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Stein John Nachum

Disclosed activity across 1 company

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78069
SEC CIK
0001107702

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEXGEL, INC.NXGL · Entity 8400DirectorJune 25, 2025June 27, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEXGEL, INC.

Report date June 25, 2025 · Filed June 27, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.32 · Expires 2035-06-25Direct30,000 Reported balance After 2025-06-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-25 · Grant · Acquired 30,000 · Balance 30,000

F1: Represents a stock option granted pursuant to the Issuer's 2019 Long-Term Incentive Plan, as amended (the "Plan"), for services as a member of the Issuer's Board of Directors until; the Issuer's 2026 Annual Meeting of Stockholder. The number of shares underlying the stock option shall vest as follows: in equal 2,500 share amounts over the continuous twelve months (on the last calendar day of each month) beginning on July 31, 2025, subject to the Reporting Person's continuous service through each vesting date. In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the stock option shall accelerate in accordance with the terms of the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a stock option granted pursuant to the Issuer's 2019 Long-Term Incentive Plan, as amended (the "Plan"), for services as a member of the Issuer's Board of Directors until; the Issuer's 2026 Annual Meeting of Stockholder. The number of shares underlying the stock option shall vest as follows: in equal 2,500 share amounts over the continuous twelve months (on the last calendar day of each month) beginning on July 31, 2025, subject to the Reporting Person's continuous service through each vesting date. In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the stock option shall accelerate in accordance with the terms of the Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2025 Filed Jun 27, 2025 20:00 UTC NEXGEL, INC. NXGL · Entity 8400 GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001641172-25-016990 · ownership.xml · derivative · entry 1

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-06-25

F1 · derivative.exercise_date: Represents a stock option granted pursuant to the Issuer's 2019 Long-Term Incentive Plan, as amended (the "Plan"), for services as a member of the Issuer's Board of Directors until; the Issuer's 2026 Annual Meeting of Stockholder. The number of shares underlying the stock option shall vest as follows: in equal 2,500 share amounts over the continuous twelve months (on the last calendar day of each month) beginning on July 31, 2025, subject to the Reporting Person's continuous service through each vesting date. In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the stock option shall accelerate in accordance with the terms of the Plan.

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November 20, 2024 Filed Nov 22, 2024 16:54 UTC NEXGEL, INC. NXGL · Entity 8400 GrantWarrant to Purchase Common Stock · Derivative 1,818 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-24-047435 · ownership.xml · derivative · entry 3

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,818

Underlying: Common Stock · 1,818 shares

Expires 2029-11-20

F2 · kind: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024.

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November 20, 2024 Filed Nov 22, 2024 16:54 UTC NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 3,636 $2.75 $9,999.00
Disclosure

SEC source: 0001493152-24-047435 · ownership.xml · nonDerivative · entry 2

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,456

F2 · acquired: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024.

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November 07, 2024 Filed Nov 22, 2024 16:54 UTC NEXGEL, INC. NXGL · Entity 8400 GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-047435 · ownership.xml · nonDerivative · entry 1

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,820

F1 · acquired: This represents a bona fide gift by the Reporting Person to a charitable organization.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 17:25 UTC NEXGEL, INC. NXGL · Entity 8400 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0001493152-24-036895 · ownership.xml · derivative · entry 1

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-09-13

F1 · derivative.exercise_date: Represents a stock option granted pursuant to the Issuer's 2019 Long-Term Incentive Plan, as amended (the "Plan"), for services as a member of the Issuer's Board of Directors. The number of shares underlying to stock option shall vest as follows: 6,250 shares of common stock shall vest as of September 30, 2024 and the remaining 18,750 shares of common stock shall vest in equal 2,084 share amounts at the end of each month over the following continuous nine months beginning on October 31, 2024 (with 2,078 shares vesting on June 30, 2025 due to rounding adjustments). In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the stock option shall accelerate in accordance with the terms of the Plan.

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August 23, 2024 Filed Aug 28, 2024 17:00 UTC NEXGEL, INC. NXGL · Entity 8400 GrantWarrant to Purchase Common Stock · Derivative 5,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001493152-24-034207 · ownership.xml · derivative · entry 2

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-08-23

F1 · kind: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following August 23, 2024.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 17:00 UTC NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 10,000 $2.50 $25,000.00
Disclosure

SEC source: 0001493152-24-034207 · ownership.xml · nonDerivative · entry 1

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,820

F1 · acquired: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following August 23, 2024.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 17:28 UTC NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 2,500 $1.96 $4,900.00
Disclosure

SEC source: 0001493152-23-034688 · ownership.xml · nonDerivative · entry 1

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,019

F1 · price: The Reporting Person purchased all 2,500 shares of common stock in the open market at a price of $1.96 per share.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 16:34 UTC NEXGEL, INC. NXGL · Entity 8400 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.05 $0.00
Disclosure

SEC source: 0001493152-23-029651 · ownership.xml · derivative · entry 1

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-08-17

F1 · derivative.exercise_date: Represents stock options granted pursuant to the Issuer's 2019 Long-Term Incentive Plan, as amended, for past services as a member of the Issuer's Board of Directors. The total number of shares vested as of August 17, 2023.

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June 08, 2023 Filed Jun 9, 2023 08:30 UTC NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 5,000 $2.28 $11,400.00
Disclosure

SEC source: 0001493152-23-020661 · ownership.xml · nonDerivative · entry 2

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,458

F2 · price: The Reporting Person purchased all 5,000 shares of common stock in the open market at a price of $2.28 per share.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 08:30 UTC NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 5,000 $2.69 $13,450.00
Disclosure

SEC source: 0001493152-23-020661 · ownership.xml · nonDerivative · entry 1

Stein John Nachum · CIK 0001107702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,458

F1 · price: The Reporting Person purchased all 5,000 shares of common stock in the open market at a price of $2.69 per share.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 18:28 UTC NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 3,000 $1.67 $5,001.00
Disclosure

SEC source: 0001493152-22-034208 · ownership.xml · nonDerivative · entry 4

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,458

F4 · price: The $1.1677 represents a weighted average price per share. The Reporting Person purchased 1,000 shares of common stock in the open market at a price of $1.16 per share and purchased 2,000 shares of common stock in the open market at a price of $1.17 per share.

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November 29, 2022 Filed Dec 2, 2022 12:37 UTC Amendment NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 3,000 $1.17 $3,500.10
Disclosure

SEC source: 0001493152-22-034244 · ownership.xml · nonDerivative · entry 4

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,458

F4 · price: The $1.1667 represents a weighted average price per share. The Reporting Person purchased 1,000 shares of common stock in the open market at a price of $1.16 per share and purchased 2,000 shares of common stock in the open market at a price of $1.17 per share.

F5 · price: This amendment to the Form 4 originally filed on December 1, 2022 is being made to correct the weighted average price per share reported for the shares of common stock purchased by the Reporting Person on November 29, 2022. The weighted average price per share was reported as $1.667. The correct weighted average price per share is $1.1667.

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November 25, 2022 Filed Dec 1, 2022 18:28 UTC NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 2,000 $1.20 $2,400.00
Disclosure

SEC source: 0001493152-22-034208 · ownership.xml · nonDerivative · entry 3

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,458

F3 · price: The Reporting Person purchased the 1,000 shares of common stock in the open market all at a price of $1.20 per share.

Read SEC document
November 25, 2022 Filed Dec 2, 2022 12:37 UTC Amendment NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 2,000 $1.20 $2,400.00
Disclosure

SEC source: 0001493152-22-034244 · ownership.xml · nonDerivative · entry 3

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,458

F3 · price: The Reporting Person purchased the 1,000 shares of common stock in the open market all at a price of $1.20 per share.

Read SEC document
November 23, 2022 Filed Dec 1, 2022 18:28 UTC NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 100 $1.20 $120.00
Disclosure

SEC source: 0001493152-22-034208 · ownership.xml · nonDerivative · entry 2

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,458

F2 · price: The Reporting Person purchased the 100 shares of common stock in the open market all at a price of $1.20 per share.

Read SEC document
November 23, 2022 Filed Dec 2, 2022 12:37 UTC Amendment NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 100 $1.20 $120.00
Disclosure

SEC source: 0001493152-22-034244 · ownership.xml · nonDerivative · entry 2

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,458

F2 · price: The Reporting Person purchased the 100 shares of common stock in the open market all at a price of $1.20 per share.

Read SEC document
November 21, 2022 Filed Dec 1, 2022 18:28 UTC NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 2,000 $1.17 $2,346.60
Disclosure

SEC source: 0001493152-22-034208 · ownership.xml · nonDerivative · entry 1

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,358

F1 · price: The $1.1733 represents a weighted average price per share. The Reporting Person purchased 1,000 shares of common stock in the open market at a price of $1.15 per share and purchased 1,000 shares of common stock in the open market at a price of $1.1966 per share.

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November 21, 2022 Filed Dec 2, 2022 12:37 UTC Amendment NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 2,000 $1.17 $2,346.60
Disclosure

SEC source: 0001493152-22-034244 · ownership.xml · nonDerivative · entry 1

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,358

F1 · price: The $1.1733 represents a weighted average price per share. The Reporting Person purchased 1,000 shares of common stock in the open market at a price of $1.15 per share and purchased 1,000 shares of common stock in the open market at a price of $1.1966 per share.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 16:09 UTC NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 5,000 $1.90 $9,500.00
Disclosure

SEC source: 0001104659-22-038733 · tm2210631-2_4seq1.xml · nonDerivative · entry 1

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,358

F1 · price: The Reporting Person purchased the 5,000 shares of common stock in the open market all at a price of $1.90 per share

Read SEC document
December 27, 2021 Filed Jan 3, 2022 16:45 UTC NEXGEL, INC. NXGL · Entity 8400 GrantWarrant to Purchase Common Stock · Derivative 28,000 $0.01 Strike: $5.50 $280.00
Disclosure

SEC source: 0001104659-22-000435 · tm221361-3_4seq1.xml · derivative · entry 2

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2026-12-26

F1 · kind: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.

Read SEC document
December 27, 2021 Filed Jan 3, 2022 16:45 UTC NEXGEL, INC. NXGL · Entity 8400 PurchaseCommon Stock 28,000 $5.49 $153,720.00
Disclosure

SEC source: 0001104659-22-000435 · tm221361-3_4seq1.xml · nonDerivative · entry 1

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,358

F1 · acquired: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.

Read SEC document
May 29, 2020 Filed Jun 9, 2020 14:55 UTC NEXGEL, INC. NONE · Entity 8400 OtherCommon Stock 3,187,500 $0.04 $127,500.00
Disclosure

SEC source: 0001104659-20-071298 · tm2022182d3_4.xml · nonDerivative · entry 1

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,822,500

F1 · kind: On May 29, 2020, the Reporting Person received 3,187,500 shares of the Issuer's common stock as a result of the Issuer's purchase of all of the membership interests of Sport Defense LLC ("Sport Defense"). The Reporting Person was a member of Sport Defense and the Sport Defense acquisition is more fully described in the Current Report on Form 8-K which the Issuer filed with the Securities and Exchange Commission on May 29, 2020. All 3,187,500 shares of common stock are "restricted securities" as defined by the Securities Act of 1933, as amended.

F1 · price: On May 29, 2020, the Reporting Person received 3,187,500 shares of the Issuer's common stock as a result of the Issuer's purchase of all of the membership interests of Sport Defense LLC ("Sport Defense"). The Reporting Person was a member of Sport Defense and the Sport Defense acquisition is more fully described in the Current Report on Form 8-K which the Issuer filed with the Securities and Exchange Commission on May 29, 2020. All 3,187,500 shares of common stock are "restricted securities" as defined by the Securities Act of 1933, as amended.

Read SEC document
February 17, 2020 Filed Jun 9, 2020 14:55 UTC NEXGEL, INC. NONE · Entity 8400 GrantOption to Purchase Common Stock · Derivative 2,857,141 Not disclosed Strike: $0.01 Not disclosed
Disclosure

SEC source: 0001104659-20-071298 · tm2022182d3_4.xml · derivative · entry 2

STEIN NACHUM · CIK 0001107702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857,141

Underlying: Common Stock · 2,857,141 shares

Expires 2030-02-17

F2 · derivative.exercise_price: On February 17, 2020 and consideration for the Reporting Person's service on the Issuer's Board of Directors (the "Board"), the Issuer granted to the Reporting Person two annual awards of stock options equal to $40,000 of the Issuer's common stock, granted under the Issuer 2019 Long-Term Incentive Plan (the "Incentive Plan"), with (i) the first grant being the right to purchase up to 2,857,141 shares of the Issuer's common stock at a per share exercise price of $0.014 with one-half of such option vesting on March 31, 2020 and the remaining one-half vesting in equal installments on June 30, 2020 and September 30, 2020, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason and

F3 · derivative.exercise_price: (ii) the second grant being the right to purchase up to a number of shares of the Issuer's common stock equal to $40,000 divided by the Fair Market Value (as defined in the Incentive Plan) of the Issuer's common stock as of October 10, 2020 at a per share exercise price equal to Fair Market Value of the Issuer's common stock as of October 10, 2020 with one-fourth of such option vesting on each of December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020.

F1 · kind: On May 29, 2020, the Reporting Person received 3,187,500 shares of the Issuer's common stock as a result of the Issuer's purchase of all of the membership interests of Sport Defense LLC ("Sport Defense"). The Reporting Person was a member of Sport Defense and the Sport Defense acquisition is more fully described in the Current Report on Form 8-K which the Issuer filed with the Securities and Exchange Commission on May 29, 2020. All 3,187,500 shares of common stock are "restricted securities" as defined by the Securities Act of 1933, as amended.

F2 · shares: On February 17, 2020 and consideration for the Reporting Person's service on the Issuer's Board of Directors (the "Board"), the Issuer granted to the Reporting Person two annual awards of stock options equal to $40,000 of the Issuer's common stock, granted under the Issuer 2019 Long-Term Incentive Plan (the "Incentive Plan"), with (i) the first grant being the right to purchase up to 2,857,141 shares of the Issuer's common stock at a per share exercise price of $0.014 with one-half of such option vesting on March 31, 2020 and the remaining one-half vesting in equal installments on June 30, 2020 and September 30, 2020, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason and

F3 · shares: (ii) the second grant being the right to purchase up to a number of shares of the Issuer's common stock equal to $40,000 divided by the Fair Market Value (as defined in the Incentive Plan) of the Issuer's common stock as of October 10, 2020 at a per share exercise price equal to Fair Market Value of the Issuer's common stock as of October 10, 2020 with one-fourth of such option vesting on each of December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020.

F2 · price: On February 17, 2020 and consideration for the Reporting Person's service on the Issuer's Board of Directors (the "Board"), the Issuer granted to the Reporting Person two annual awards of stock options equal to $40,000 of the Issuer's common stock, granted under the Issuer 2019 Long-Term Incentive Plan (the "Incentive Plan"), with (i) the first grant being the right to purchase up to 2,857,141 shares of the Issuer's common stock at a per share exercise price of $0.014 with one-half of such option vesting on March 31, 2020 and the remaining one-half vesting in equal installments on June 30, 2020 and September 30, 2020, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason and

F3 · price: (ii) the second grant being the right to purchase up to a number of shares of the Issuer's common stock equal to $40,000 divided by the Fair Market Value (as defined in the Incentive Plan) of the Issuer's common stock as of October 10, 2020 at a per share exercise price equal to Fair Market Value of the Issuer's common stock as of October 10, 2020 with one-fourth of such option vesting on each of December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020.

F2 · derivative.exercise_date: On February 17, 2020 and consideration for the Reporting Person's service on the Issuer's Board of Directors (the "Board"), the Issuer granted to the Reporting Person two annual awards of stock options equal to $40,000 of the Issuer's common stock, granted under the Issuer 2019 Long-Term Incentive Plan (the "Incentive Plan"), with (i) the first grant being the right to purchase up to 2,857,141 shares of the Issuer's common stock at a per share exercise price of $0.014 with one-half of such option vesting on March 31, 2020 and the remaining one-half vesting in equal installments on June 30, 2020 and September 30, 2020, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason and

F3 · derivative.exercise_date: (ii) the second grant being the right to purchase up to a number of shares of the Issuer's common stock equal to $40,000 divided by the Fair Market Value (as defined in the Incentive Plan) of the Issuer's common stock as of October 10, 2020 at a per share exercise price equal to Fair Market Value of the Issuer's common stock as of October 10, 2020 with one-fourth of such option vesting on each of December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020.

F2 · derivative.underlying_shares: On February 17, 2020 and consideration for the Reporting Person's service on the Issuer's Board of Directors (the "Board"), the Issuer granted to the Reporting Person two annual awards of stock options equal to $40,000 of the Issuer's common stock, granted under the Issuer 2019 Long-Term Incentive Plan (the "Incentive Plan"), with (i) the first grant being the right to purchase up to 2,857,141 shares of the Issuer's common stock at a per share exercise price of $0.014 with one-half of such option vesting on March 31, 2020 and the remaining one-half vesting in equal installments on June 30, 2020 and September 30, 2020, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason and

F3 · derivative.underlying_shares: (ii) the second grant being the right to purchase up to a number of shares of the Issuer's common stock equal to $40,000 divided by the Fair Market Value (as defined in the Incentive Plan) of the Issuer's common stock as of October 10, 2020 at a per share exercise price equal to Fair Market Value of the Issuer's common stock as of October 10, 2020 with one-fourth of such option vesting on each of December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020.

F2 · balance_after: On February 17, 2020 and consideration for the Reporting Person's service on the Issuer's Board of Directors (the "Board"), the Issuer granted to the Reporting Person two annual awards of stock options equal to $40,000 of the Issuer's common stock, granted under the Issuer 2019 Long-Term Incentive Plan (the "Incentive Plan"), with (i) the first grant being the right to purchase up to 2,857,141 shares of the Issuer's common stock at a per share exercise price of $0.014 with one-half of such option vesting on March 31, 2020 and the remaining one-half vesting in equal installments on June 30, 2020 and September 30, 2020, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason and

F3 · balance_after: (ii) the second grant being the right to purchase up to a number of shares of the Issuer's common stock equal to $40,000 divided by the Fair Market Value (as defined in the Incentive Plan) of the Issuer's common stock as of October 10, 2020 at a per share exercise price equal to Fair Market Value of the Issuer's common stock as of October 10, 2020 with one-fourth of such option vesting on each of December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, respectively, and with an acceleration of any unvested options upon the departure of the Reporting Person from the Board for any reason. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.