Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NextPlat CorpTRKK · Entity 7521 | 6.88% Owner | January 18, 2019 | January 22, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NextPlat Corp
Report date January 18, 2019 · Filed January 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 142,300 |
Reported balance
After 2019-01-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-01-18 · Exercise / conversion · Acquired 137,500 · Balance 142,300 F1: Represents common stock held of 4,800 and exercise of 137,500 options to common shares. |
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 83,371 |
Reported balance
After 2019-01-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-01-18 · Tax withholding · Disposed 58,929 · Balance 83,371 F2: Represents a "net exercise" of outstanding stock options. The reporting person received 78,571 shares of common stock on net exercise of option to purchase 137,500 shares of common stock. The Company withheld 58,929 shares of common stock underlying the option for payment of the exercise price, using the closing stock price on January 17, 2019 of $0.35, pursuant to the terms of the 2018 Incentive Plan. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.15 · Expires 2023-12-17 | Direct | 85,417 |
Reported balance
After 2019-01-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-01-18 · Exercise / conversion · Disposed 137,500 · Balance 85,417 F3: The subject options are fully vested as of grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common stock held of 4,800 and exercise of 137,500 options to common shares.
F2: Represents a "net exercise" of outstanding stock options. The reporting person received 78,571 shares of common stock on net exercise of option to purchase 137,500 shares of common stock. The Company withheld 58,929 shares of common stock underlying the option for payment of the exercise price, using the closing stock price on January 17, 2019 of $0.35, pursuant to the terms of the 2018 Incentive Plan.
F3: The subject options are fully vested as of grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2019 Filed Jan 22, 2019 18:17 UTC | NextPlat Corp TRKK · Entity 7521 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 137,500 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001493152-19-000802 · ownership.xml · derivative · entry 3 Phipps James · CIK 0001708676 · 6.88% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,417 Underlying: Common Stock, par value $0.0001 · 137,500 shares Expires 2023-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The subject options are fully vested as of grant date. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 18:17 UTC | NextPlat Corp TRKK · Entity 7521 | Tax withholdingCommon Stock, par value $0.0001 | 58,929 | $0.35 | $20,625.15 |
DisclosureSEC source: 0001493152-19-000802 · ownership.xml · nonDerivative · entry 2 Phipps James · CIK 0001708676 · 6.88% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,371 F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 78,571 shares of common stock on net exercise of option to purchase 137,500 shares of common stock. The Company withheld 58,929 shares of common stock underlying the option for payment of the exercise price, using the closing stock price on January 17, 2019 of $0.35, pursuant to the terms of the 2018 Incentive Plan. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 18:17 UTC | NextPlat Corp TRKK · Entity 7521 | Exercise / conversionCommon Stock, par value $0.0001 | 137,500 | $0.15 | $20,625.00 |
DisclosureSEC source: 0001493152-19-000802 · ownership.xml · nonDerivative · entry 1 Phipps James · CIK 0001708676 · 6.88% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents common stock held of 4,800 and exercise of 137,500 options to common shares. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 20:27 UTC | NextPlat Corp TRKK · Entity 7521 | GrantOptions to purchase Common Stock · Derivative | 137,500 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001493152-18-017833 · ownership.xml · derivative · entry 3 Phipps James · CIK 0001708676 · 8.70% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,467 Underlying: Common Stock · 137,500 shares Expires 2023-12-17 F3 · derivative.exercise_date: The subject options are fully vested as of grant date. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 20:27 UTC | NextPlat Corp TRKK · Entity 7521 | OtherOptions to purchase Common Stock · Derivative | 37,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001493152-18-017833 · ownership.xml · derivative · entry 2 Phipps James · CIK 0001708676 · 8.70% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,967 Underlying: Common Stock · 37,500 shares Expires 2021-07-01 F2 · derivative.exercise_date: The subject options were cancelled. Read SEC document |
| June 14, 2018 Filed Dec 21, 2018 20:27 UTC | NextPlat Corp TRKK · Entity 7521 | GrantOptions to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001493152-18-017833 · ownership.xml · derivative · entry 1 Phipps James · CIK 0001708676 · 8.70% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,467 Underlying: Common Stock · 50,000 shares Expires 2021-07-01 F1 · derivative.exercise_date: The subject options vest in equal quarterly installments starting July 1, 2018 over the next two years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.