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Nasdaq · USD

NXPL

NextPlat Corp

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7521
SEC CIK
0001058307
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103

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 18, 2019 Filed Jan 22, 2019 18:14 UTC
Phipps DavidCEO and Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 325,000 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001493152-19-000801 · ownership.xml · derivative · entry 3

Phipps David · CIK 0001635266 · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,500

Underlying: Common Stock, $0.001 par value · 325,000 shares

Expires 2013-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The subject options are fully vested as of grant date.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 18:14 UTC
Phipps DavidCEO and Chairman
Tax withholdingCommon Stock, par value $0.0001 157,857 $0.35 $55,249.95
Disclosure

SEC source: 0001493152-19-000801 · ownership.xml · nonDerivative · entry 2

Phipps David · CIK 0001635266 · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,586

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 167,323 shares of common stock on net exercise of option to purchase 325,000 shares of common stock. The Company withheld 157,857 shares of common stock underlying the option for payment of the exercise price, using the closing stock price on January 17, 2019 of $0.35, pursuant to the terms of the 2018 Incentive Plan.

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January 18, 2019 Filed Jan 22, 2019 18:14 UTC
Phipps DavidCEO and Chairman
Exercise / conversionCommon Stock, par value $0.0001 325,000 $0.17 $55,250.00
Disclosure

SEC source: 0001493152-19-000801 · ownership.xml · nonDerivative · entry 1

Phipps David · CIK 0001635266 · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents common stock held of 89,443 and exercise of 325,000 options to common shares.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 18:08 UTC
Foster Jenna6.88% Owner
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 137,500 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001493152-19-000800 · ownership.xml · derivative · entry 3

Foster Jenna · CIK 0001635265 · 6.88% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,417

Underlying: Common Stock, par value $0.0001 · 137,500 shares

Expires 2023-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The subject options are fully vested as of grant date.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 18:08 UTC
Foster Jenna6.88% Owner
Tax withholdingCommon Stock, par value $0.0001 58,929 $0.35 $20,625.15
Disclosure

SEC source: 0001493152-19-000800 · ownership.xml · nonDerivative · entry 2

Foster Jenna · CIK 0001635265 · 6.88% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,371

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 78,571 shares of common stock on net exercise of option to purchase 137,500 shares of common stock. The Company withheld 58,929 shares of common stock underlying the option for payment of the exercise price, using the closing stock price on January 17, 2019 of $0.35, pursuant to the terms of the 2018 Incentive Plan.

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January 18, 2019 Filed Jan 22, 2019 18:08 UTC
Foster Jenna6.88% Owner
Exercise / conversionCommon Stock, par value $0.0001 137,500 $0.15 $20,625.00
Disclosure

SEC source: 0001493152-19-000800 · ownership.xml · nonDerivative · entry 1

Foster Jenna · CIK 0001635265 · 6.88% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents common stock held of 4,800 and exercise of 137,500 options to common shares.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 20:51 UTC GrantOptions to purchase Common Stock · Derivative 68,750 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001493152-18-017844 · ownership.xml · derivative · entry 3

Delgado Hector · CIK 0001635681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,667

Underlying: Common Stock · 68,750 shares

Expires 2023-12-17

F3 · derivative.exercise_date: The subject options are fully vested as of grant date.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 20:51 UTC OtherOptions to purchase Common Stock · Derivative 18,750 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001493152-18-017844 · ownership.xml · derivative · entry 2

Delgado Hector · CIK 0001635681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,917

Underlying: Common Stock · 18,750 shares

Expires 2021-07-01

F2 · derivative.exercise_date: The subject options were cancelled.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 20:49 UTC
CARLISE THERESACFO , Secretary & Treasurer
GrantOptions to purchase Common Stock · Derivative 162,500 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001493152-18-017842 · ownership.xml · derivative · entry 3

CARLISE THERESA · CIK 0001086391 · CFO , Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,333

Underlying: Common Stock · 162,500 shares

Expires 2023-12-17

F3 · derivative.exercise_date: The subject options are fully vested as of grant date.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 20:49 UTC
CARLISE THERESACFO , Secretary & Treasurer
OtherOptions to purchase Common Stock · Derivative 37,500 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001493152-18-017842 · ownership.xml · derivative · entry 2

CARLISE THERESA · CIK 0001086391 · CFO , Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,833

Underlying: Common Stock · 37,500 shares

Expires 2021-07-01

F2 · derivative.exercise_date: The subject options were cancelled.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 20:47 UTC
Phipps DavidDirector · Chief Executive Officer · 10% owner
GrantOptions to purchase Common Stock · Derivative 325,000 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001493152-18-017839 · ownership.xml · derivative · entry 3

Phipps David · CIK 0001635266 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,443

Underlying: Common Stock · 325,000 shares

Expires 2023-12-17

F3 · derivative.exercise_date: The subject options are fully vested as of grant date.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 20:47 UTC
Phipps DavidDirector · Chief Executive Officer · 10% owner
OtherOptions to purchase Common Stock · Derivative 75,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001493152-18-017839 · ownership.xml · derivative · entry 2

Phipps David · CIK 0001635266 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,443

Underlying: Common stock · 75,000 shares

Expires 2021-07-01

F2 · derivative.exercise_date: The subject options were cancelled.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 20:32 UTC
Foster Jenna8.70% Owner
GrantOptions to purchase Common Stock · Derivative 137,500 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001493152-18-017836 · ownership.xml · derivative · entry 3

Foster Jenna · CIK 0001635265 · 8.70% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,467

Underlying: Common Stock · 137,500 shares

Expires 2023-12-17

F3 · derivative.exercise_date: The subject options are fully vested as of grant date.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 20:32 UTC
Foster Jenna8.70% Owner
OtherOptions to purchase Common Stock · Derivative 37,500 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001493152-18-017836 · ownership.xml · derivative · entry 2

Foster Jenna · CIK 0001635265 · 8.70% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,967

Underlying: Common Stock · 37,500 shares

Expires 2021-07-01

F2 · derivative.exercise_date: The subject options were cancelled.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 20:27 UTC
Phipps James8.70% Owner
GrantOptions to purchase Common Stock · Derivative 137,500 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001493152-18-017833 · ownership.xml · derivative · entry 3

Phipps James · CIK 0001708676 · 8.70% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,467

Underlying: Common Stock · 137,500 shares

Expires 2023-12-17

F3 · derivative.exercise_date: The subject options are fully vested as of grant date.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 20:27 UTC
Phipps James8.70% Owner
OtherOptions to purchase Common Stock · Derivative 37,500 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001493152-18-017833 · ownership.xml · derivative · entry 2

Phipps James · CIK 0001708676 · 8.70% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,967

Underlying: Common Stock · 37,500 shares

Expires 2021-07-01

F2 · derivative.exercise_date: The subject options were cancelled.

Read SEC document
June 14, 2018 Filed Dec 21, 2018 20:51 UTC GrantOptions to purchase Common Stock · Derivative 25,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001493152-18-017844 · ownership.xml · derivative · entry 1

Delgado Hector · CIK 0001635681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,667

Underlying: Common Stock · 25,000 shares

Expires 2021-07-01

F1 · derivative.exercise_date: The subject options vest in equal quarterly installments starting July 1, 2018 over the next two years.

Read SEC document
June 14, 2018 Filed Dec 21, 2018 20:49 UTC
CARLISE THERESACFO , Secretary & Treasurer
GrantOptions to purchase Common Stock · Derivative 50,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001493152-18-017842 · ownership.xml · derivative · entry 1

CARLISE THERESA · CIK 0001086391 · CFO , Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,833

Underlying: Common Stock · 50,000 shares

Expires 2021-07-01

F1 · derivative.exercise_date: The subject options vest in equal quarterly installments starting July 1, 2018 over the next two years.

Read SEC document
June 14, 2018 Filed Dec 21, 2018 20:47 UTC
Phipps DavidDirector · Chief Executive Officer · 10% owner
GrantOptions to purchase Common Stock · Derivative 100,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001493152-18-017839 · ownership.xml · derivative · entry 1

Phipps David · CIK 0001635266 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,443

Underlying: Common Stock · 100,000 shares

Expires 2021-07-01

F1 · derivative.exercise_date: The subject options vest in equal quarterly installments starting July 1, 2018 over the next two years.

Read SEC document
June 14, 2018 Filed Dec 21, 2018 20:32 UTC
Foster Jenna8.70% Owner
GrantOptions to purchase Common Stock · Derivative 50,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001493152-18-017836 · ownership.xml · derivative · entry 1

Foster Jenna · CIK 0001635265 · 8.70% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,467

Underlying: Common Stock · 50,000 shares

Expires 2021-07-01

F1 · derivative.exercise_date: The subject options vest in equal quarterly installments starting July 1, 2018 over the next two years.

Read SEC document
June 14, 2018 Filed Dec 21, 2018 20:27 UTC
Phipps James8.70% Owner
GrantOptions to purchase Common Stock · Derivative 50,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001493152-18-017833 · ownership.xml · derivative · entry 1

Phipps James · CIK 0001708676 · 8.70% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,467

Underlying: Common Stock · 50,000 shares

Expires 2021-07-01

F1 · derivative.exercise_date: The subject options vest in equal quarterly installments starting July 1, 2018 over the next two years.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:09 UTC
Phipps DavidDirector · Chief Executive Officer · 10% owner
ConversionPreferred Series E · Derivative 592,619 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-015006 · form4.xml · derivative · entry 2

Phipps David · CIK 0001635266 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,140,360

Underlying: Common Stock · 5,926,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 5,926,190 shares of common stock were issued upon conversion of 592,619 shares of Series E Preferred Stock.

F1 · derivative.exercise_date: 5,926,190 shares of common stock were issued upon conversion of 592,619 shares of Series E Preferred Stock.

F1 · derivative.expiration_date: 5,926,190 shares of common stock were issued upon conversion of 592,619 shares of Series E Preferred Stock.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:09 UTC
Phipps DavidDirector · Chief Executive Officer · 10% owner
ConversionCommon Stock 5,926,190 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-015006 · form4.xml · nonDerivative · entry 1

Phipps David · CIK 0001635266 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,416,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 20:49 UTC
Phipps DavidDirector · Chief Executive Officer · 10% owner
ConversionPreferred Series E · Derivative 400,558 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-014497 · form4.xml · derivative · entry 2

Phipps David · CIK 0001635266 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,732,979

Underlying: Common Stock · 4,005,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 4,005,580 shares of common stock were issued upon conversion of 400,558 shares of Series E Preferred Stock.

F1 · derivative.exercise_date: 4,005,580 shares of common stock were issued upon conversion of 400,558 shares of Series E Preferred Stock.

F1 · derivative.expiration_date: 4,005,580 shares of common stock were issued upon conversion of 400,558 shares of Series E Preferred Stock.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 20:49 UTC
Phipps DavidDirector · Chief Executive Officer · 10% owner
ConversionCommon Stock 4,005,580 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-014497 · form4.xml · nonDerivative · entry 1

Phipps David · CIK 0001635266 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,490,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 20:31 UTC
Phipps DavidDirector · CHIEF EXECUTIVE OFFICER · 10% owner
ConversionPreferred Series E · Derivative 114,479 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-006483 · form4.xml · derivative · entry 2

Phipps David · CIK 0001635266 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,133,537

Underlying: Common Stock · 1,144,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The convertible preferred stock converted into the Issuer's common stock at a conversion ratio of ten (10) shares of common stock for every one share of preferred stock upon conversion and had no expiration date.

F1 · derivative.exercise_date: The convertible preferred stock converted into the Issuer's common stock at a conversion ratio of ten (10) shares of common stock for every one share of preferred stock upon conversion and had no expiration date.

F1 · derivative.expiration_date: The convertible preferred stock converted into the Issuer's common stock at a conversion ratio of ten (10) shares of common stock for every one share of preferred stock upon conversion and had no expiration date.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 20:31 UTC
Phipps DavidDirector · CHIEF EXECUTIVE OFFICER · 10% owner
ConversionCommon 1,144,790 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-006483 · form4.xml · nonDerivative · entry 1

Phipps David · CIK 0001635266 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,484,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:31 UTC
CARLISE THERESACFO, TREASURER AND SECRETARY
GrantOptions to purchase Common Stock · Derivative 3,750,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-17-006139 · form4.xml · derivative · entry 1

CARLISE THERESA · CIK 0001086391 · CFO, TREASURER AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250,000

Underlying: Common Stock · 3,750,000 shares

Expires 2027-05-31

F1 · derivative.exercise_date: The subject options fully vested upon date of grant.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:31 UTC
Foster Jenna10% owner
GrantOptions to purchase Common Stock · Derivative 10,000,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-17-006138 · form4.xml · derivative · entry 1

Foster Jenna · CIK 0001635265 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000,000

Underlying: Common Stock · 10,000,000 shares

Expires 2027-05-31

F1 · derivative.exercise_date: The subject options fully vested upon date of grant.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:30 UTC GrantOptions to purchase Common Stock · Derivative 1,250,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-17-006137 · form4.xml · derivative · entry 1

Delgado Hector · CIK 0001635681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450,000

Underlying: Common Stock · 1,250,000 shares

Expires 2027-05-31

F1 · derivative.exercise_date: The subject options fully vested upon date of grant.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:30 UTC
Phipps DavidDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantOptions to purchase Common Stock · Derivative 5,000,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-17-006136 · form4.xml · derivative · entry 1

Phipps David · CIK 0001635266 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000,000

Underlying: Common Stock · 5,000,000 shares

Expires 2027-05-31

F1 · derivative.exercise_date: The subject options fully vested upon date of grant.

Read SEC document
December 16, 2016 Filed Jan 11, 2017 16:23 UTC
Phipps DavidDirector · CHIEF EXECUTIVE OFFICER
GrantOptions to purchase Common Stock · Derivative 10,000,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001415889-17-000062 · form4-01112017_080158.xml · derivative · entry 1

Phipps David · CIK 0001635266 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000,000

Underlying: Common Stock · 10,000,000 shares

Expires 2026-12-16

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.