Tapewire

Nasdaq · USD

NXGL

NEXGEL, INC.

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Tapewire entity
8400
SEC CIK
0001468929
Parsed reports
111

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202606
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2023 Filed Jun 12, 2023 12:30 UTC PurchaseCommon Stock 3,558 $2.24 $7,984.15
Disclosure

SEC source: 0001493152-23-020850 · ownership.xml · nonDerivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,558

F1 · price: Represents the weighted average of open market purchase transactions ranging from $2.23 to $2.25 per share. The Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price paid if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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June 07, 2023 Filed Jun 9, 2023 08:30 UTC PurchaseCommon Stock 5,000 $2.69 $13,450.00
Disclosure

SEC source: 0001493152-23-020661 · ownership.xml · nonDerivative · entry 1

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,458

F1 · price: The Reporting Person purchased all 5,000 shares of common stock in the open market at a price of $2.69 per share.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 12:30 UTC PurchaseCommon Stock 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0001493152-23-020659 · ownership.xml · nonDerivative · entry 1

STEFANSKY DAVID · CIK 0001320581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,091

F1 · price: The Reporting Person purchased all 2,000 shares of common stock in the open market at a price of $2.50 per share.

Read SEC document
June 02, 2023 Filed Jun 2, 2023 23:20 UTC PurchaseCommon Stock 2,000 $2.40 $4,800.00
Disclosure

SEC source: 0001493152-23-020049 · ownership.xml · nonDerivative · entry 2

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,000

F2 · price: Represents the weighted average of open market purchase transactions ranging from $2.39 to $2.40 per share. The Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price paid if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

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May 31, 2023 Filed Jun 1, 2023 12:30 UTC PurchaseCommon Stock 2,000 $2.42 $4,840.00
Disclosure

SEC source: 0001493152-23-019751 · ownership.xml · nonDerivative · entry 2

STEFANSKY DAVID · CIK 0001320581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,091

F2 · price: The Reporting Person purchased all 2,000 shares of common stock in the open market at a price of $2.42 per share.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 23:20 UTC PurchaseCommon Stock 1,000 $2.25 $2,250.00
Disclosure

SEC source: 0001493152-23-020049 · ownership.xml · nonDerivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,000

F1 · price: The Reporting Person purchased all 1,000 shares of common stock in the open market at a price of $2.25 per share.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 08:30 UTC PurchaseCommon Stock 4,200 $2.38 $9,996.00
Disclosure

SEC source: 0001493152-23-019750 · ownership.xml · nonDerivative · entry 1

glassman steven mark · CIK 0001853617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,292

F1 · price: The Reporting Person purchased all 4,200 shares of common stock in the open market at a price of $2.38 per share.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 12:30 UTC PurchaseCommon Stock 5,000 $2.53 $12,650.00
Disclosure

SEC source: 0001493152-23-019751 · ownership.xml · nonDerivative · entry 1

STEFANSKY DAVID · CIK 0001320581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,091

F1 · price: Represents the weighted average of open market purchase transactions ranging from $2.40 to $2.65 per share. The Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price paid if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 26, 2023 Filed May 30, 2023 20:05 UTC PurchaseCommon Stock 5,000 $2.34 $11,688.50
Disclosure

SEC source: 0001493152-23-019457 · ownership.xml · nonDerivative · entry 1

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,028

F1 · price: The Reporting Person purchased all 5,000 shares of common stock in the open market at a price of $2.3377 per share.

Read SEC document
May 24, 2023 Filed May 24, 2023 21:40 UTC PurchaseCommon Stock 2,000 $2.01 $4,020.00
Disclosure

SEC source: 0001493152-23-018960 · ownership.xml · nonDerivative · entry 3

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,000

F3 · price: Represents the weighted average of open market purchase transactions ranging from $2.00 to $2.02 per share. The Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price paid if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 23, 2023 Filed May 24, 2023 21:40 UTC PurchaseCommon Stock 1,000 $1.90 $1,900.00
Disclosure

SEC source: 0001493152-23-018960 · ownership.xml · nonDerivative · entry 2

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

F2 · price: The Reporting Person purchased all 1,000 shares of common stock in the open market at a price of $1.90 per share.

Read SEC document
May 22, 2023 Filed May 24, 2023 21:40 UTC PurchaseCommon Stock 4,000 $1.95 $7,800.00
Disclosure

SEC source: 0001493152-23-018960 · ownership.xml · nonDerivative · entry 1

Henry Scott Robert · CIK 0001961477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,000

F1 · price: Represents the weighted average of open market purchase transactions ranging from $1.92 to $1.98 per share. The Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price paid if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
December 19, 2022 Filed Dec 19, 2022 21:25 UTC PurchaseCommon Stock 5,000 $1.59 $7,950.00
Disclosure

SEC source: 0001493152-22-035878 · ownership.xml · nonDerivative · entry 1

STEFANSKY DAVID · CIK 0001320581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,091

F1 · price: The Reporting Person purchased all 5,000 shares of common stock in the open market at a price of $1.59 per share.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 21:11 UTC PurchaseCommon Stock 7,500 $1.44 $10,824.75
Disclosure

SEC source: 0001493152-22-035308 · ownership.xml · nonDerivative · entry 1

STEFANSKY DAVID · CIK 0001320581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,091

F1 · price: The $1.4433 represents a weighted average price. The Reporting Person purchased 5,000 shares of common stock in the open market at a price of $1.44 per share and purchased 2,500 shares of common stock in the open market at a price of $1.45 per share.

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November 29, 2022 Filed Dec 1, 2022 18:28 UTC PurchaseCommon Stock 3,000 $1.67 $5,001.00
Disclosure

SEC source: 0001493152-22-034208 · ownership.xml · nonDerivative · entry 4

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,458

F4 · price: The $1.1677 represents a weighted average price per share. The Reporting Person purchased 1,000 shares of common stock in the open market at a price of $1.16 per share and purchased 2,000 shares of common stock in the open market at a price of $1.17 per share.

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November 29, 2022 Filed Dec 2, 2022 12:37 UTC Amendment PurchaseCommon Stock 3,000 $1.17 $3,500.10
Disclosure

SEC source: 0001493152-22-034244 · ownership.xml · nonDerivative · entry 4

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,458

F4 · price: The $1.1667 represents a weighted average price per share. The Reporting Person purchased 1,000 shares of common stock in the open market at a price of $1.16 per share and purchased 2,000 shares of common stock in the open market at a price of $1.17 per share.

F5 · price: This amendment to the Form 4 originally filed on December 1, 2022 is being made to correct the weighted average price per share reported for the shares of common stock purchased by the Reporting Person on November 29, 2022. The weighted average price per share was reported as $1.667. The correct weighted average price per share is $1.1667.

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November 25, 2022 Filed Dec 1, 2022 18:28 UTC PurchaseCommon Stock 2,000 $1.20 $2,400.00
Disclosure

SEC source: 0001493152-22-034208 · ownership.xml · nonDerivative · entry 3

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,458

F3 · price: The Reporting Person purchased the 1,000 shares of common stock in the open market all at a price of $1.20 per share.

Read SEC document
November 25, 2022 Filed Dec 2, 2022 12:37 UTC Amendment PurchaseCommon Stock 2,000 $1.20 $2,400.00
Disclosure

SEC source: 0001493152-22-034244 · ownership.xml · nonDerivative · entry 3

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,458

F3 · price: The Reporting Person purchased the 1,000 shares of common stock in the open market all at a price of $1.20 per share.

Read SEC document
November 23, 2022 Filed Dec 1, 2022 18:28 UTC PurchaseCommon Stock 100 $1.20 $120.00
Disclosure

SEC source: 0001493152-22-034208 · ownership.xml · nonDerivative · entry 2

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,458

F2 · price: The Reporting Person purchased the 100 shares of common stock in the open market all at a price of $1.20 per share.

Read SEC document
November 23, 2022 Filed Dec 2, 2022 12:37 UTC Amendment PurchaseCommon Stock 100 $1.20 $120.00
Disclosure

SEC source: 0001493152-22-034244 · ownership.xml · nonDerivative · entry 2

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,458

F2 · price: The Reporting Person purchased the 100 shares of common stock in the open market all at a price of $1.20 per share.

Read SEC document
November 21, 2022 Filed Dec 1, 2022 18:28 UTC PurchaseCommon Stock 2,000 $1.17 $2,346.60
Disclosure

SEC source: 0001493152-22-034208 · ownership.xml · nonDerivative · entry 1

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,358

F1 · price: The $1.1733 represents a weighted average price per share. The Reporting Person purchased 1,000 shares of common stock in the open market at a price of $1.15 per share and purchased 1,000 shares of common stock in the open market at a price of $1.1966 per share.

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November 21, 2022 Filed Dec 2, 2022 12:37 UTC Amendment PurchaseCommon Stock 2,000 $1.17 $2,346.60
Disclosure

SEC source: 0001493152-22-034244 · ownership.xml · nonDerivative · entry 1

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,358

F1 · price: The $1.1733 represents a weighted average price per share. The Reporting Person purchased 1,000 shares of common stock in the open market at a price of $1.15 per share and purchased 1,000 shares of common stock in the open market at a price of $1.1966 per share.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 13:00 UTC PurchaseCommon Stock 5,000 $1.66 $8,280.00
Disclosure

SEC source: 0001493152-22-024446 · ownership.xml · nonDerivative · entry 1

STEFANSKY DAVID · CIK 0001320581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,591

F1 · price: The $1.6560 represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.6400 to $1.6800. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 13:00 UTC PurchaseCommon Stock 1,648 $1.68 $2,768.64
Disclosure

SEC source: 0001493152-22-024445 · ownership.xml · nonDerivative · entry 1

Spinrad Yaakov · CIK 0001888635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648

Read SEC document
August 25, 2022 Filed Aug 26, 2022 13:00 UTC PurchaseCommon Stock 5,000 $1.73 $8,650.00
Disclosure

SEC source: 0001493152-22-024116 · ownership.xml · nonDerivative · entry 1

STEFANSKY DAVID · CIK 0001320581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,591

Read SEC document
August 16, 2022 Filed Aug 17, 2022 13:00 UTC PurchaseCommon Stock 2,500 $1.79 $4,480.00
Disclosure

SEC source: 0001493152-22-023279 · ownership.xml · nonDerivative · entry 2

STEFANSKY DAVID · CIK 0001320581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,591

F2 · price: The $1.7920 represents a weighted average price. The Reporting Person purchased 500 shares of common stock at a price of $1.800 per share and 2,000 shares of common stock at a price of $1.7900 per share.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 13:00 UTC PurchaseCommon Stock 2,872 $1.90 $5,466.28
Disclosure

SEC source: 0001493152-22-023279 · ownership.xml · nonDerivative · entry 1

STEFANSKY DAVID · CIK 0001320581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,091

F1 · price: The $1.9033 represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.8800 to $1.9100. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.

Read SEC document
June 24, 2022 Filed Jun 27, 2022 13:00 UTC PurchaseCommon Stock 3,128 $1.60 $4,992.91
Disclosure

SEC source: 0001493152-22-017807 · ownership.xml · nonDerivative · entry 1

STEFANSKY DAVID · CIK 0001320581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,219

F1 · price: The $1.5962 represents a weighted average price. The Reporting Person purchased 3,000 shares of common stock at a price of $1.60 per share, 100 shares of common stock at a price of $1.59 per share and 28 shares of common stock at a price of $1.55 per share.

F1 · balance_after: The $1.5962 represents a weighted average price. The Reporting Person purchased 3,000 shares of common stock at a price of $1.60 per share, 100 shares of common stock at a price of $1.59 per share and 28 shares of common stock at a price of $1.55 per share.

Read SEC document
May 31, 2022 Filed May 31, 2022 20:20 UTC
Drapczuk Adam E IIIChief Financial Officer
PurchaseCommon Stock 5,000 $1.54 $7,699.50
Disclosure

SEC source: 0001104659-22-066557 · tm2217353d1_4.xml · nonDerivative · entry 2

Drapczuk Adam E III · CIK 0001867086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
May 27, 2022 Filed May 31, 2022 20:20 UTC
Drapczuk Adam E IIIChief Financial Officer
PurchaseCommon Stock 15,000 $1.63 $24,472.50
Disclosure

SEC source: 0001104659-22-066557 · tm2217353d1_4.xml · nonDerivative · entry 1

Drapczuk Adam E III · CIK 0001867086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.6000 to $1.6800. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 16:06 UTC PurchaseCommon Stock 5,500 $1.87 $10,285.00
Disclosure

SEC source: 0001104659-22-038731 · tm2210631-1_4seq1.xml · nonDerivative · entry 1

glassman steven mark · CIK 0001853617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,092

F1 · price: The Reporting Person purchased the 5,500 shares of common stock in the open market all at a price of $1.87 per share.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 16:09 UTC PurchaseCommon Stock 5,000 $1.90 $9,500.00
Disclosure

SEC source: 0001104659-22-038733 · tm2210631-2_4seq1.xml · nonDerivative · entry 1

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,358

F1 · price: The Reporting Person purchased the 5,000 shares of common stock in the open market all at a price of $1.90 per share

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:07 UTC PurchaseCommon Stock 5,300 $1.89 $10,010.11
Disclosure

SEC source: 0001104659-22-038736 · tm2210631-4_4seq1.xml · nonDerivative · entry 1

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,028

F1 · price: The Reporting Person purchased the 5,300 shares of common stock in the open market. The $1.8887 represents a weighted average price. The Reporting Person purchased 5,200 shares of common stock at a price of $1.89 per share and 100 shares of common stock at a price of $1.88 per share.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:07 UTC
Levy Adam R.Director · CEO
PurchaseCommon Stock 1,250 $1.89 $2,360.00
Disclosure

SEC source: 0001104659-22-038734 · tm2210631-3_4seq1.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,408

F1 · price: The Reporting Person purchased 1,000 shares of common stock in the open market and the Reporting Person's mother-in-law, who resides with the Reporting Person, purchase an additional 250 share of common stock in the open market. The $1.888 represents a weighted average price. The Reporting Person purchased 1,000 shares of common stock at a price of $1.89 per share and the Reporting Person's mother-in-law purchased 250 shares of common stock at a price of $1.88 per share.

Read SEC document
December 27, 2021 Filed Jan 3, 2022 16:44 UTC GrantWarrant to Purchase Common Stock · Derivative 5,000 $0.01 Strike: $5.50 $50.00
Disclosure

SEC source: 0001104659-22-000432 · tm221361-1_4seq1.xml · derivative · entry 2

glassman steven mark · CIK 0001853617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2026-12-26

F1 · kind: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.

Read SEC document
December 27, 2021 Filed Jan 3, 2022 16:44 UTC PurchaseCommon Stock 5,000 $5.49 $27,450.00
Disclosure

SEC source: 0001104659-22-000432 · tm221361-1_4seq1.xml · nonDerivative · entry 1

glassman steven mark · CIK 0001853617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,592

F1 · acquired: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.

Read SEC document
December 27, 2021 Filed Jan 3, 2022 16:45 UTC GrantWarrant to Purchase Common Stock · Derivative 28,000 $0.01 Strike: $5.50 $280.00
Disclosure

SEC source: 0001104659-22-000435 · tm221361-3_4seq1.xml · derivative · entry 2

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2026-12-26

F1 · kind: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.

Read SEC document
December 27, 2021 Filed Jan 3, 2022 16:45 UTC PurchaseCommon Stock 28,000 $5.49 $153,720.00
Disclosure

SEC source: 0001104659-22-000435 · tm221361-3_4seq1.xml · nonDerivative · entry 1

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,358

F1 · acquired: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.

Read SEC document
December 27, 2021 Filed Jan 3, 2022 21:45 UTC GrantWarrant to Purchase Common Stock · Derivative 1,819 $0.01 Strike: $5.50 $18.19
Disclosure

SEC source: 0001104659-22-000437 · tm221361-4_4seq1.xml · derivative · entry 2

Toledano Miranda Jayne · CIK 0001686530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,819

Underlying: Common Stock · 1,819 shares

Expires 2026-12-26

F1 · kind: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.

Read SEC document
December 27, 2021 Filed Jan 3, 2022 21:45 UTC PurchaseCommon Stock 1,819 $5.49 $9,986.31
Disclosure

SEC source: 0001104659-22-000437 · tm221361-4_4seq1.xml · nonDerivative · entry 1

Toledano Miranda Jayne · CIK 0001686530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,819

F1 · acquired: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.

Read SEC document
December 27, 2021 Filed Jan 3, 2022 21:44 UTC GrantWarrant to Purchase Common Stock · Derivative 9,091 $0.01 Strike: $5.50 $90.91
Disclosure

SEC source: 0001104659-22-000433 · tm221361-2_4seq1.xml · derivative · entry 3

STEFANSKY DAVID · CIK 0001320581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,091

Underlying: Common Stock · 9,091 shares

Expires 2026-12-26

F1 · kind: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.

Read SEC document
December 27, 2021 Filed Jan 3, 2022 21:44 UTC PurchaseCommon Stock 9,091 $5.49 $49,909.59
Disclosure

SEC source: 0001104659-22-000433 · tm221361-2_4seq1.xml · nonDerivative · entry 1

STEFANSKY DAVID · CIK 0001320581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,091

F1 · acquired: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.

Read SEC document
December 27, 2021 Filed Jan 3, 2022 21:46 UTC GrantWarrant to Purchase Common Stock · Derivative 9,091 $0.01 Strike: $5.50 $90.91
Disclosure

SEC source: 0001104659-22-000438 · tm221361-5_4seq1.xml · derivative · entry 2

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,091

Underlying: Common Stock · 9,091 shares

Expires 2026-12-26

F1 · kind: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.

Read SEC document
December 27, 2021 Filed Jan 3, 2022 21:46 UTC PurchaseCommon Stock 9,091 $5.49 $49,909.59
Disclosure

SEC source: 0001104659-22-000438 · tm221361-5_4seq1.xml · nonDerivative · entry 1

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,728

F1 · acquired: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.

Read SEC document
October 27, 2021 Filed Nov 8, 2021 16:20 UTC
Levy Adam R.Director · CEO
GrantCommon Stock 1,428,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-135460 · tm2132249-1_4seq1.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,295,529

F1 · kind: On October 27, 2021, the Reporting Person received a distribution of 1,428,750 shares of the Issuer's common stock from Aquamen Partners LLC ("Aquamen"). The Reporting Person held a twenty percent equity interest in Aquamen Partners prior to the distribution but no longer has any equity interest in Aquamen Partners. All of the shares distributed to the Reporting Person are "restricted securities" as defined by the Securities Act of 1933, as amended.

F1 · price: On October 27, 2021, the Reporting Person received a distribution of 1,428,750 shares of the Issuer's common stock from Aquamen Partners LLC ("Aquamen"). The Reporting Person held a twenty percent equity interest in Aquamen Partners prior to the distribution but no longer has any equity interest in Aquamen Partners. All of the shares distributed to the Reporting Person are "restricted securities" as defined by the Securities Act of 1933, as amended.

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March 08, 2021 Filed Mar 12, 2021 21:39 UTC GrantOption to Purchase Common Stock · Derivative 666,667 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001104659-21-035612 · tm219618-3_4seq1.xml · derivative · entry 2

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,667

Underlying: Common Stock · 666,667 shares

Expires 2031-03-08

F1 · derivative.exercise_date: All of these options vested immediately.

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March 08, 2021 Filed Mar 12, 2021 21:38 UTC
Levy Adam R.CEO & CFO · 10% owner
GrantRestricted Stock Award (Common Stock) 1,383,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-035609 · tm219618-2_4seq1.xml · nonDerivative · entry 1

Levy Adam R. · CIK 0001794090 · CEO & CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,333

F1 · kind: On March 8, 2021 and in consideration of the Reporting Person's service as the Issuer's Chief Executive Officer and Chief Financial Officer from October 1, 2020 through September 30, 2021, the Issuer granted the Reporting Person a restricted stock award of 1,383,333 shares of the Issuer's common stock all of which shares vested immediately.

F1 · price: On March 8, 2021 and in consideration of the Reporting Person's service as the Issuer's Chief Executive Officer and Chief Financial Officer from October 1, 2020 through September 30, 2021, the Issuer granted the Reporting Person a restricted stock award of 1,383,333 shares of the Issuer's common stock all of which shares vested immediately.

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May 29, 2020 Filed Jun 9, 2020 14:55 UTC OtherCommon Stock 3,187,500 $0.04 $127,500.00
Disclosure

SEC source: 0001104659-20-071298 · tm2022182d3_4.xml · nonDerivative · entry 1

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,822,500

F1 · kind: On May 29, 2020, the Reporting Person received 3,187,500 shares of the Issuer's common stock as a result of the Issuer's purchase of all of the membership interests of Sport Defense LLC ("Sport Defense"). The Reporting Person was a member of Sport Defense and the Sport Defense acquisition is more fully described in the Current Report on Form 8-K which the Issuer filed with the Securities and Exchange Commission on May 29, 2020. All 3,187,500 shares of common stock are "restricted securities" as defined by the Securities Act of 1933, as amended.

F1 · price: On May 29, 2020, the Reporting Person received 3,187,500 shares of the Issuer's common stock as a result of the Issuer's purchase of all of the membership interests of Sport Defense LLC ("Sport Defense"). The Reporting Person was a member of Sport Defense and the Sport Defense acquisition is more fully described in the Current Report on Form 8-K which the Issuer filed with the Securities and Exchange Commission on May 29, 2020. All 3,187,500 shares of common stock are "restricted securities" as defined by the Securities Act of 1933, as amended.

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May 29, 2020 Filed Jun 9, 2020 18:15 UTC
Levy Adam R.CEO & CFO
OtherCommon Stock 1,546,875 $0.04 $61,875.00
Disclosure

SEC source: 0001104659-20-071237 · tm2022182d1_4.xml · nonDerivative · entry 2

Levy Adam R. · CIK 0001794090 · CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554,875

F2 · kind: On May 29, 2020, the Reporting Person received 1,546,875 shares of the Issuer's common stock as a result of the Issuer's purchase of all of the membership interests of Sport Defense LLC ("Sport Defense"). The Reporting Person was a member of Sport Defense and the Sport Defense acquisition is more fully described in the Current Report on Form 8-K which the Issuer filed with the Securities and Exchange Commission on May 29, 2020. All 1,546,875 shares of common stock are "restricted securities" as defined by the Securities Act of 1933, as amended.

F2 · price: On May 29, 2020, the Reporting Person received 1,546,875 shares of the Issuer's common stock as a result of the Issuer's purchase of all of the membership interests of Sport Defense LLC ("Sport Defense"). The Reporting Person was a member of Sport Defense and the Sport Defense acquisition is more fully described in the Current Report on Form 8-K which the Issuer filed with the Securities and Exchange Commission on May 29, 2020. All 1,546,875 shares of common stock are "restricted securities" as defined by the Securities Act of 1933, as amended.

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February 17, 2020 Filed Jun 9, 2020 14:55 UTC GrantOption to Purchase Common Stock · Derivative 2,857,141 Not disclosed Strike: $0.01 Not disclosed
Disclosure

SEC source: 0001104659-20-071298 · tm2022182d3_4.xml · derivative · entry 2

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857,141

Underlying: Common Stock · 2,857,141 shares

Expires 2030-02-17

F2 · derivative.exercise_price: On February 17, 2020 and consideration for the Reporting Person's service on the Issuer's Board of Directors (the "Board"), the Issuer granted to the Reporting Person two annual awards of stock options equal to $40,000 of the Issuer's common stock, granted under the Issuer 2019 Long-Term Incentive Plan (the "Incentive Plan"), with (i) the first grant being the right to purchase up to 2,857,141 shares of the Issuer's common stock at a per share exercise price of $0.014 with one-half of such option vesting on March 31, 2020 and the remaining one-half vesting in equal installments on June 30, 2020 and September 30, 2020, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason and

F3 · derivative.exercise_price: (ii) the second grant being the right to purchase up to a number of shares of the Issuer's common stock equal to $40,000 divided by the Fair Market Value (as defined in the Incentive Plan) of the Issuer's common stock as of October 10, 2020 at a per share exercise price equal to Fair Market Value of the Issuer's common stock as of October 10, 2020 with one-fourth of such option vesting on each of December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020.

F1 · kind: On May 29, 2020, the Reporting Person received 3,187,500 shares of the Issuer's common stock as a result of the Issuer's purchase of all of the membership interests of Sport Defense LLC ("Sport Defense"). The Reporting Person was a member of Sport Defense and the Sport Defense acquisition is more fully described in the Current Report on Form 8-K which the Issuer filed with the Securities and Exchange Commission on May 29, 2020. All 3,187,500 shares of common stock are "restricted securities" as defined by the Securities Act of 1933, as amended.

F2 · shares: On February 17, 2020 and consideration for the Reporting Person's service on the Issuer's Board of Directors (the "Board"), the Issuer granted to the Reporting Person two annual awards of stock options equal to $40,000 of the Issuer's common stock, granted under the Issuer 2019 Long-Term Incentive Plan (the "Incentive Plan"), with (i) the first grant being the right to purchase up to 2,857,141 shares of the Issuer's common stock at a per share exercise price of $0.014 with one-half of such option vesting on March 31, 2020 and the remaining one-half vesting in equal installments on June 30, 2020 and September 30, 2020, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason and

F3 · shares: (ii) the second grant being the right to purchase up to a number of shares of the Issuer's common stock equal to $40,000 divided by the Fair Market Value (as defined in the Incentive Plan) of the Issuer's common stock as of October 10, 2020 at a per share exercise price equal to Fair Market Value of the Issuer's common stock as of October 10, 2020 with one-fourth of such option vesting on each of December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020.

F2 · price: On February 17, 2020 and consideration for the Reporting Person's service on the Issuer's Board of Directors (the "Board"), the Issuer granted to the Reporting Person two annual awards of stock options equal to $40,000 of the Issuer's common stock, granted under the Issuer 2019 Long-Term Incentive Plan (the "Incentive Plan"), with (i) the first grant being the right to purchase up to 2,857,141 shares of the Issuer's common stock at a per share exercise price of $0.014 with one-half of such option vesting on March 31, 2020 and the remaining one-half vesting in equal installments on June 30, 2020 and September 30, 2020, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason and

F3 · price: (ii) the second grant being the right to purchase up to a number of shares of the Issuer's common stock equal to $40,000 divided by the Fair Market Value (as defined in the Incentive Plan) of the Issuer's common stock as of October 10, 2020 at a per share exercise price equal to Fair Market Value of the Issuer's common stock as of October 10, 2020 with one-fourth of such option vesting on each of December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020.

F2 · derivative.exercise_date: On February 17, 2020 and consideration for the Reporting Person's service on the Issuer's Board of Directors (the "Board"), the Issuer granted to the Reporting Person two annual awards of stock options equal to $40,000 of the Issuer's common stock, granted under the Issuer 2019 Long-Term Incentive Plan (the "Incentive Plan"), with (i) the first grant being the right to purchase up to 2,857,141 shares of the Issuer's common stock at a per share exercise price of $0.014 with one-half of such option vesting on March 31, 2020 and the remaining one-half vesting in equal installments on June 30, 2020 and September 30, 2020, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason and

F3 · derivative.exercise_date: (ii) the second grant being the right to purchase up to a number of shares of the Issuer's common stock equal to $40,000 divided by the Fair Market Value (as defined in the Incentive Plan) of the Issuer's common stock as of October 10, 2020 at a per share exercise price equal to Fair Market Value of the Issuer's common stock as of October 10, 2020 with one-fourth of such option vesting on each of December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020.

F2 · derivative.underlying_shares: On February 17, 2020 and consideration for the Reporting Person's service on the Issuer's Board of Directors (the "Board"), the Issuer granted to the Reporting Person two annual awards of stock options equal to $40,000 of the Issuer's common stock, granted under the Issuer 2019 Long-Term Incentive Plan (the "Incentive Plan"), with (i) the first grant being the right to purchase up to 2,857,141 shares of the Issuer's common stock at a per share exercise price of $0.014 with one-half of such option vesting on March 31, 2020 and the remaining one-half vesting in equal installments on June 30, 2020 and September 30, 2020, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason and

F3 · derivative.underlying_shares: (ii) the second grant being the right to purchase up to a number of shares of the Issuer's common stock equal to $40,000 divided by the Fair Market Value (as defined in the Incentive Plan) of the Issuer's common stock as of October 10, 2020 at a per share exercise price equal to Fair Market Value of the Issuer's common stock as of October 10, 2020 with one-fourth of such option vesting on each of December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020.

F2 · balance_after: On February 17, 2020 and consideration for the Reporting Person's service on the Issuer's Board of Directors (the "Board"), the Issuer granted to the Reporting Person two annual awards of stock options equal to $40,000 of the Issuer's common stock, granted under the Issuer 2019 Long-Term Incentive Plan (the "Incentive Plan"), with (i) the first grant being the right to purchase up to 2,857,141 shares of the Issuer's common stock at a per share exercise price of $0.014 with one-half of such option vesting on March 31, 2020 and the remaining one-half vesting in equal installments on June 30, 2020 and September 30, 2020, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason and

F3 · balance_after: (ii) the second grant being the right to purchase up to a number of shares of the Issuer's common stock equal to $40,000 divided by the Fair Market Value (as defined in the Incentive Plan) of the Issuer's common stock as of October 10, 2020 at a per share exercise price equal to Fair Market Value of the Issuer's common stock as of October 10, 2020 with one-fourth of such option vesting on each of December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.