NXPL

SEC source: 0001437749-26-032688 · rdgdoc.xml · nonDerivative · entry 1

Barreto Rodney · CIK 0001901402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,199

F1 · balance_after: After giving effect to the 1-for-10 reverse stock split that went into effect on April 13, 2026.

SEC source: 0001437749-26-032687 · rdgdoc.xml · nonDerivative · entry 1

ELLENOFF DOUGLAS · CIK 0001208497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,259

F1 · balance_after: After giving effect to the 1-for-10 reverse stock split that went into effect on April 13, 2026.

SEC source: 0001437749-26-022523 · rdgdoc.xml · nonDerivative · entry 1

Barreto Rodney · CIK 0001901402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,795

SEC source: 0001437749-26-022521 · rdgdoc.xml · nonDerivative · entry 1

Armas Anthony · CIK 0002038106 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Apollo Two MSO, LLC

Disclosed balance after: 114,259

SEC source: 0001437749-26-022458 · rdgdoc.xml · nonDerivative · entry 1

ELLENOFF DOUGLAS · CIK 0001208497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,386

SEC source: 0001437749-26-013070 · rdgdoc.xml · nonDerivative · entry 1

ELLENOFF DOUGLAS · CIK 0001208497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,500

SEC source: 0001437749-26-013143 · rdgdoc.xml · nonDerivative · entry 1

Barreto Rodney · CIK 0001901402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469,909

SEC source: 0001437749-26-013145 · rdgdoc.xml · nonDerivative · entry 1

Armas Anthony · CIK 0002038106 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Apollo Two MSO, LLC

Disclosed balance after: 113,316

SEC source: 0001437749-26-000631 · rdgdoc.xml · nonDerivative · entry 1

Barreto Rodney · CIK 0001901402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,585

SEC source: 0001437749-26-000621 · rdgdoc.xml · nonDerivative · entry 1

Armas Anthony · CIK 0002038106 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Apollo Two MSO LLC

Disclosed balance after: 101,154

F1 · ownership.nature: Mr. Armas is the sole member and managing partner of Apollo Two MSO LLC and has voting and dispositive power over the reported shares.

SEC source: 0001437749-26-000619 · rdgdoc.xml · nonDerivative · entry 1

ELLENOFF DOUGLAS · CIK 0001208497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,176

SEC source: 0001437749-25-037300 · rdgdoc.xml · nonDerivative · entry 1

Ferrio Amanda · CIK 0002092631 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

SEC source: 0001437749-25-037298 · rdgdoc.xml · nonDerivative · entry 1

Phipps David · CIK 0001635266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,788

SEC source: 0001437749-25-037316 · rdgdoc.xml · nonDerivative · entry 1

Bedwell Robert Phillip Jr. · CIK 0001957196 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,031

SEC source: 0001437749-25-034559 · rdgdoc.xml · nonDerivative · entry 1

Delgado Hector · CIK 0001635681 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trident Warfare LLC

Disclosed balance after: 54,599

F1 · ownership.nature: Mr. Delgado is the manager of Trident Warfare LLC and has voting and dispositive power over the reported shares.

SEC source: 0001437749-25-034513 · rdgdoc.xml · nonDerivative · entry 1

ELLENOFF DOUGLAS · CIK 0001208497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,000

SEC source: 0001437749-25-034491 · rdgdoc.xml · nonDerivative · entry 1

Armas Anthony · CIK 0002038106 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Apollo Two MSO LLC

Disclosed balance after: 90,566

F1 · ownership.nature: Mr. Armas is the sole member and managing partner of Apollo Two MSO LLC and has voting and dispositive power over the reported shares.

SEC source: 0001437749-25-030446 · rdgdoc.xml · nonDerivative · entry 1

Phipps David · CIK 0001635266 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621,788

SEC source: 0001437749-24-030651 · rdgdoc.xml · nonDerivative · entry 1

Armas Anthony · CIK 0002038106 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Apollo Two MSO LLC

Disclosed balance after: 60,566

F1 · price: On October 1, 2024, the Reporting Person received 60,566 shares of the Issuer's common stock in exchange for 40,744 shares of Progressive Care Inc. in connection with the merger of Progressive Care Inc. into the Issuer (the "Merger"). On the effective date of the Merger, the Issuer's Per Share Value was $1.48, which is the daily volume weighted average price of the Issuer's common stock for the 20-trading day period ended on the trading day immediately preceding the date of the Merger Agreement on Nasdaq.

F2 · ownership.nature: Mr. Armas is the sole member and managing partner of Apollo Two MSO LLC and has voting and dispositive power over the reported shares.

SEC source: 0001437749-24-030636 · rdgdoc.xml · derivative · entry 2

Munnik Cecile · CIK 0001901022 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,163

Underlying: Common Stock · 37,163 shares

Expires 2031-11-22

F2 · derivative.exercise_date: In connection with the Merger, the Report Person received stock options to acquire 37,163 shares of the Issuer's common stock in exchange for stock options to acquire 25,000 shares of Progressive Care Inc. The options are fully vested.

F3 · balance_after: Represents 75,496 stock options that are fully vested.

SEC source: 0001437749-24-030636 · rdgdoc.xml · nonDerivative · entry 1

Munnik Cecile · CIK 0001901022 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,433

F1 · price: On October 1, 2024, the Reporting Person received 7,433 shares of the Issuer's common stock in exchange for 5,000 shares of Progressive Care Inc. in connection with the merger of Progressive Care Inc. into the Issuer (the "Merger"). On the effective date of the Merger, the Issuer's Per Share Value was $1.48, which is the daily volume weighted average price of the Issuer's common stock for the 20-trading day period ended on the trading day immediately preceding the date of the Merger Agreement on Nasdaq.

SEC source: 0001437749-24-030696 · rdgdoc.xml · nonDerivative · entry 1

Bedwell Robert Phillip Jr. · CIK 0001957196 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,031

F1 · price: On October 1, 2024, the Reporting Person received 31 shares of the Issuer's common stock in exchange for 21 shares of Progressive Care Inc. in connection with the merger of Progressive Care Inc. into the Issuer (the "Merger"). On the effective date of the Merger, the Issuer's Per Share Value was $1.48, which is the daily volume weighted average price of the Issuer's common stock for the 20-trading day period ended on the trading day immediately preceding the date of the Merger Agreement on Nasdaq.

SEC source: 0001437749-24-030680 · rdgdoc.xml · derivative · entry 3

Barreto Rodney · CIK 0001901402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,946

Underlying: Common Stock · 186,946 shares

Expires 2032-09-13

F3 · derivative.exercise_date: In connection with the Merger, the Reporting Person received stock options to acquire 186,946 shares of the Issuer's common stock in exchange for stock options to acquire 125,762 shares of Progressive Care Inc. The stock options are fully vested.

SEC source: 0001437749-24-030680 · rdgdoc.xml · nonDerivative · entry 2

Barreto Rodney · CIK 0001901402 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · RLB Market Investments, LLC

Disclosed balance after: 1,815,198

F1 · price: On October 1, 2024, the Reporting Person received 638,522 shares of the Issuer's common stock in exchange for 429,547 shares of Progressive Care Inc. in connection with the merger of Progressive Care Inc. into the Issuer (the "Merger"). On the effective date of the Merger, the Issuer's Per Share Value was $1.48, which is the daily volume weighted average price of the Issuer's common stock for the 20-trading day period ended on the trading day immediately preceding the date of the Merger Agreement on Nasdaq.

F2 · ownership.nature: Mr. Barreto is the president of RLB Market Investments, LLC and has voting and dispotive power over the reported securities.

SEC source: 0001437749-24-030680 · rdgdoc.xml · nonDerivative · entry 1

Barreto Rodney · CIK 0001901402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,409

F1 · price: On October 1, 2024, the Reporting Person received 638,522 shares of the Issuer's common stock in exchange for 429,547 shares of Progressive Care Inc. in connection with the merger of Progressive Care Inc. into the Issuer (the "Merger"). On the effective date of the Merger, the Issuer's Per Share Value was $1.48, which is the daily volume weighted average price of the Issuer's common stock for the 20-trading day period ended on the trading day immediately preceding the date of the Merger Agreement on Nasdaq.

SEC source: 0001437749-24-030667 · rdgdoc.xml · derivative · entry 4

Fernandez Charles M. · CIK 0001509529 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,682

Underlying: Common Stock · 233,682 shares

Expires 2032-09-13

F5 · derivative.exercise_date: In connection with the Merger, the Report Person received stock options to acquire 233,682 shares of the Issuer's common stock in exchange for stock options to acquire 157,203 shares of Progressive Care Inc. The options are fully vested.

SEC source: 0001437749-24-030667 · rdgdoc.xml · nonDerivative · entry 2

Fernandez Charles M. · CIK 0001509529 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · eAperion Partners LLC

Disclosed balance after: 2,990,252

F2 · price: In connection with the Merger, the Reporting Person indirectly received 687,038 shares of the Issuer's common stock in exchange for 462,185 shares of Progressive Care Inc. through eAperion Partners LLC. On the effective date of the Merger, the Issuer's Per Share Value was $1.48, which is the daily volume weighted average price of the Issuer's common stock for the 20-trading day period ended on the trading day immediately preceding the date of the Merger Agreement on Nasdaq.

F3 · ownership.nature: Mr. Fernandez is the sole member and managing partner of eAperion Partners LLC and has voting and dispotive power over the reported shares.

SEC source: 0001437749-24-030667 · rdgdoc.xml · nonDerivative · entry 1

Fernandez Charles M. · CIK 0001509529 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,576,598

F1 · price: On October 1, 2024, the Reporting Person received 27,145 shares of the Issuer's common stock in exchange for 18,261 shares of Progressive Care Inc. in connection with the merger of Progressive Care Inc. into the Issuer (the "Merger"). On the effective date of the Merger, the Issuer's Per Share Value was $1.48, which is the daily volume weighted average price of the Issuer's common stock for the 20-trading day period ended on the trading day immediately preceding the date of the Merger Agreement on Nasdaq.

SEC source: 0001437749-24-030663 · rdgdoc.xml · nonDerivative · entry 1

Alcaine Elizabeth · CIK 0002038897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,566

F1 · price: On October 1, 2024, the Reporting Person received 60,566 shares of the Issuer's common stock in exchange for 40,744 shares of Progressive Care Inc. in connection with the merger of Progressive Care Inc. into the Issuer (the "Merger"). On the effective date of the Merger, the Issuer's Per Share Value was $1.48, which is the daily volume weighted average price of the Issuer's common stock for the 20-trading day period ended on the trading day immediately preceding the date of the Merger Agreement on Nasdaq.

SEC source: 0001437749-24-030662 · rdgdoc.xml · nonDerivative · entry 1

HOUGH JERVIS · CIK 0001976414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,675

F1 · price: On October 1, 2024, the Reporting Person received 127,675 shares of the Issuer's common stock in exchange for 85,890 shares of Progressive Care Inc. in connection with the merger of Progressive Care Inc. into the Issuer (the "Merger"). On the effective date of the Merger, the Issuer's Per Share Value was $1.48, which is the daily volume weighted average price of the Issuer's common stock for the 20-trading day period ended on the trading day immediately preceding the date of the Merger Agreement on Nasdaq.

SEC source: 0001437749-24-021049 · rdgdoc.xml · nonDerivative · entry 1

Miller John Edward · CIK 0001868017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,000

F1 · shares: On April 16, 2024, Mr. Miller purchased 5,000 shares of the Company's common stock in the open market at a price of $1.43 per share.

SEC source: 0001437749-24-012879 · rdgdoc.xml · derivative · entry 1

Fernandez Maria Cristina · CIK 0001950347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock, par value $0.0001 per share · 20,000 shares

Expires 2028-04-25

SEC source: 0001437749-24-012877 · rdgdoc.xml · derivative · entry 1

Carpenter Kendall W. · CIK 0001867926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, par value $0.0001 per share · 20,000 shares

Expires 2028-04-25

SEC source: 0001437749-24-012876 · rdgdoc.xml · derivative · entry 1

Miller John Edward · CIK 0001868017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, par value $0.0001 per share · 20,000 shares

Expires 2028-04-25

SEC source: 0001437749-24-012875 · rdgdoc.xml · derivative · entry 1

Delgado Hector · CIK 0001635681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, par value $0.0001 per share · 20,000 shares

Expires 2028-04-25

SEC source: 0001437749-24-012874 · rdgdoc.xml · derivative · entry 1

Cusimano Louis · CIK 0001872864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, par value $0.0001 per share · 20,000 shares

Expires 2028-04-25

SEC source: 0001437749-24-012878 · rdgdoc.xml · derivative · entry 5

Fernandez Charles M. · CIK 0001509529 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By eAperion Partners, LLC

Disclosed balance after: 370,000

Underlying: Common Stock, par value $0.0001 per share · 200,000 shares

Expires 2028-04-25

F4 · kind: On April 14, 2023, the reporting person was granted options to purchase up to 200,000 shares of the Issuer's common stock pursuant to a Stock Option Agreement dated April 14, 2023, of which the shares of common stock vested immediately on the Grant Date.

SEC source: 0001493152-23-020710 · ownership.xml · derivative · entry 2

Munnik Cecile · CIK 0001901022 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 5,000 shares

Expires 2028-04-07

F3 · price: The options were granted pursuant to the Issuer's 2021 Incentive Award Plan.

F2 · derivative.exercise_date: On April 7, 2023, Ms. Munnik entered into a Stock Option Agreement with the Issuer pursuant to which Ms. Munnik was granted an option to purchase 5,000 shares of Issuer's common stock, of which one third of the shares of common stock vest immediately on the Grant Date, with options to purchase an additional third of the shares of common stock vesting on the one-year anniversary of the Grant Date, and options to purchase the remaining third of the shares of common stock vesting on the second-year anniversary of the Grant Date.

SEC source: 0001493152-23-020710 · ownership.xml · nonDerivative · entry 1

Munnik Cecile · CIK 0001901022 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: On April 7, 2023, Ms. Munnik entered into a Restricted Stock Award Agreement with the Issuer, pursuant to which Ms. Munnik was awarded 5,000 shares of Issuer's common stock. The restricted stock vests immediately upon issuance.

F3 · price: The options were granted pursuant to the Issuer's 2021 Incentive Award Plan.

SEC source: 0001493152-23-020712 · ownership.xml · derivative · entry 2

Bedwell Robert Phillip Jr. · CIK 0001957196 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 5,000 shares

Expires 2028-04-07

F3 · price: The options were granted pursuant to the Issuer's 2021 Incentive Award Plan.

F2 · derivative.exercise_date: On April 7, 2023, Mr. Bedwell entered into a Stock Option Agreement with the Issuer pursuant to which Mr. Bedwell was granted an option to purchase 5,000 shares of Issuer's common stock, of which one third of the shares of common stock vest immediately on the Grant Date, with options to purchase an additional third of the shares of common stock vesting on the one-year anniversary of the Grant Date, and options to purchase the remaining third of the shares of common stock vesting on the second-year anniversary of the Grant Date.

SEC source: 0001493152-23-020712 · ownership.xml · nonDerivative · entry 1

Bedwell Robert Phillip Jr. · CIK 0001957196 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: On April 7, 2023, Mr. Bedwell entered into a Restricted Stock Award Agreement with the Issuer, pursuant to which Mr. Bedwell was awarded 5,000 shares of Issuer's common stock. The restricted stock vests immediately upon issuance.

F3 · price: The options were granted pursuant to the Issuer's 2021 Incentive Award Plan.

SEC source: 0001437749-24-012878 · rdgdoc.xml · derivative · entry 4

Fernandez Charles M. · CIK 0001509529 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By wife

Disclosed balance after: 370,000

Underlying: Common Stock, par value $0.0001 per share · 25,000 shares

Expires 2028-04-25

F3 · kind: The reporting person's wife, an employee of the Issuer, was granted options to purchase up to 25,000 shares of the Issuer's common stock pursuant to a Stock Option Agreement dated April 7, 2023, of which one third of the shares of common stock vested immediately on the Grant Date, with options to purchase an additional third of the shares of common stock vesting on the one-year anniversary of the Grant Date, and options to purchase the remaining third of the shares of common stock vesting on the second-year anniversary of the Grant Date.

F3 · derivative.exercise_date: The reporting person's wife, an employee of the Issuer, was granted options to purchase up to 25,000 shares of the Issuer's common stock pursuant to a Stock Option Agreement dated April 7, 2023, of which one third of the shares of common stock vested immediately on the Grant Date, with options to purchase an additional third of the shares of common stock vesting on the one-year anniversary of the Grant Date, and options to purchase the remaining third of the shares of common stock vesting on the second-year anniversary of the Grant Date.

SEC source: 0001437749-24-012878 · rdgdoc.xml · nonDerivative · entry 3

Fernandez Charles M. · CIK 0001509529 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By wife

Disclosed balance after: 3,677,667

F1 · kind: On April 7, 2023, the reporting person's wife, and employee of the Issuer, entered into a Restricted Stock Award Agreement with the Issuer, pursuant to which she was granted 25,000 shares of the Issuer's common stock. The restricted stock vested immediately upon issuance.

F2 · balance_after: Includes 3,652,667 shares of common stock held indirectly by eAperion Partners, LLC, of which Mr. Fernandez is the owner and manager.

SEC source: 0001493152-23-011614 · ownership.xml · nonDerivative · entry 1

Fernandez Charles M. · CIK 0001509529 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by eApeiron Partners, LLC

Disclosed balance after: 3,452,667

F1 · shares: On April 3, 2023, the Compensation Committee and Board of the Issuer approved a restricted stock award for 325,000 shares of common stock to Mr. Fernandez under the Issuer's 2021 Incentive Award Plan. The restricted shares were then issued on April 5, 2023. The shares are fully vested.

F2 · balance_after: Does not include 400,000 shares of restricted stock awarded on May 28, 2021, that vests in two equal tranches on the second and third year anniversaries of the grant date.

F3 · ownership.nature: Mr. Fernandez is the sole member and managing partner of eAperion Partners LLC.

SEC source: 0001493152-23-011576 · ownership.xml · nonDerivative · entry 1

Barreto Rodney · CIK 0001901402 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by RLB Market Investments, LLC

Disclosed balance after: 1,591,085

F1 · shares: On April 3, 2023, the Compensation Committee and Board of the Issuer approved a restricted stock award for 125,000 shares of common stock to Mr. Barreto under the Issuer's 2021 Incentive Award Plan. The restricted shares were then issued on April 5, 2023. The shares are fully vested.

F2 · ownership.nature: Mr. Barreto is the president of RLB Market Investments, LLC.

SEC source: 0001437749-24-012878 · rdgdoc.xml · nonDerivative · entry 2

Fernandez Charles M. · CIK 0001509529 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,677,667

F2 · balance_after: Includes 3,652,667 shares of common stock held indirectly by eAperion Partners, LLC, of which Mr. Fernandez is the owner and manager.

SEC source: 0001437749-24-012878 · rdgdoc.xml · nonDerivative · entry 1

Fernandez Charles M. · CIK 0001509529 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,677,667

F2 · balance_after: Includes 3,652,667 shares of common stock held indirectly by eAperion Partners, LLC, of which Mr. Fernandez is the owner and manager.

SEC source: 0001493152-22-035961 · ownership.xml · derivative · entry 2

Fernandez Charles M. · CIK 0001509529 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by eApeiron Partners, LLC

Disclosed balance after: 1,685,714

Underlying: Common Stock · 1,085,714 shares

Expires 2025-12-14

F2 · shares: On December 14, 2022 eAperion Partners LLC purchased 1,085,714 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable.

F2 · price: On December 14, 2022 eAperion Partners LLC purchased 1,085,714 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable.

F1 · ownership.nature: Mr. Fernandez is the sole member and managing partner of eAperion Partners LLC.

SEC source: 0001493152-22-035961 · ownership.xml · nonDerivative · entry 1

Fernandez Charles M. · CIK 0001509529 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by eApeiron Partners, LLC

Disclosed balance after: 3,658,667

F2 · shares: On December 14, 2022 eAperion Partners LLC purchased 1,085,714 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable.

F1 · ownership.nature: Mr. Fernandez is the sole member and managing partner of eAperion Partners LLC.

SEC source: 0001493152-22-035962 · ownership.xml · derivative · entry 2

Phipps David · CIK 0001635266 · Director · President/CEO of Global Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Common Stock · 28,500 shares

Expires 2025-12-14

F1 · shares: On December 14, 2022, David Phipps purchased 28,500 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable.

F1 · price: On December 14, 2022, David Phipps purchased 28,500 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable.