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Nasdaq · USD

OCFC

OCEANFIRST FINANCIAL CORP

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4580
SEC CIK
0001004702
Parsed reports
466

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2018 Filed Feb 5, 2018 21:55 UTC SaleCommon Stock 706 $26.03 $18,377.18
Disclosure

SEC source: 0001004702-18-000051 · wf-form4_151786773318206.xml · nonDerivative · entry 2

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,130

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 21:55 UTC SaleCommon Stock 2,653 $26.05 $69,110.65
Disclosure

SEC source: 0001004702-18-000051 · wf-form4_151786773318206.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,836

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 21:50 UTC
IANTOSCA JOSEPH REVP, CAO, OceanFirst Bank
SaleCommon Stock 5,000 $26.40 $132,000.00
Disclosure

SEC source: 0001004702-18-000049 · wf-form4_151786743062218.xml · nonDerivative · entry 1

IANTOSCA JOSEPH R · CIK 0001281379 · EVP, CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,527

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.33 to $26.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

F2 · ownership.direct: Total includes shares of restricted stock to vest in the future.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:22 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
OtherCommon Stock 464 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000047 · wf-form4_151752375966888.xml · nonDerivative · entry 1

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,987

F1 · shares: Shares reported in column 4 represent an estimate of shares acquired by the reporting person in the merger (the "Merger") of Sun Bancorp, Inc. ("Sun") with and into OceanFirst Financial Corp. ("OceanFirst") based on the preliminary election results of the Sun shareholders in the Merger. If the actual number of OceanFirst shares acquired by the reporting person in the Merger, as reflected in the final election results, is different that the number of OceanFirst shares reported on this Form 4, then the actual number of OceanFirst shares acquired by the reporting person in the Merger will be reported on an amendment to this Form 4.

F2 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 14:04 UTC GrantCommon Stock 3,882 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002452 · doc4.xml · nonDerivative · entry 1

TORRES GRACE C · CIK 0001246178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,882

F1 · shares: Shares reported in column 4 represent an estimate of shares acquired by the reporting person in the merger (the "Merger") of Sun Bancorp, Inc. ("Sun") with and into OceanFirst Financial Corp. ("OceanFirst") based on the preliminary election results of the Sun shareholders in the Merger. If the actual number of OceanFirst shares acquired by the reporting person in the Merger, as reflected in the final election results, is different than the number of OceanFirst shares reported on this Form 4, then the actual number of OceanFirst shares acquired by the reporting person in the Merger will be reported on an amendment to this Form 4.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 14:04 UTC GrantCommon Stock 37,213 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002451 · doc4.xml · nonDerivative · entry 1

COSCIA ANTHONY R · CIK 0001199796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,213

F1 · shares: Shares reported in column 4 represent an estimate of shares acquired by the reporting person in the merger (the "Merger") of Sun Bancorp, Inc. ("Sun") with and into OceanFirst Financial Corp. ("OceanFirst") based on the preliminary election results of the Sun shareholders in the Merger. If the actual number of OceanFirst shares acquired by the reporting person in the Merger, as reflected in the final election results, is different than the number of OceanFirst shares reported on this Form 4, then the actual number of OceanFirst shares acquired by the reporting person in the Merger will be reported on an amendment to this Form 4.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:47 UTC
Ho Angela KSVP/Chief Accounting Off.
GrantStock Option (right to buy) · Derivative 2,390 $0.00 Strike: $27.40 $0.00
Disclosure

SEC source: 0001004702-18-000038 · wf-form4_151692402974628.xml · derivative · entry 2

Ho Angela K · CIK 0001698251 · SVP/Chief Accounting Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,390

Underlying: Common Stock · 2,390 shares

Expires 2028-01-24

F2 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:47 UTC
Ho Angela KSVP/Chief Accounting Off.
GrantCommon Stock 1,425 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000038 · wf-form4_151692402974628.xml · nonDerivative · entry 1

Ho Angela K · CIK 0001698251 · SVP/Chief Accounting Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,895

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:43 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
GrantStock Option (right to buy) · Derivative 12,915 $0.00 Strike: $27.40 $0.00
Disclosure

SEC source: 0001004702-18-000036 · wf-form4_151692380810480.xml · derivative · entry 5

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,915

Underlying: Common Stock · 12,915 shares

Expires 2028-01-24

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:43 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
GrantCommon Stock 14,235 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000036 · wf-form4_151692380810480.xml · nonDerivative · entry 2

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,523

F2 · ownership.direct: One third of such shares vest on each of March 1, 2019, 2020, and 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2018, 2019, and 2020, or are forfeited if threshold performance is not met. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:43 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
GrantCommon Stock 7,690 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000036 · wf-form4_151692380810480.xml · nonDerivative · entry 1

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,288

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:42 UTC
Lebel Joseph IIIEVP, CBO OceanFirst Bank
GrantStock Option (right to buy) · Derivative 15,485 $0.00 Strike: $27.40 $0.00
Disclosure

SEC source: 0001004702-18-000034 · wf-form4_151692372007015.xml · derivative · entry 6

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,485

Underlying: Common Stock · 15,485 shares

Expires 2028-01-24

F5 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:42 UTC
Lebel Joseph IIIEVP, CBO OceanFirst Bank
GrantCommon Stock 17,154 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000034 · wf-form4_151692372007015.xml · nonDerivative · entry 2

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,500

F2 · ownership.direct: One third of such shares vest on each of March 1, 2019, 2020, and 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2018, 2019, and 2020, or are forfeited if threshold performance is not met. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:42 UTC
Lebel Joseph IIIEVP, CBO OceanFirst Bank
GrantCommon Stock 9,225 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000034 · wf-form4_151692372007015.xml · nonDerivative · entry 1

Lebel Joseph III · CIK 0001424070 · EVP, CBO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,346

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:39 UTC
IANTOSCA JOSEPH REVP, CAO, OceanFirst Bank
GrantStock Option (right to buy) · Derivative 15,485 $0.00 Strike: $27.40 $0.00
Disclosure

SEC source: 0001004702-18-000032 · wf-form4_151692353696561.xml · derivative · entry 5

IANTOSCA JOSEPH R · CIK 0001281379 · EVP, CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,485

Underlying: Common Stock · 15,485 shares

Expires 2028-01-24

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:39 UTC
IANTOSCA JOSEPH REVP, CAO, OceanFirst Bank
GrantCommon Stock 17,154 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000032 · wf-form4_151692353696561.xml · nonDerivative · entry 2

IANTOSCA JOSEPH R · CIK 0001281379 · EVP, CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,527

F2 · ownership.direct: One third of such shares vest on each of March 1, 2019, 2020, and 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2018, 2019, and 2020, or are forfeited if threshold performance is not met. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:39 UTC
IANTOSCA JOSEPH REVP, CAO, OceanFirst Bank
GrantCommon Stock 9,225 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000032 · wf-form4_151692353696561.xml · nonDerivative · entry 1

IANTOSCA JOSEPH R · CIK 0001281379 · EVP, CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,373

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:37 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
GrantStock Option (right to buy) · Derivative 7,767 $0.00 Strike: $27.40 $0.00
Disclosure

SEC source: 0001004702-18-000030 · wf-form4_151692341727712.xml · derivative · entry 5

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,767

Underlying: Common Stock · 7,767 shares

Expires 2028-01-24

F3 · ownership.direct: Options vest in three equal annual installments beginning on the date first exercisable.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:37 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
GrantCommon Stock 8,577 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000030 · wf-form4_151692341727712.xml · nonDerivative · entry 2

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,164

F2 · ownership.direct: One third of such shares vest on each of March 1, 2019, 2020, and 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2018, 2019, and 2020, or are forfeited if threshold performance is not met. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:37 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
GrantCommon Stock 4,626 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000030 · wf-form4_151692341727712.xml · nonDerivative · entry 1

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,587

F1 · ownership.direct: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:33 UTC
Maher ChristopherDirector · Chairman, President and CEO
GrantStock Option (right to buy) · Derivative 25,275 $0.00 Strike: $27.40 $0.00
Disclosure

SEC source: 0001004702-18-000028 · wf-form4_151692319004860.xml · derivative · entry 5

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,275

Underlying: Common Stock · 25,275 shares

Expires 2028-01-24

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:33 UTC
Maher ChristopherDirector · Chairman, President and CEO
GrantCommon Stock 22,809 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000028 · wf-form4_151692319004860.xml · nonDerivative · entry 2

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,155

F2 · ownership.direct: One third of such shares vest on each of March 1, 2019, 2020, and 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2018, 2019, and 2020, or are forfeited if threshold performance is not met. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:33 UTC
Maher ChristopherDirector · Chairman, President and CEO
GrantCommon Stock 15,055 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000028 · wf-form4_151692319004860.xml · nonDerivative · entry 1

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,346

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:25 UTC
YOUNG SAMUELDirector
GrantCommon Stock, par value $0.01 per share 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000026 · wf-form4_151692274359824.xml · nonDerivative · entry 1

YOUNG SAMUEL · CIK 0001298421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,263

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:23 UTC
WALSH JOHN EDirector
GrantCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000024 · wf-form4_151692256768937.xml · nonDerivative · entry 1

WALSH JOHN E · CIK 0001236526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,753

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:18 UTC
SOLOW MARK GDirector
GrantCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000022 · wf-form4_151692229002120.xml · nonDerivative · entry 1

SOLOW MARK G · CIK 0001199400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,994

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:14 UTC GrantCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000020 · wf-form4_151692203562382.xml · nonDerivative · entry 1

RHINE DIANE F · CIK 0001236529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,644

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:11 UTC GrantCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000018 · wf-form4_151692190459902.xml · nonDerivative · entry 1

MCLAUGHLIN DONALD E · CIK 0001236523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,507

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:07 UTC GrantCommon Stock, par value $0.01 per share 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000016 · wf-form4_151692161555541.xml · nonDerivative · entry 1

McCrosson Dorothy · CIK 0001507668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,810

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:00 UTC GrantCommon Stock, par value $0.01 per share 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000012 · wf-form4_151692120855010.xml · nonDerivative · entry 1

Devlin Michael D · CIK 0001363229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,943

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 23:04 UTC GrantCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000014 · wf-form4_151692145260959.xml · nonDerivative · entry 1

Farris Jack M. · CIK 0001636468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,570

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 22:57 UTC GrantCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000010 · wf-form4_151692101615356.xml · nonDerivative · entry 1

CATANIA ANGELO · CIK 0001260073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,506

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

F2 · ownership.direct: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 22:54 UTC GrantCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000008 · wf-form4_151692088413430.xml · nonDerivative · entry 1

Burke Joseph J · CIK 0001315112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,303

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 22:49 UTC GrantCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000006 · wf-form4_151692055978990.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,489

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Feb 14, 2018 22:44 UTC Amendment GrantCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000057 · wf-form4a_151864817772629.xml · nonDerivative · entry 1

Burke Joseph J · CIK 0001315112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,176

F1 · balance_after: This form is being filed to correct the number of shares directly owned by Mr. Burke on January 24, 2018.

F2 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 24, 2018 Filed Mar 13, 2018 17:26 UTC Amendment
FITZPATRICK MICHAEL JExecutive Vice President & CFO
GrantStock Option (right to buy) · Derivative 7,767 $0.00 Strike: $27.40 $0.00
Disclosure

SEC source: 0001004702-18-000082 · wf-form4a_152096198272617.xml · derivative · entry 5

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,767

Underlying: Common Stock · 7,767 shares

Expires 2028-01-24

F3 · ownership.direct: Options vest in three equal annual installments beginning on the date first exercisable.

Read SEC document
January 24, 2018 Filed Mar 13, 2018 17:26 UTC Amendment
FITZPATRICK MICHAEL JExecutive Vice President & CFO
GrantCommon Stock 8,577 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000082 · wf-form4a_152096198272617.xml · nonDerivative · entry 2

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,164

F2 · ownership.direct: One third of such shares vest on each of March 1, 2019, 2020, and 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2018, 2019, and 2020, or are forfeited if threshold performance is not met.

Read SEC document
January 24, 2018 Filed Mar 13, 2018 17:26 UTC Amendment
FITZPATRICK MICHAEL JExecutive Vice President & CFO
GrantCommon Stock 4,626 $0.00 $0.00
Disclosure

SEC source: 0001004702-18-000082 · wf-form4a_152096198272617.xml · nonDerivative · entry 1

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,587

F1 · ownership.direct: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.

Read SEC document
January 22, 2018 Filed Jan 23, 2018 21:49 UTC
WALSH JOHN EDirector
Exercise / conversionStock Option (right to buy) · Derivative 2,363 $16.81 Strike: $16.81 $39,722.03
Disclosure

SEC source: 0001004702-18-000002 · wf-form4_151674415078601.xml · derivative · entry 3

WALSH JOHN E · CIK 0001236526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,363 shares

Expires 2018-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 23, 2018 21:49 UTC
WALSH JOHN EDirector
Tax withholdingCommon Stock 1,418 $28.02 $39,732.36
Disclosure

SEC source: 0001004702-18-000002 · wf-form4_151674415078601.xml · nonDerivative · entry 2

WALSH JOHN E · CIK 0001236526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,658

F2 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

Read SEC document
January 22, 2018 Filed Jan 23, 2018 21:49 UTC
WALSH JOHN EDirector
Exercise / conversionCommon Stock 2,363 $16.81 $39,722.03
Disclosure

SEC source: 0001004702-18-000002 · wf-form4_151674415078601.xml · nonDerivative · entry 1

WALSH JOHN E · CIK 0001236526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.

F2 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

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January 08, 2018 Filed Feb 14, 2018 22:36 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,363 $0.00 Strike: $16.81 $0.00
Disclosure

SEC source: 0001004702-18-000056 · wf-form4_151864729876038.xml · derivative · entry 3

Burke Joseph J · CIK 0001315112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,363 shares

Expires 2018-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 08, 2018 Filed Feb 14, 2018 22:36 UTC SaleCommon Stock 1,490 $26.73 $39,827.70
Disclosure

SEC source: 0001004702-18-000056 · wf-form4_151864729876038.xml · nonDerivative · entry 2

Burke Joseph J · CIK 0001315112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,081

F1 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

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January 08, 2018 Filed Feb 14, 2018 22:36 UTC Exercise / conversionCommon Stock 2,363 $16.81 $39,722.03
Disclosure

SEC source: 0001004702-18-000056 · wf-form4_151864729876038.xml · nonDerivative · entry 1

Burke Joseph J · CIK 0001315112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

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December 20, 2017 Filed Dec 22, 2017 16:49 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 21,263 $0.00 Strike: $16.81 $0.00
Disclosure

SEC source: 0001004702-17-000200 · wf-form4_151396133527282.xml · derivative · entry 5

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,263 shares

Expires 2018-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 16:49 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
Tax withholdingCommon Stock 16,200 $27.09 $438,858.00
Disclosure

SEC source: 0001004702-17-000200 · wf-form4_151396133527282.xml · nonDerivative · entry 2

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,961

F1 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

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December 20, 2017 Filed Dec 22, 2017 16:49 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
Exercise / conversionCommon Stock 21,263 $16.81 $357,431.03
Disclosure

SEC source: 0001004702-17-000200 · wf-form4_151396133527282.xml · nonDerivative · entry 1

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:41 UTC GiftCommon Stock 2,280 $0.00 $0.00
Disclosure

SEC source: 0001004702-17-000196 · wf-form4_151206729492447.xml · nonDerivative · entry 1

RHINE DIANE F · CIK 0001236529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,549

F1 · ownership.direct: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:54 UTC Exercise / conversionStock Option (right to buy) · Derivative 956 $9.37 Strike: $9.37 $8,957.72
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · derivative · entry 15

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 956 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:54 UTC Exercise / conversionCommon Stock 956 $9.37 $8,957.72
Disclosure

SEC source: 0001004702-17-000191 · wf-form4_150965244068299.xml · nonDerivative · entry 14

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.