Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NextPlat CorpNXPL · Entity 7521 | Director | September 30, 2026 | October 15, 2026 |
| Progressive Care Inc.RXMD · Entity 108817 | Director · 10% owner | July 01, 2023 | October 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NextPlat Corp
Report date September 30, 2026 · Filed October 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,199 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 1,323 · Balance 50,199 F1: After giving effect to the 1-for-10 reverse stock split that went into effect on April 13, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: After giving effect to the 1-for-10 reverse stock split that went into effect on April 13, 2026.
Progressive Care Inc.
Report date July 01, 2023 · Filed October 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy RLB Market Investments LLC | 1,474,687 |
Last balance in matching sequence
After 2023-07-01 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2023-07-01 · Other · Acquired 228,240 · Balance 1,572,356 F8: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F7: The Reporting Person is the president of RLB Market Investments LLC. Row 2 · 2023-07-01 · Sale · Disposed 112,838 · Balance 1,459,518 F1: On July 1, 2023, RLB Market Investments LLC exercised a Conversion Warrant to purchase 228,240 shares of RXMD common stock for $2.20 a share. RLB Market Investments LLC paid the exercise price on a cashless basis, resulting in RXMD's withholding of 112,838 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 115,402 shares. F8: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F7: The Reporting Person is the president of RLB Market Investments LLC. Row 3 · 2023-07-01 · Other · Acquired 30,000 · Balance 1,489,518 F8: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F7: The Reporting Person is the president of RLB Market Investments LLC. Row 4 · 2023-07-01 · Sale · Disposed 14,831 · Balance 1,474,687 F2: On July 1, 2023, RLB Market Investments LLC exercised an Inducement Warrant to purchase 30,000 shares of RXMD common stock for $2.20 a share. The Reporting Person paid the exercise price on a cashless basis, resulting in RXMD's withholding of 14,831 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 15,169 shares. F8: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F7: The Reporting Person is the president of RLB Market Investments LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy NextPlat Corp | 2,106,956 |
Last balance in matching sequence
After 2023-07-01 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 5 · 2023-07-01 · Other · Acquired 455,000 · Balance 1,929,687 F8: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F6: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Row 6 · 2023-07-01 · Sale · Disposed 224,944 · Balance 1,704,743 F3: On July 1, 2023, NextPlat Corp exercised a Warrant to purchase 455,000 shares of RXMD common stock for $2.20 a share. NextPlat Corp paid the exercise price on a cashless basis, resulting in RXMD's withholding of 224,944 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 230,056 shares. F8: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F6: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Row 7 · 2023-07-01 · Other · Acquired 340,599 · Balance 2,045,342 F8: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F6: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Row 8 · 2023-07-01 · Sale · Disposed 168,386 · Balance 1,876,956 F4: On July 1, 2023, NextPlat Corp exercised a Conversion Warrant to purchase 340,599 shares of RXMD common stock for $2.20 a share. NextPlat Corp paid the exercise price on a cashless basis, resulting in RXMD's withholding of 168,386 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 172,213 shares. F8: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F6: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Row 9 · 2023-07-01 · Other · Acquired 230,000 · Balance 2,106,956 F5: On July 1, 2023, NextPlat Corp, exercised a Conversion Warrant to purchase 230,000 shares of RXMD common stock for $2.20 per share. NextPlat Corp paid the exercise price on a cash basis. F8: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F6: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.20 · Expires 2028-05-09 | IndirectBy RLB Market Investments LLC | 0 |
Reported balance
After 2023-07-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-07-01 · Other · Acquired 228,240 · Balance 0 F7: The Reporting Person is the president of RLB Market Investments LLC. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.20 · Expires 2026-05-09 | IndirectBy RLB Market Investments LLC | 0 |
Reported balance
After 2023-07-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-07-01 · Other · Acquired 30,000 · Balance 0 F7: The Reporting Person is the president of RLB Market Investments LLC. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.20 · Expires 2026-05-09 | IndirectBy NextPlat Corp | 0 |
Reported balance
After 2023-07-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-07-01 · Other · Acquired 455,000 · Balance 0 F6: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.20 · Expires 2026-05-09 | IndirectBy NextPlat Corp | 0 |
Reported balance
After 2023-07-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2023-07-01 · Other · Acquired 340,599 · Balance 0 F6: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.20 · Expires 2028-05-09 | IndirectBy NextPlat Corp | 0 |
Reported balance
After 2023-07-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2023-07-01 · Other · Acquired 230,000 · Balance 0 F6: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 1, 2023, RLB Market Investments LLC exercised a Conversion Warrant to purchase 228,240 shares of RXMD common stock for $2.20 a share. RLB Market Investments LLC paid the exercise price on a cashless basis, resulting in RXMD's withholding of 112,838 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 115,402 shares.
F2: On July 1, 2023, RLB Market Investments LLC exercised an Inducement Warrant to purchase 30,000 shares of RXMD common stock for $2.20 a share. The Reporting Person paid the exercise price on a cashless basis, resulting in RXMD's withholding of 14,831 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 15,169 shares.
F3: On July 1, 2023, NextPlat Corp exercised a Warrant to purchase 455,000 shares of RXMD common stock for $2.20 a share. NextPlat Corp paid the exercise price on a cashless basis, resulting in RXMD's withholding of 224,944 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 230,056 shares.
F4: On July 1, 2023, NextPlat Corp exercised a Conversion Warrant to purchase 340,599 shares of RXMD common stock for $2.20 a share. NextPlat Corp paid the exercise price on a cashless basis, resulting in RXMD's withholding of 168,386 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 172,213 shares.
F5: On July 1, 2023, NextPlat Corp, exercised a Conversion Warrant to purchase 230,000 shares of RXMD common stock for $2.20 per share. NextPlat Corp paid the exercise price on a cash basis.
F6: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F7: The Reporting Person is the president of RLB Market Investments LLC.
F8: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 15, 2026 15:35 UTC | NextPlat Corp NXPL · Entity 7521 | GrantCommon Stock | 1,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-032688 · rdgdoc.xml · nonDerivative · entry 1 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,199 F1 · balance_after: After giving effect to the 1-for-10 reverse stock split that went into effect on April 13, 2026. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:24 UTC | NextPlat Corp NXPL · Entity 7521 | GrantCommon Stock | 1,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-022523 · rdgdoc.xml · nonDerivative · entry 1 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 471,795 Read SEC document |
| April 06, 2026 Filed Apr 23, 2026 18:46 UTC | NextPlat Corp NXPL · Entity 7521 | GrantCommon Stock | 24,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-013143 · rdgdoc.xml · nonDerivative · entry 1 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 469,909 Read SEC document |
| December 31, 2025 Filed Jan 6, 2026 21:32 UTC | NextPlat Corp NXPL · Entity 7521 | GrantCommon Stock | 21,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-000631 · rdgdoc.xml · nonDerivative · entry 1 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,585 Read SEC document |
| October 01, 2024 Filed Oct 4, 2024 15:40 UTC | NextPlat Corp NXPL · Entity 7521 | GrantStock Option (right to buy) · Derivative | 186,946 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001437749-24-030680 · rdgdoc.xml · derivative · entry 3 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,946 Underlying: Common Stock · 186,946 shares Expires 2032-09-13 F3 · derivative.exercise_date: In connection with the Merger, the Reporting Person received stock options to acquire 186,946 shares of the Issuer's common stock in exchange for stock options to acquire 125,762 shares of Progressive Care Inc. The stock options are fully vested. Read SEC document |
| October 01, 2024 Filed Oct 4, 2024 15:40 UTC | NextPlat Corp NXPL · Entity 7521 | GrantCommon Stock | 594,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-030680 · rdgdoc.xml · nonDerivative · entry 2 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · RLB Market Investments, LLC Disclosed balance after: 1,815,198 F1 · price: On October 1, 2024, the Reporting Person received 638,522 shares of the Issuer's common stock in exchange for 429,547 shares of Progressive Care Inc. in connection with the merger of Progressive Care Inc. into the Issuer (the "Merger"). On the effective date of the Merger, the Issuer's Per Share Value was $1.48, which is the daily volume weighted average price of the Issuer's common stock for the 20-trading day period ended on the trading day immediately preceding the date of the Merger Agreement on Nasdaq. F2 · ownership.nature: Mr. Barreto is the president of RLB Market Investments, LLC and has voting and dispotive power over the reported securities. Read SEC document |
| October 01, 2024 Filed Oct 4, 2024 15:40 UTC | NextPlat Corp NXPL · Entity 7521 | GrantCommon Stock | 44,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-030680 · rdgdoc.xml · nonDerivative · entry 1 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 424,409 F1 · price: On October 1, 2024, the Reporting Person received 638,522 shares of the Issuer's common stock in exchange for 429,547 shares of Progressive Care Inc. in connection with the merger of Progressive Care Inc. into the Issuer (the "Merger"). On the effective date of the Merger, the Issuer's Per Share Value was $1.48, which is the daily volume weighted average price of the Issuer's common stock for the 20-trading day period ended on the trading day immediately preceding the date of the Merger Agreement on Nasdaq. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | OtherCommon Stock Warrants · Derivative | 230,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · derivative · entry 14 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 0 Underlying: Common Stock · 230,000 shares Expires 2028-05-09 F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | OtherCommon Stock Warrants · Derivative | 340,599 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · derivative · entry 13 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 0 Underlying: Common Stock · 340,599 shares Expires 2026-05-09 F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | OtherCommon Stock Warrants · Derivative | 455,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · derivative · entry 12 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 0 Underlying: Common Stock · 455,000 shares Expires 2026-05-09 F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | OtherCommon Stock Warrants · Derivative | 30,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · derivative · entry 11 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By RLB Market Investments LLC Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2026-05-09 F7 · ownership.nature: The Reporting Person is the president of RLB Market Investments LLC. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | OtherCommon Stock Warrants · Derivative | 228,240 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · derivative · entry 10 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By RLB Market Investments LLC Disclosed balance after: 0 Underlying: Common Stock · 228,240 shares Expires 2028-05-09 F7 · ownership.nature: The Reporting Person is the president of RLB Market Investments LLC. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | OtherCommon Stock | 230,000 | $2.20 | $506,000.00 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · nonDerivative · entry 9 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 2,106,956 F5 · kind: On July 1, 2023, NextPlat Corp, exercised a Conversion Warrant to purchase 230,000 shares of RXMD common stock for $2.20 per share. NextPlat Corp paid the exercise price on a cash basis. F8 · balance_after: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | SaleCommon Stock | 168,386 | $4.45 | $749,317.70 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · nonDerivative · entry 8 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 1,876,956 F4 · kind: On July 1, 2023, NextPlat Corp exercised a Conversion Warrant to purchase 340,599 shares of RXMD common stock for $2.20 a share. NextPlat Corp paid the exercise price on a cashless basis, resulting in RXMD's withholding of 168,386 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 172,213 shares. F8 · balance_after: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | OtherCommon Stock | 340,599 | $2.20 | $749,317.80 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · nonDerivative · entry 7 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 2,045,342 F8 · balance_after: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | SaleCommon Stock | 224,944 | $4.45 | $1,001,000.80 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · nonDerivative · entry 6 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 1,704,743 F3 · kind: On July 1, 2023, NextPlat Corp exercised a Warrant to purchase 455,000 shares of RXMD common stock for $2.20 a share. NextPlat Corp paid the exercise price on a cashless basis, resulting in RXMD's withholding of 224,944 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 230,056 shares. F8 · balance_after: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | OtherCommon Stock | 455,000 | $2.20 | $1,001,000.00 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · nonDerivative · entry 5 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 1,929,687 F8 · balance_after: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | SaleCommon Stock | 14,831 | $2.20 | $32,628.20 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · nonDerivative · entry 4 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By RLB Market Investments LLC Disclosed balance after: 1,474,687 F2 · kind: On July 1, 2023, RLB Market Investments LLC exercised an Inducement Warrant to purchase 30,000 shares of RXMD common stock for $2.20 a share. The Reporting Person paid the exercise price on a cashless basis, resulting in RXMD's withholding of 14,831 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 15,169 shares. F8 · balance_after: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F7 · ownership.nature: The Reporting Person is the president of RLB Market Investments LLC. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | OtherCommon Stock | 30,000 | $2.20 | $66,000.00 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · nonDerivative · entry 3 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By RLB Market Investments LLC Disclosed balance after: 1,489,518 F8 · balance_after: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F7 · ownership.nature: The Reporting Person is the president of RLB Market Investments LLC. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | SaleCommon Stock | 112,838 | $4.45 | $502,129.10 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · nonDerivative · entry 2 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By RLB Market Investments LLC Disclosed balance after: 1,459,518 F1 · kind: On July 1, 2023, RLB Market Investments LLC exercised a Conversion Warrant to purchase 228,240 shares of RXMD common stock for $2.20 a share. RLB Market Investments LLC paid the exercise price on a cashless basis, resulting in RXMD's withholding of 112,838 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 115,402 shares. F8 · balance_after: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F7 · ownership.nature: The Reporting Person is the president of RLB Market Investments LLC. Read SEC document |
| July 01, 2023 Filed Oct 20, 2023 12:05 UTC | Progressive Care Inc. RXMD · Entity 108817 | OtherCommon Stock | 228,240 | $2.20 | $502,128.00 |
DisclosureSEC source: 0001437749-23-028658 · rdgdoc.xml · nonDerivative · entry 1 Barreto Rodney · CIK 0001901402 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By RLB Market Investments LLC Disclosed balance after: 1,572,356 F8 · balance_after: Includes 33,261 shares of common stock directly held by the Reporting Person; 1,071,251 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 239,604 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F7 · ownership.nature: The Reporting Person is the president of RLB Market Investments LLC. Read SEC document |
| May 09, 2023 Filed Jun 30, 2023 17:33 UTC | Progressive Care Inc. RXMD · Entity 108817 | PurchaseCommon Stock Warrants · Derivative | 570,599 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001493152-23-023194 · ownership.xml · derivative · entry 9 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 798,839 Underlying: Common Stock · 570,599 shares Expires 2028-05-09 F2 · price: Pursuant to the Debt Conversion Agreement dated May 9, 2023, Issuer agreed to issue one warrant for a number of shares equal to the number of conversion shares issued to the Reporting Person. The warrants have a five-year term, are immediately exercisable, and have an exercise price of $2.20. F2 · derivative.underlying_shares: Pursuant to the Debt Conversion Agreement dated May 9, 2023, Issuer agreed to issue one warrant for a number of shares equal to the number of conversion shares issued to the Reporting Person. The warrants have a five-year term, are immediately exercisable, and have an exercise price of $2.20. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2023 Filed Jun 30, 2023 17:33 UTC | Progressive Care Inc. RXMD · Entity 108817 | ConversionConvertible Note · Derivative | Not disclosed | $0.00 Strike: $2.20 | $1,255,316.75 |
DisclosureSEC source: 0001493152-23-023194 · ownership.xml · derivative · entry 8 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 0 Underlying: Common Stock · 570,599 shares Expires 2027-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.underlying_shares: On May 9, 2023, the Reporting Person entered into a Debt Conversion Agreement whereby Issuer issued 228,240 shares of the Issuer's common stock to the Reporting Person upon conversion of the Reporting Person's share of outstanding principal and accrued and unpaid interest of a Secured Promissory Note dated September 2, 2022, at a conversion price of $2.20 per share. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2023 Filed Jun 30, 2023 17:33 UTC | Progressive Care Inc. RXMD · Entity 108817 | PurchaseCommon Stock Warrant · Derivative | 455,000 | $1,000,000.00 Strike: $2.20 | $455,000,000,000.00 |
DisclosureSEC source: 0001493152-23-023194 · ownership.xml · derivative · entry 7 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 455,000 Underlying: Common Stock · 455,000 shares Expires 2026-05-09 F4 · derivative.exercise_date: On May 5, 2023, the Issuer entered into a Securities Purchase Agreement with NextPlat Corp, whereby NextPlat Corp. agreed to purchase 455,000 units of securities, consisting of one share of common stock and one warrant. Each warrant is exercisable at $2.20 per share. The warrants are immediately exercisable and have a term of three years. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2023 Filed Jun 30, 2023 17:33 UTC | Progressive Care Inc. RXMD · Entity 108817 | PurchaseCommon Stock Warrants · Derivative | 30,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001493152-23-023194 · ownership.xml · derivative · entry 6 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2026-05-09 F3 · price: On May 9, 2023, the Reporting Person was issued warrants to purchase 30,000 shares of common stock of the Issuer as an inducement to approve the transaction contemplated by the Securities Purchase Agreement dated May 5, 2023. The warrants have a three-year term, are immediately exercisable, and have an exercise price of $2.20. F3 · derivative.underlying_shares: On May 9, 2023, the Reporting Person was issued warrants to purchase 30,000 shares of common stock of the Issuer as an inducement to approve the transaction contemplated by the Securities Purchase Agreement dated May 5, 2023. The warrants have a three-year term, are immediately exercisable, and have an exercise price of $2.20. Read SEC document |
| May 09, 2023 Filed Jun 30, 2023 17:33 UTC | Progressive Care Inc. RXMD · Entity 108817 | PurchaseCommon Stock Warrants · Derivative | 228,240 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001493152-23-023194 · ownership.xml · derivative · entry 5 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By RLB Market Investments LLC Disclosed balance after: 228,240 Underlying: Common Stock · 228,240 shares Expires 2028-05-09 F2 · price: Pursuant to the Debt Conversion Agreement dated May 9, 2023, Issuer agreed to issue one warrant for a number of shares equal to the number of conversion shares issued to the Reporting Person. The warrants have a five-year term, are immediately exercisable, and have an exercise price of $2.20. F2 · derivative.underlying_shares: Pursuant to the Debt Conversion Agreement dated May 9, 2023, Issuer agreed to issue one warrant for a number of shares equal to the number of conversion shares issued to the Reporting Person. The warrants have a five-year term, are immediately exercisable, and have an exercise price of $2.20. F8 · ownership.nature: The Reporting Person is the president of RLB Market Investments LLC. Read SEC document |
| May 09, 2023 Filed Jun 30, 2023 17:33 UTC | Progressive Care Inc. RXMD · Entity 108817 | ConversionConvertible Note · Derivative | Not disclosed | $0.00 Strike: $2.20 | $502,126.70 |
DisclosureSEC source: 0001493152-23-023194 · ownership.xml · derivative · entry 4 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By RLB Market Investments LLC Disclosed balance after: 0 Underlying: Common Stock · 228,240 shares Expires 2027-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · ownership.nature: The Reporting Person is the president of RLB Market Investments LLC. Read SEC document |
| May 09, 2023 Filed Jun 30, 2023 17:33 UTC | Progressive Care Inc. RXMD · Entity 108817 | ConversionCommon Stock | 570,599 | $2.20 | $1,255,317.80 |
DisclosureSEC source: 0001493152-23-023194 · ownership.xml · nonDerivative · entry 3 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 1,344,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 9, 2023, the Reporting Person entered into a Debt Conversion Agreement whereby Issuer issued 228,240 shares of the Issuer's common stock to the Reporting Person upon conversion of the Reporting Person's share of outstanding principal and accrued and unpaid interest of a Secured Promissory Note dated September 2, 2022, at a conversion price of $2.20 per share. F7 · balance_after: Includes 33,261 shares of common stock directly held by the Reporting Person; 45,652 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 11,364 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2023 Filed Jun 30, 2023 17:33 UTC | Progressive Care Inc. RXMD · Entity 108817 | PurchaseCommon Stock | 455,000 | $2.20 | $1,001,000.00 |
DisclosureSEC source: 0001493152-23-023194 · ownership.xml · nonDerivative · entry 2 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 773,517 F4 · shares: On May 5, 2023, the Issuer entered into a Securities Purchase Agreement with NextPlat Corp, whereby NextPlat Corp. agreed to purchase 455,000 units of securities, consisting of one share of common stock and one warrant. Each warrant is exercisable at $2.20 per share. The warrants are immediately exercisable and have a term of three years. F7 · balance_after: Includes 33,261 shares of common stock directly held by the Reporting Person; 45,652 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 11,364 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2023 Filed Jun 30, 2023 17:33 UTC | Progressive Care Inc. RXMD · Entity 108817 | ConversionCommon Stock | 228,240 | $2.20 | $502,128.00 |
DisclosureSEC source: 0001493152-23-023194 · ownership.xml · nonDerivative · entry 1 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By RLB Market Investments LLC Disclosed balance after: 318,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 9, 2023, the Reporting Person entered into a Debt Conversion Agreement whereby Issuer issued 228,240 shares of the Issuer's common stock to the Reporting Person upon conversion of the Reporting Person's share of outstanding principal and accrued and unpaid interest of a Secured Promissory Note dated September 2, 2022, at a conversion price of $2.20 per share. F7 · balance_after: Includes 33,261 shares of common stock directly held by the Reporting Person; 45,652 shares of common stock held indirectly by NextPlat Corp., of which the Reporting Person is a director; and 11,364 shares of common stock held indirectly by RLB Market Investments LLC, of which the Reporting person is the president. F8 · ownership.nature: The Reporting Person is the president of RLB Market Investments LLC. Read SEC document |
| April 05, 2023 Filed Apr 7, 2023 20:34 UTC | NextPlat Corp NXPL · Entity 7521 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-011576 · ownership.xml · nonDerivative · entry 1 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by RLB Market Investments, LLC Disclosed balance after: 1,591,085 F1 · shares: On April 3, 2023, the Compensation Committee and Board of the Issuer approved a restricted stock award for 125,000 shares of common stock to Mr. Barreto under the Issuer's 2021 Incentive Award Plan. The restricted shares were then issued on April 5, 2023. The shares are fully vested. F2 · ownership.nature: Mr. Barreto is the president of RLB Market Investments, LLC. Read SEC document |
| December 14, 2022 Filed Dec 20, 2022 17:46 UTC | NextPlat Corp NXPL · Entity 7521 | PurchaseCommon Stock Warrants · Derivative | 1,085,714 | Not disclosed Strike: $1.75 | Not disclosed |
DisclosureSEC source: 0001493152-22-035960 · ownership.xml · derivative · entry 2 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by RLB Market Investments, LLC Disclosed balance after: 1,085,714 Underlying: Common Stock · 1,085,714 shares Expires 2025-12-14 F1 · shares: On December 14, 2022, RLB Market Investments, LLC purchased 1,085,714 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable. F1 · price: On December 14, 2022, RLB Market Investments, LLC purchased 1,085,714 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable. F2 · ownership.nature: Mr. Barreto is the president of RLB Market Investments, LLC Read SEC document |
| December 14, 2022 Filed Dec 20, 2022 17:46 UTC | NextPlat Corp NXPL · Entity 7521 | PurchaseCommon Stock | 1,085,714 | $1,899,999.50 | $2,062,856,057,143.00 |
DisclosureSEC source: 0001493152-22-035960 · ownership.xml · nonDerivative · entry 1 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by RLB Market Investments, LLC Disclosed balance after: 1,476,085 F1 · shares: On December 14, 2022, RLB Market Investments, LLC purchased 1,085,714 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable. F2 · ownership.nature: Mr. Barreto is the president of RLB Market Investments, LLC Read SEC document |
| November 16, 2022 Filed Jun 30, 2023 17:33 UTC | Progressive Care Inc. RXMD · Entity 108817 | ConversionConvertible Note · Derivative | Not disclosed | Not disclosed Strike: $2.20 | $10,000,000.00 |
DisclosureSEC source: 0001493152-23-023194 · ownership.xml · derivative · entry 11 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2025-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: On May 9, 2023, NextPlat Corp entered into a First Amendment to the Securities Purchase Agreement dated November 16, 2022 (the "Debenture Purchase Agreement"), resulting in the cancellation of the "old" convertible note and the purchase of a replacement convertible note. Pursuant to the Amendment, NextPlat Corp agreed to amend the Debenture Purchase Agreement and the Form of Debenture to increase the conversion price to $2.20 per share. The debentures are convertible at any time, upon NextPlat Corp.'s election, to shares of the Issuer's common stock. No debentures have been purchased to date. F5 · underlyingValue: On May 9, 2023, NextPlat Corp entered into a First Amendment to the Securities Purchase Agreement dated November 16, 2022 (the "Debenture Purchase Agreement"), resulting in the cancellation of the "old" convertible note and the purchase of a replacement convertible note. Pursuant to the Amendment, NextPlat Corp agreed to amend the Debenture Purchase Agreement and the Form of Debenture to increase the conversion price to $2.20 per share. The debentures are convertible at any time, upon NextPlat Corp.'s election, to shares of the Issuer's common stock. No debentures have been purchased to date. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 16, 2022 Filed Jun 30, 2023 17:33 UTC | Progressive Care Inc. RXMD · Entity 108817 | ConversionConvertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.03 | $10,000,000.00 |
DisclosureSEC source: 0001493152-23-023194 · ownership.xml · derivative · entry 10 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By NextPlat Corp Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2025-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: On May 9, 2023, NextPlat Corp entered into a First Amendment to the Securities Purchase Agreement dated November 16, 2022 (the "Debenture Purchase Agreement"), resulting in the cancellation of the "old" convertible note and the purchase of a replacement convertible note. Pursuant to the Amendment, NextPlat Corp agreed to amend the Debenture Purchase Agreement and the Form of Debenture to increase the conversion price to $2.20 per share. The debentures are convertible at any time, upon NextPlat Corp.'s election, to shares of the Issuer's common stock. No debentures have been purchased to date. F5 · underlyingValue: On May 9, 2023, NextPlat Corp entered into a First Amendment to the Securities Purchase Agreement dated November 16, 2022 (the "Debenture Purchase Agreement"), resulting in the cancellation of the "old" convertible note and the purchase of a replacement convertible note. Pursuant to the Amendment, NextPlat Corp agreed to amend the Debenture Purchase Agreement and the Form of Debenture to increase the conversion price to $2.20 per share. The debentures are convertible at any time, upon NextPlat Corp.'s election, to shares of the Issuer's common stock. No debentures have been purchased to date. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2022 Filed Oct 18, 2022 10:42 UTC | Progressive Care Inc. RXMD · Entity 108817 | GrantStock Options · Derivative | 25,152,444 | $0.00 Strike: $0.02 | $0.00 |
DisclosureSEC source: 0001493152-22-028629 · ownership.xml · derivative · entry 1 Barreto Rodney · CIK 0001901402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,092,442 Underlying: Common Stock · 25,152,444 shares Expires 2032-09-13 F1 · derivative.exercise_date: Options to purchase up to 6,288,111 Common Shares are fully vested upon Grant Date; Options to purchase up to an additional 6,288,111 Common Shares become vested upon the first Trading Day following the date on which the Company's market capitalization is $50 million or more for five consecutive Trading Days; options to purchase up to an additional 6,288,111 Common Shares become fully vested on the first Trading Day following the date on which the Company's market capitalization is $100 million or more for five consecutive Trading Days; and options to purchase up to an additional 6,288,111 Common Shares become fully vested on the first Trading Day following the date on which the Company's market capitalization is $200 million or more for five consecutive Trading Days. F2 · balance_after: Includes 660,671,427 derivative securities owned by NextPlat Corp. As a Director of NextPlat Corp, Mr. Barreto has voting or investment control over these securities. For the avoidance of doubt, Mr. Barreto expressly disclaims ownership of the Issuer's securities owned by NextPlat. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 15:29 UTC | NextPlat Corp NXPL · Entity 7521 | GrantCommon Stock, par value $0.0001 | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001820 · ownership.xml · nonDerivative · entry 2 Barreto Rodney · CIK 0001901402 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,371 F1 · shares: Represents a restricted stock award that was effective 1/20/2022 (the "Award Date"). One half of the award (10,000 shares) will be fully vested and issued on the Award Date and the remaining half (10,000 shares) will vest and be issued on the one-year anniversary of the Award Date. The award was granted pursuant to the Issuer's 2021 Incentive Award Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.