendo MathewPresident and COO
PurchaseCommon Stock, par value $0.01 per share 12,231 $5.95 $72,774.45
Disclosure

SEC source: 0000899243-21-005662 · doc4.xml · nonDerivative · entry 2

Pendo Mathew · CIK 0001603759 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,264

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:15 UTC
Pendo MathewPresident and COO
PurchaseCommon Stock, par value $0.01 per share 8,661 $5.95 $51,532.95
Disclosure

SEC source: 0000899243-21-005662 · doc4.xml · nonDerivative · entry 1

Pendo Mathew · CIK 0001603759 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,033

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.945 to $5.95, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 17, 2020 Filed Dec 17, 2020 23:01 UTC SaleCommon Stock 40,674 $5.49 $223,227.05
Disclosure

SEC source: 0001209191-20-064177 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,082,197

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.48 to $5.500; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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December 16, 2020 Filed Dec 17, 2020 23:01 UTC SaleCommon Stock 50,000 $5.52 $275,860.00
Disclosure

SEC source: 0001209191-20-064177 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,122,871

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.500 to $5.550; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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December 15, 2020 Filed Dec 15, 2020 22:09 UTC SaleCommon Stock 63,800 $5.51 $351,761.30
Disclosure

SEC source: 0001209191-20-063536 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,172,871

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.50 to $5.540; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 22:09 UTC SaleCommon Stock 14,900 $5.50 $81,984.27
Disclosure

SEC source: 0001209191-20-063536 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,236,671

F1 · shares: This transaction was executed in multiple trades at prices ranging from $5.500 to $5.5100; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.500 to $5.5100; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 17:35 UTC SaleCommon Stock 400 $5.60 $2,240.00
Disclosure

SEC source: 0001209191-20-063145 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,251,571

Read SEC document
December 10, 2020 Filed Dec 14, 2020 17:35 UTC SaleCommon Stock 2,500 $5.60 $14,000.00
Disclosure

SEC source: 0001209191-20-063145 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,251,971

Read SEC document
December 09, 2020 Filed Dec 14, 2020 17:19 UTC SaleCommon Stock 2,600 $5.60 $14,560.00
Disclosure

SEC source: 0001209191-20-063141 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,254,471

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.6100; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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December 08, 2020 Filed Dec 14, 2020 17:19 UTC SaleCommon Stock 87,796 $5.60 $491,920.99
Disclosure

SEC source: 0001209191-20-063141 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,257,071

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.6100; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 13:56 UTC SaleCommon Stock 15,923 $5.60 $89,175.17
Disclosure

SEC source: 0001209191-20-062115 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,344,867

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.6050; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 13:56 UTC SaleCommon Stock 43,203 $5.60 $242,079.37
Disclosure

SEC source: 0001209191-20-062115 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,360,790

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.6150; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 18:35 UTC SaleCommon Stock 9,879 $5.60 $55,323.39
Disclosure

SEC source: 0001209191-20-061764 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,403,993

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.6050; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 18:35 UTC SaleCommon Stock 35,200 $5.60 $197,246.72
Disclosure

SEC source: 0001209191-20-061764 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,413,872

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.62; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:43 UTC SaleCommon Stock 40,753 $5.61 $228,514.30
Disclosure

SEC source: 0001209191-20-061194 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,449,072

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.6279; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:43 UTC SaleCommon Stock 173,161 $5.58 $967,000.29
Disclosure

SEC source: 0001209191-20-061194 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,489,825

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.5134 to $5.63; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 14:26 UTC SaleCommon Stock 187,962 $5.56 $1,045,839.36
Disclosure

SEC source: 0001209191-20-060674 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,662,986

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.50 to $5.63; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
November 24, 2020 Filed Nov 30, 2020 14:26 UTC SaleCommon Stock 169,659 $5.48 $930,511.75
Disclosure

SEC source: 0001209191-20-060674 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,850,948

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.55; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 20:17 UTC SaleCommon Stock 200,000 $5.43 $1,085,800.00
Disclosure

SEC source: 0001209191-20-060170 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,020,607

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.38 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 20:17 UTC SaleCommon Stock 157,648 $5.34 $842,013.73
Disclosure

SEC source: 0001209191-20-060170 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,220,607

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.38; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 23:00 UTC SaleCommon Stock 108,054 $5.25 $567,013.37
Disclosure

SEC source: 0001209191-20-059492 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,378,255

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.20 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 23:27 UTC SaleCommon Stock 49,046 $5.20 $255,088.25
Disclosure

SEC source: 0001209191-20-058876 · doc4.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,486,309

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.20 to $5.21; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:27 UTC SaleCommon Stock 126,701 $5.23 $662,810.94
Disclosure

SEC source: 0001209191-20-058876 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,535,355

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.20 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 10:05 UTC PurchaseCommon Stock, par value $0.01 per share 4,000 $5.00 $19,997.60
Disclosure

SEC source: 0000899243-20-024820 · doc4.xml · nonDerivative · entry 1

Gero Deborah Ann · CIK 0001770360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Read SEC document
September 03, 2020 Filed Sep 4, 2020 10:02 UTC PurchaseCommon Stock, par value $0.01 per share 2,500 $4.97 $12,425.00
Disclosure

SEC source: 0000899243-20-024206 · doc4.xml · nonDerivative · entry 3

Ruben Richard · CIK 0001720535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,250

Read SEC document
September 03, 2020 Filed Sep 4, 2020 10:02 UTC PurchaseCommon Stock, par value $0.01 per share 2,500 $4.98 $12,450.00
Disclosure

SEC source: 0000899243-20-024206 · doc4.xml · nonDerivative · entry 2

Ruben Richard · CIK 0001720535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,750

Read SEC document
September 02, 2020 Filed Sep 4, 2020 10:02 UTC PurchaseCommon Stock, par value $0.01 per share 5,000 $4.94 $24,724.00
Disclosure

SEC source: 0000899243-20-024206 · doc4.xml · nonDerivative · entry 1

Ruben Richard · CIK 0001720535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,250

Read SEC document
August 19, 2020 Filed Aug 20, 2020 20:06 UTC PurchaseCommon Stock, par value $0.01 per share 2,000 $4.96 $9,920.00
Disclosure

SEC source: 0000899243-20-023028 · doc4.xml · nonDerivative · entry 3

Ruben Richard · CIK 0001720535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,250

Read SEC document
August 19, 2020 Filed Aug 20, 2020 20:06 UTC PurchaseCommon Stock, par value $0.01 per share 1,000 $4.98 $4,980.00
Disclosure

SEC source: 0000899243-20-023028 · doc4.xml · nonDerivative · entry 2

Ruben Richard · CIK 0001720535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,250

Read SEC document
August 19, 2020 Filed Aug 20, 2020 20:06 UTC PurchaseCommon Stock, par value $0.01 per share 2,000 $4.98 $9,969.00
Disclosure

SEC source: 0000899243-20-023028 · doc4.xml · nonDerivative · entry 1

Ruben Richard · CIK 0001720535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,250

Read SEC document
August 17, 2020 Filed Aug 19, 2020 10:02 UTC PurchaseCommon Stock, par value $0.01 per share 2,000 $5.03 $10,050.00
Disclosure

SEC source: 0000899243-20-022881 · doc4.xml · nonDerivative · entry 1

Ruben Richard · CIK 0001720535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,250

Read SEC document
August 11, 2020 Filed Aug 13, 2020 20:02 UTC SaleCommon Stock 4,100 $5.20 $21,320.00
Disclosure

SEC source: 0001209191-20-046575 · doc4.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,662,056

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.20 to $5.22; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 10:02 UTC PurchaseCommon Stock, par value $0.01 per share 1,000 $4.58 $4,580.00
Disclosure

SEC source: 0000899243-20-016054 · doc4.xml · nonDerivative · entry 2

Gero Deborah Ann · CIK 0001770360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Read SEC document
June 09, 2020 Filed Jun 11, 2020 10:02 UTC PurchaseCommon Stock, par value $0.01 per share 4,000 $4.72 $18,876.00
Disclosure

SEC source: 0000899243-20-016054 · doc4.xml · nonDerivative · entry 1

Gero Deborah Ann · CIK 0001770360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document
May 27, 2020 Filed May 28, 2020 10:04 UTC
Panossian ArmenChief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 7,500 $4.46 $33,425.25
Disclosure

SEC source: 0000899243-20-014358 · doc4.xml · nonDerivative · entry 1

Panossian Armen · CIK 0001790406 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
March 12, 2020 Filed Mar 16, 2020 10:04 UTC PurchaseCommon Stock, par value $0.01 per share 25,705 $3.92 $100,799.59
Disclosure

SEC source: 0000899243-20-008361 · doc4.xml · nonDerivative · entry 1

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,305

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.88 to $3.94, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 10:05 UTC
Pendo MathewPresident and COO
PurchaseCommon Stock, par value $0.01 per share 6,500 $4.55 $29,574.35
Disclosure

SEC source: 0000899243-20-007828 · doc4.xml · nonDerivative · entry 1

Pendo Mathew · CIK 0001603759 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,540

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.545 to $4.55, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 09, 2020 Filed Mar 10, 2020 10:02 UTC PurchaseCommon Stock, par value $0.01 per share 2,000 $4.54 $9,071.80
Disclosure

SEC source: 0000899243-20-007697 · doc4.xml · nonDerivative · entry 1

Gero Deborah Ann · CIK 0001770360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

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March 09, 2020 Filed Mar 11, 2020 10:03 UTC
Carlisle MelvinCFO & Treasurer
PurchaseCommon Stock, par value $0.01 per share 5,000 $4.61 $23,025.00
Disclosure

SEC source: 0000899243-20-007826 · doc4.xml · nonDerivative · entry 1

Carlisle Melvin · CIK 0001719934 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

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February 28, 2020 Filed Mar 3, 2020 11:02 UTC
Carlisle MelvinCFO & Treasurer
PurchaseCommon Stock, par value $0.01 per share 5,000 $4.97 $24,850.00
Disclosure

SEC source: 0000899243-20-006648 · doc4.xml · nonDerivative · entry 1

Carlisle Melvin · CIK 0001719934 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

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February 27, 2020 Filed Feb 28, 2020 11:02 UTC PurchaseCommon Stock, par value $0.01 per share 2,000 $5.18 $10,350.00
Disclosure

SEC source: 0000899243-20-006091 · doc4.xml · nonDerivative · entry 1

Gero Deborah Ann · CIK 0001770360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

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February 25, 2020 Filed Feb 27, 2020 11:02 UTC
Carlisle MelvinCFO & Treasurer
PurchaseCommon Stock, par value $0.01 per share 5,000 $5.23 $26,150.00
Disclosure

SEC source: 0000899243-20-005992 · doc4.xml · nonDerivative · entry 1

Carlisle Melvin · CIK 0001719934 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.