Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oaktree Specialty Lending CorpOCSL · Entity 4863 | CFO & Treasurer | March 19, 2021 | March 23, 2021 |
| Oaktree Strategic Income II, Inc.NONE · Entity 131737 | See Remarks | October 02, 2018 | October 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oaktree Specialty Lending Corp
Report date March 19, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 41,713 |
Reported balance
After 2021-03-19 transaction · row 1
1 source rowRow 1 · 2021-03-19 · Grant · Acquired 16,713 · Balance 41,713 F1: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors, LLC (for the limited purposes set forth therein), in exchange for 12,500 shares of common stock, par value $0.01 per share of OCSI. Pursuant to the Merger Agreement, each share of OCSI's common stock, having a market value of $8.51 per share at the close of trading on March 18, 2021, was converted into the right to receive 1.3371 shares of the Issuer's common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The acquisition reported in this Form 4 is an exempt transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors, LLC (for the limited purposes set forth therein), in exchange for 12,500 shares of common stock, par value $0.01 per share of OCSI. Pursuant to the Merger Agreement, each share of OCSI's common stock, having a market value of $8.51 per share at the close of trading on March 18, 2021, was converted into the right to receive 1.3371 shares of the Issuer's common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The acquisition reported in this Form 4 is an exempt transaction.
Oaktree Strategic Income II, Inc.
Report date October 02, 2018 · Filed October 02, 2018
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Oaktree Strategic Income Corp
Report date March 19, 2021 · Filed March 23, 2021
Section 16 reporting ended · disclosed 2021-03-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-19 transaction · row 1
1 source rowRow 1 · 2021-03-19 · Disposition to issuer · Disposed 12,500 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Specialty Lending Corporation ("OCSL"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), in exchange for 16,713 shares of common stock, par value $0.01 per share, of OCSL. Pursuant to the Merger Agreement, each share of common stock, par value $0.01 per share, of the Issuer was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The disposition reported in this Form 4 is an exempt transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Specialty Lending Corporation ("OCSL"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), in exchange for 16,713 shares of common stock, par value $0.01 per share, of OCSL. Pursuant to the Merger Agreement, each share of common stock, par value $0.01 per share, of the Issuer was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The disposition reported in this Form 4 is an exempt transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2021 Filed Mar 23, 2021 20:00 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | GrantCommon Stock, par value $0.01 per share | 16,713 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013130 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,713 F1 · price: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors, LLC (for the limited purposes set forth therein), in exchange for 12,500 shares of common stock, par value $0.01 per share of OCSI. Pursuant to the Merger Agreement, each share of OCSI's common stock, having a market value of $8.51 per share at the close of trading on March 18, 2021, was converted into the right to receive 1.3371 shares of the Issuer's common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The acquisition reported in this Form 4 is an exempt transaction. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 16:02 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | Disposition to issuerCommon Stock, par value $0.01 per share | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013141 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Issuer, Oaktree Specialty Lending Corporation ("OCSL"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), in exchange for 16,713 shares of common stock, par value $0.01 per share, of OCSL. Pursuant to the Merger Agreement, each share of common stock, par value $0.01 per share, of the Issuer was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. The disposition reported in this Form 4 is an exempt transaction. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 10:03 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $4.61 | $23,025.00 |
DisclosureSEC source: 0000899243-20-007826 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 06:07 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock, par value $0.01 per share | 1,500 | $7.92 | $11,880.00 |
DisclosureSEC source: 0000899243-20-007830 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 11:02 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $4.97 | $24,850.00 |
DisclosureSEC source: 0000899243-20-006648 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 11:02 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $5.23 | $26,150.00 |
DisclosureSEC source: 0000899243-20-005992 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 06:02 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $8.28 | $41,400.00 |
DisclosureSEC source: 0000899243-20-005993 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| December 14, 2018 Filed Jan 16, 2019 22:50 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 500 | $4.32 | $2,160.00 |
DisclosureSEC source: 0000899243-19-001297 · doc4.xml · nonDerivative · entry 2 Carlisle Melvin · CIK 0001719934 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| December 14, 2018 Filed Jan 16, 2019 22:50 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 4,500 | $4.33 | $19,464.30 |
DisclosureSEC source: 0000899243-19-001297 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Read SEC document |
| December 14, 2018 Filed Jan 16, 2019 17:54 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 3,000 | $8.16 | $24,480.00 |
DisclosureSEC source: 0000899243-19-001303 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 14:33 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 2,592 | $8.70 | $22,550.40 |
DisclosureSEC source: 0000899243-18-023449 · doc4.xml · nonDerivative · entry 3 Carlisle Melvin · CIK 0001719934 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 18:32 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock | 5,000 | $5.05 | $25,250.00 |
DisclosureSEC source: 0000899243-18-023448 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 14:33 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 264 | $8.71 | $2,299.44 |
DisclosureSEC source: 0000899243-18-023449 · doc4.xml · nonDerivative · entry 2 Carlisle Melvin · CIK 0001719934 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408 Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 14:33 UTC | Oaktree Strategic Income Corp OCSI · Entity 140960 | PurchaseCommon Stock | 144 | $8.70 | $1,252.80 |
DisclosureSEC source: 0000899243-18-023449 · doc4.xml · nonDerivative · entry 1 Carlisle Melvin · CIK 0001719934 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.