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Nasdaq · USD

OCFC

OCEANFIRST FINANCIAL CORP

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4580
SEC CIK
0001004702
Parsed reports
466

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2021 Filed Aug 30, 2021 20:18 UTC GiftCommon Stock 8,331 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000124 · wf-form4_163035468278771.xml · nonDerivative · entry 1

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 88,890

Read SEC document
August 03, 2021 Filed Aug 4, 2021 14:15 UTC PurchaseCommon Stock 2,000 $19.07 $38,140.00
Disclosure

SEC source: 0001004702-21-000118 · wf-form4_162808653775126.xml · nonDerivative · entry 1

Katsoulis Nicos · CIK 0001408329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,851

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.06 to $19.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

F2 · balance_after: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.

F3 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
May 07, 2021 Filed Jun 22, 2021 19:11 UTC
Lebel Joseph IIIPresident and COO
PurchaseSeries A Redeemable Preferred Stock 1,000 $27.82 $27,820.00
Disclosure

SEC source: 0001004702-21-000104 · wf-form4_162438903991595.xml · nonDerivative · entry 1

Lebel Joseph III · CIK 0001424070 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · security: The actual title of this share class is "Depository shares, each representing a 1/40th Interest in a share of its 7.00 % Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share".

Read SEC document
March 03, 2021 Filed Mar 5, 2021 15:34 UTC
Ho Angela KSVP/Principal Accounting Off.
SaleCommon Stock 695 $23.11 $16,061.45
Disclosure

SEC source: 0001004702-21-000089 · wf-form4_161495848064033.xml · nonDerivative · entry 1

Ho Angela K · CIK 0001698251 · SVP/Principal Accounting Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,543

F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 15:31 UTC
GIORDANO ANTHONY IIIChief Retail Officer, OFB
SaleCommon Stock 1,451 $23.11 $33,532.61
Disclosure

SEC source: 0001004702-21-000087 · wf-form4_161495830187124.xml · nonDerivative · entry 1

GIORDANO ANTHONY III · CIK 0001199394 · Chief Retail Officer, OFB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,572

F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 15:24 UTC
Sridharan KarthikEVP & CIO, OceanFirst Bank
SaleCommon Stock 2,366 $23.11 $54,678.26
Disclosure

SEC source: 0001004702-21-000083 · wf-form4_161495784570731.xml · nonDerivative · entry 1

Sridharan Karthik · CIK 0001787869 · EVP & CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,236

F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 15:29 UTC
Vallacchi GraceDirector · Executive Vice President & CRO
SaleCommon Stock 1,065 $23.11 $24,612.15
Disclosure

SEC source: 0001004702-21-000085 · wf-form4_161495818694489.xml · nonDerivative · entry 1

Vallacchi Grace · CIK 0001733551 · Director · Executive Vice President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,867

F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 15:22 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
SaleCommon Stock 1,291 $23.11 $29,835.01
Disclosure

SEC source: 0001004702-21-000081 · wf-form4_161495772628430.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,061

F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 15:19 UTC
Lebel Joseph IIIPresident and COO
SaleCommon Stock 494 $23.11 $11,416.34
Disclosure

SEC source: 0001004702-21-000079 · wf-form4_161495753603593.xml · nonDerivative · entry 1

Lebel Joseph III · CIK 0001424070 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,355

F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 15:15 UTC
Maher ChristopherDirector · Chairman and CEO
SaleCommon Stock 2,641 $23.11 $61,033.51
Disclosure

SEC source: 0001004702-21-000077 · wf-form4_161495734478919.xml · nonDerivative · entry 1

Maher Christopher · CIK 0001343583 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,974

F1 · ownership.direct: Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 16:23 UTC
Maher ChristopherDirector · Chairman and CEO
Disposition to issuerCommon Stock 4,921 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000056 · wf-form4_161470220418521.xml · nonDerivative · entry 4

Maher Christopher · CIK 0001343583 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,954

F4 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2019, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, and 2024, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:44 UTC GrantCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000075 · wf-form4_161471785446750.xml · nonDerivative · entry 1

TORRES GRACE C · CIK 0001246178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,913

F1 · balance_after: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:47 UTC
GIORDANO ANTHONY IIIChief Retail Officer, OFB
GrantCommon Stock 4,600 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000073 · wf-form4_161470362811838.xml · nonDerivative · entry 1

GIORDANO ANTHONY III · CIK 0001199394 · Chief Retail Officer, OFB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,023

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:45 UTC
Ho Angela KSVP/Principal Accounting Off.
GrantCommon Stock 3,452 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000071 · wf-form4_161470351305971.xml · nonDerivative · entry 1

Ho Angela K · CIK 0001698251 · SVP/Principal Accounting Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,238

F1 · ownership.direct: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:40 UTC
Sridharan KarthikEVP & CIO, OceanFirst Bank
GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000067 · wf-form4_161470321139620.xml · nonDerivative · entry 3

Sridharan Karthik · CIK 0001787869 · EVP & CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,602

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2020, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, 2024, and 2025, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:40 UTC
Sridharan KarthikEVP & CIO, OceanFirst Bank
GrantCommon Stock 13,252 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000067 · wf-form4_161470321139620.xml · nonDerivative · entry 2

Sridharan Karthik · CIK 0001787869 · EVP & CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,825

F2 · ownership.direct: Restricted shares awarded vest in four equal installments beginning on March 1, 2022 at approximately 67% or approximately 83% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:40 UTC
Sridharan KarthikEVP & CIO, OceanFirst Bank
GrantCommon Stock 16,568 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000067 · wf-form4_161470321139620.xml · nonDerivative · entry 1

Sridharan Karthik · CIK 0001787869 · EVP & CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,573

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:43 UTC
Vallacchi GraceDirector · Executive Vice President & CRO
Disposition to issuerCommon Stock 2,446 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000069 · wf-form4_161470340421950.xml · nonDerivative · entry 5

Vallacchi Grace · CIK 0001733551 · Director · Executive Vice President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,932

F5 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2020, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, 2024, and 2025, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:43 UTC
Vallacchi GraceDirector · Executive Vice President & CRO
Disposition to issuerCommon Stock 1,468 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000069 · wf-form4_161470340421950.xml · nonDerivative · entry 4

Vallacchi Grace · CIK 0001733551 · Director · Executive Vice President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,378

F4 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2019, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, and 2024, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:43 UTC
Vallacchi GraceDirector · Executive Vice President & CRO
Disposition to issuerCommon Stock 3,406 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000069 · wf-form4_161470340421950.xml · nonDerivative · entry 3

Vallacchi Grace · CIK 0001733551 · Director · Executive Vice President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,846

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:43 UTC
Vallacchi GraceDirector · Executive Vice President & CRO
GrantCommon Stock 13,252 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000069 · wf-form4_161470340421950.xml · nonDerivative · entry 2

Vallacchi Grace · CIK 0001733551 · Director · Executive Vice President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,252

F2 · ownership.direct: Restricted shares awarded vest in four equal installments beginning on March 1, 2022 at approximately 67% or approximately 83% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:43 UTC
Vallacchi GraceDirector · Executive Vice President & CRO
GrantCommon Stock 16,568 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000069 · wf-form4_161470340421950.xml · nonDerivative · entry 1

Vallacchi Grace · CIK 0001733551 · Director · Executive Vice President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:38 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
Disposition to issuerCommon Stock 2,446 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000065 · wf-form4_161470307362431.xml · nonDerivative · entry 4

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,352

F4 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2020, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, 2024, and 2025, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:38 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
Disposition to issuerCommon Stock 1,468 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000065 · wf-form4_161470307362431.xml · nonDerivative · entry 3

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,798

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2019, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, and 2024, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:38 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
GrantCommon Stock 13,252 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000065 · wf-form4_161470307362431.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,266

F2 · ownership.direct: Restricted shares awarded vest in four equal installments beginning on March 1, 2022 at approximately 67% or approximately 83% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:38 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
GrantCommon Stock 16,568 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000065 · wf-form4_161470307362431.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,014

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:35 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
Disposition to issuerCommon Stock 2,446 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000063 · wf-form4_161470291012299.xml · nonDerivative · entry 5

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,936

F5 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2020, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, 2024, and 2025, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:35 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
Disposition to issuerCommon Stock 1,468 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000063 · wf-form4_161470291012299.xml · nonDerivative · entry 4

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,382

F4 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2019, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, and 2024, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:35 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
Disposition to issuerCommon Stock 4,745 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000063 · wf-form4_161470291012299.xml · nonDerivative · entry 3

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,850

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:35 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
GrantCommon Stock 13,252 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000063 · wf-form4_161470291012299.xml · nonDerivative · entry 2

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,595

F2 · ownership.direct: Restricted shares awarded vest in four equal installments beginning on March 1, 2022 at approximately 67% or approximately 83% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:35 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
GrantCommon Stock 16,568 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000063 · wf-form4_161470291012299.xml · nonDerivative · entry 1

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,343

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:31 UTC
Lebel Joseph IIIPresident and COO
Disposition to issuerCommon Stock 4,892 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000061 · wf-form4_161470270176357.xml · nonDerivative · entry 5

Lebel Joseph III · CIK 0001424070 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,849

F5 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2020, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, 2024, and 2025, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:31 UTC
Lebel Joseph IIIPresident and COO
Disposition to issuerCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000061 · wf-form4_161470270176357.xml · nonDerivative · entry 4

Lebel Joseph III · CIK 0001424070 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,741

F4 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2019, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, and 2024, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:31 UTC
Lebel Joseph IIIPresident and COO
Disposition to issuerCommon Stock 5,718 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000061 · wf-form4_161470270176357.xml · nonDerivative · entry 3

Lebel Joseph III · CIK 0001424070 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,241

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:31 UTC
Lebel Joseph IIIPresident and COO
GrantCommon Stock 30,372 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000061 · wf-form4_161470270176357.xml · nonDerivative · entry 2

Lebel Joseph III · CIK 0001424070 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,959

F2 · ownership.direct: Restricted shares awarded vest in four equal installments beginning on March 1, 2022 at approximately 67% or approximately 83% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:31 UTC
Lebel Joseph IIIPresident and COO
GrantCommon Stock 25,312 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000061 · wf-form4_161470270176357.xml · nonDerivative · entry 1

Lebel Joseph III · CIK 0001424070 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,587

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:27 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
Disposition to issuerCommon Stock 2,859 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000058 · wf-form4_161470240410639.xml · nonDerivative · entry 2

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,261

F2 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:27 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
GrantCommon Stock 8,283 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000058 · wf-form4_161470240410639.xml · nonDerivative · entry 1

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,120

F1 · ownership.direct: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:23 UTC
Maher ChristopherDirector · Chairman and CEO
Disposition to issuerCommon Stock 7,339 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000056 · wf-form4_161470220418521.xml · nonDerivative · entry 5

Maher Christopher · CIK 0001343583 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,615

F5 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2020, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, 2024, and 2025, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future.

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February 26, 2021 Filed Mar 2, 2021 16:23 UTC
Maher ChristopherDirector · Chairman and CEO
Disposition to issuerCommon Stock 7,603 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000056 · wf-form4_161470220418521.xml · nonDerivative · entry 3

Maher Christopher · CIK 0001343583 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,875

F3 · ownership.direct: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Total includes other unvested restricted shares that vest in the future.

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February 26, 2021 Filed Mar 2, 2021 16:23 UTC
Maher ChristopherDirector · Chairman and CEO
GrantCommon Stock 33,132 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000056 · wf-form4_161470220418521.xml · nonDerivative · entry 2

Maher Christopher · CIK 0001343583 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,478

F2 · ownership.direct: Restricted shares awarded vest in four equal installments beginning on March 1, 2022 at approximately 67% or approximately 83% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

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February 26, 2021 Filed Mar 2, 2021 16:23 UTC
Maher ChristopherDirector · Chairman and CEO
GrantCommon Stock 27,612 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000056 · wf-form4_161470220418521.xml · nonDerivative · entry 1

Maher Christopher · CIK 0001343583 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,346

F1 · ownership.direct: Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

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February 26, 2021 Filed Mar 2, 2021 15:43 UTC
WALSH JOHN EDirector
GrantCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000054 · wf-form4_161469980616768.xml · nonDerivative · entry 1

WALSH JOHN E · CIK 0001236526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,600

F1 · ownership.direct: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

F2 · ownership.direct: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.

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February 26, 2021 Filed Mar 2, 2021 15:40 UTC GrantCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000052 · wf-form4_161469963576470.xml · nonDerivative · entry 1

Turner Patricia Lynne · CIK 0001826981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,301

F1 · balance_after: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022.

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February 26, 2021 Filed Mar 2, 2021 15:32 UTC GrantCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000047 · wf-form4_161469916019226.xml · nonDerivative · entry 1

Scopellite Steven · CIK 0001596018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466

F1 · balance_after: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

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February 26, 2021 Filed Mar 2, 2021 15:23 UTC GrantCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000043 · wf-form4_161469858129458.xml · nonDerivative · entry 1

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,746

F1 · balance_after: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

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February 26, 2021 Filed Mar 2, 2021 15:28 UTC GrantCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000045 · wf-form4_161469887397983.xml · nonDerivative · entry 1

Murphy Joseph M. Jr. · CIK 0001796954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,746

F1 · balance_after: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

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February 26, 2021 Filed Mar 2, 2021 15:20 UTC
Lloyd John KDirector
GrantCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000041 · wf-form4_161469838919528.xml · nonDerivative · entry 1

Lloyd John K · CIK 0001729980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,531

F1 · balance_after: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

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February 26, 2021 Filed Mar 2, 2021 15:12 UTC GrantCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000036 · wf-form4_161469796182121.xml · nonDerivative · entry 1

Guadagno Kimberly M · CIK 0001745788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,661

F1 · balance_after: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

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February 26, 2021 Filed Mar 2, 2021 15:17 UTC GrantCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001004702-21-000039 · wf-form4_161469824830078.xml · nonDerivative · entry 1

Katsoulis Nicos · CIK 0001408329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,836

F1 · balance_after: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.