Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEXGEL, INC.NXGL · Entity 8400 | Chief Financial Officer | November 20, 2024 | November 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEXGEL, INC.
Report date November 20, 2024 · Filed November 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 74,894 |
Reported balance
After 2024-11-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-11-20 · Purchase · Acquired 17,500 · Balance 74,894 F1: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024. F2: Represents shares of common stock and warrant to purchase common stock held by Achieving Consulting Excellence, LLC ("Achieving Consulting"). The Reporting Person is the sole member of Achieving Consulting and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Achieving Consulting. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2029-11-20 | IndirectSee Footnote | 8,750 |
Reported balance
After 2024-11-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-11-20 · Grant · Acquired 8,750 · Balance 8,750 F1: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024. F2: Represents shares of common stock and warrant to purchase common stock held by Achieving Consulting Excellence, LLC ("Achieving Consulting"). The Reporting Person is the sole member of Achieving Consulting and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Achieving Consulting. |
| Common StockSEC Table I · non-derivative | Direct | 25,100 |
Reported balance
Holding disclosure · report date 2024-11-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 25,100 |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024.
F2: Represents shares of common stock and warrant to purchase common stock held by Achieving Consulting Excellence, LLC ("Achieving Consulting"). The Reporting Person is the sole member of Achieving Consulting and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Achieving Consulting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2024 Filed Nov 22, 2024 21:54 UTC | NEXGEL, INC. NXGL · Entity 8400 | GrantWarrant to Purchase Common Stock · Derivative | 8,750 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001493152-24-047432 · ownership.xml · derivative · entry 3 Drapczuk Adam E III · CIK 0001867086 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 8,750 Underlying: Common Stock · 8,750 shares Expires 2029-11-20 F1 · kind: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024. F2 · ownership.nature: Represents shares of common stock and warrant to purchase common stock held by Achieving Consulting Excellence, LLC ("Achieving Consulting"). The Reporting Person is the sole member of Achieving Consulting and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Achieving Consulting. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:54 UTC | NEXGEL, INC. NXGL · Entity 8400 | PurchaseCommon Stock | 17,500 | $2.75 | $48,125.00 |
DisclosureSEC source: 0001493152-24-047432 · ownership.xml · nonDerivative · entry 1 Drapczuk Adam E III · CIK 0001867086 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 74,894 F1 · acquired: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024. F2 · ownership.nature: Represents shares of common stock and warrant to purchase common stock held by Achieving Consulting Excellence, LLC ("Achieving Consulting"). The Reporting Person is the sole member of Achieving Consulting and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Achieving Consulting. Read SEC document |
| August 23, 2024 Filed Aug 28, 2024 01:09 UTC | NEXGEL, INC. NXGL · Entity 8400 | GrantWarrant to Purchase Common Stock · Derivative | 5,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001493152-24-034090 · ownership.xml · derivative · entry 3 Drapczuk Adam E III · CIK 0001867086 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-08-23 F1 · kind: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following August 23, 2024. F2 · ownership.nature: Represents shares of common stock and warrant to purchase common stock held by Achieving Consulting Excellence, LLC ("Achieving Consulting"). The Reporting Person is the sole member of Achieving Consulting and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Achieving Consulting. Read SEC document |
| August 23, 2024 Filed Aug 28, 2024 01:09 UTC | NEXGEL, INC. NXGL · Entity 8400 | PurchaseCommon Stock | 10,000 | $2.50 | $25,000.00 |
DisclosureSEC source: 0001493152-24-034090 · ownership.xml · nonDerivative · entry 1 Drapczuk Adam E III · CIK 0001867086 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 57,394 F1 · acquired: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following August 23, 2024. F2 · ownership.nature: Represents shares of common stock and warrant to purchase common stock held by Achieving Consulting Excellence, LLC ("Achieving Consulting"). The Reporting Person is the sole member of Achieving Consulting and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Achieving Consulting. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 14:04 UTC | NEXGEL, INC. NXGL · Entity 8400 | GrantWarrant to Purchase Common Stock · Derivative | 23,697 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001493152-24-008803 · ownership.xml · derivative · entry 3 Drapczuk Adam E III · CIK 0001867086 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,697 Underlying: Common Stock · 23,697 shares Expires 2029-03-01 F1 · kind: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following March 1, 2024. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 14:04 UTC | NEXGEL, INC. NXGL · Entity 8400 | PurchaseCommon Stock | 47,394 | $2.11 | $100,001.34 |
DisclosureSEC source: 0001493152-24-008803 · ownership.xml · nonDerivative · entry 1 Drapczuk Adam E III · CIK 0001867086 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 47,394 F1 · acquired: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following March 1, 2024. F2 · ownership.nature: Represents shares of common stock held by Achieving Consulting Excellence, LLC ("Achieving Consulting"). The Reporting Person is the sole member of Achieving Consulting and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Achieving Consulting Read SEC document |
| May 31, 2022 Filed May 31, 2022 20:20 UTC | NEXGEL, INC. NXGL · Entity 8400 | PurchaseCommon Stock | 5,000 | $1.54 | $7,699.50 |
DisclosureSEC source: 0001104659-22-066557 · tm2217353d1_4.xml · nonDerivative · entry 2 Drapczuk Adam E III · CIK 0001867086 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| May 27, 2022 Filed May 31, 2022 20:20 UTC | NEXGEL, INC. NXGL · Entity 8400 | PurchaseCommon Stock | 15,000 | $1.63 | $24,472.50 |
DisclosureSEC source: 0001104659-22-066557 · tm2217353d1_4.xml · nonDerivative · entry 1 Drapczuk Adam E III · CIK 0001867086 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · price: This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.6000 to $1.6800. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.