Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEXGEL, INC.NXGL · Entity 8400 | Director · Chief Executive Officer | July 23, 2026 | July 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEXGEL, INC.
Report date July 23, 2026 · Filed July 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.65 · Expires 2031-07-23 | Direct | 160,000 |
Reported balance
After 2026-07-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-23 · Grant · Acquired 160,000 · Balance 160,000 F1: The option becomes exercisable as to 40,000 shares on December 31, 2026, and as to the remaining 120,000 shares in 36 equal monthly installments of 3,334 shares (with rounding adjustments) beginning January 31, 2027, in each case subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. In the event of a Change in Control (as defined in the Reporting Person's Executive Employment Agreement with the Issuer, dated July 23, 2026), any unvested portion of the option will accelerate and become immediately exercisable in full. |
Filing footnotes · ownership attribution and instrument terms
F1: The option becomes exercisable as to 40,000 shares on December 31, 2026, and as to the remaining 120,000 shares in 36 equal monthly installments of 3,334 shares (with rounding adjustments) beginning January 31, 2027, in each case subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. In the event of a Change in Control (as defined in the Reporting Person's Executive Employment Agreement with the Issuer, dated July 23, 2026), any unvested portion of the option will accelerate and become immediately exercisable in full.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2026 Filed Jul 29, 2026 21:25 UTC | NEXGEL, INC. NXGL · Entity 8400 | GrantStock Option (Right to Buy) · Derivative | 160,000 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001493152-26-035261 · ownership.xml · derivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2031-07-23 F1 · derivative.exercise_date: The option becomes exercisable as to 40,000 shares on December 31, 2026, and as to the remaining 120,000 shares in 36 equal monthly installments of 3,334 shares (with rounding adjustments) beginning January 31, 2027, in each case subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. In the event of a Change in Control (as defined in the Reporting Person's Executive Employment Agreement with the Issuer, dated July 23, 2026), any unvested portion of the option will accelerate and become immediately exercisable in full. Read SEC document |
| June 23, 2026 Filed Jun 23, 2026 23:51 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 5,000 | $0.59 | $2,966.50 |
DisclosureSEC source: 0001493152-26-029843 · ownership.xml · nonDerivative · entry 2 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,692 F2 · price: Represents the weighted average of open market sale transactions ranging from $0.5811 to $0.6014 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 23:51 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 6,000 | $0.59 | $3,552.60 |
DisclosureSEC source: 0001493152-26-029843 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,692 F1 · price: Represents the weighted average of open market sale transactions ranging from $0.5851 to $0.5956 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 21:39 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 3,000 | $0.61 | $1,840.80 |
DisclosureSEC source: 0001493152-26-028749 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,692 F1 · price: The Reporting Person sold all 3,000 shares of common stock in the open market at a price of $0.6136 per share. Read SEC document |
| June 08, 2026 Filed Jun 9, 2026 23:17 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 3,000 | $0.55 | $1,641.00 |
DisclosureSEC source: 0001493152-26-028008 · ownership.xml · nonDerivative · entry 2 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 336,692 F2 · price: The Reporting Person sold all 3,000 shares of common stock in the open market at a price of $0.5470 per share. Read SEC document |
| June 04, 2026 Filed Jun 9, 2026 23:17 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 3,000 | $0.59 | $1,780.80 |
DisclosureSEC source: 0001493152-26-028008 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339,692 F1 · price: The Reporting Person sold all 3,000 shares of common stock in the open market at a price of $0.5936 per share. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 22:53 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 2,000 | $0.59 | $1,171.80 |
DisclosureSEC source: 0001493152-26-027165 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,692 F1 · price: The Reporting Person sold all 2,000 shares of common stock in the open market at a price of $0.5859 per share. Read SEC document |
| May 29, 2026 Filed May 30, 2026 00:03 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 3,000 | $0.60 | $1,800.90 |
DisclosureSEC source: 0001493152-26-026478 · ownership.xml · nonDerivative · entry 3 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,692 F3 · price: The Reporting Person sold all 3,000 shares of common stock in the open market at a price of $0.6003 per share. Read SEC document |
| May 28, 2026 Filed May 30, 2026 00:03 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 7,000 | $0.61 | $4,240.60 |
DisclosureSEC source: 0001493152-26-026478 · ownership.xml · nonDerivative · entry 2 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,692 F2 · price: Represents the weighted average of open market sale transactions ranging from $0.5958 to $0.6133 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 27, 2026 Filed May 30, 2026 00:03 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 3,000 | $0.60 | $1,792.50 |
DisclosureSEC source: 0001493152-26-026478 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354,692 F1 · price: The Reporting Person sold all 3,000 shares of common stock in the open market at a price of $0.5975 per share. Read SEC document |
| May 14, 2026 Filed May 18, 2026 23:57 UTC | NEXGEL, INC. NXGL · Entity 8400 | PurchaseWarrant to Purchase Common Stock (the "Warrant") · Derivative | 50,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001493152-26-024290 · ownership.xml · derivative · entry 2 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-05-14 F1 · security: Reflects the issuance to the Reporting Person of (i) a Convertible Promissory Note in the original principal amount of $60,000 (the "Note") and (ii) a Warrant to Purchase Common Stock for 50,000 shares of the Issuer's common stock (the "Common Stock") (the "Warrant").The Note is convertible into up to 100,000 shares of Common Stock at an initial conversion price of $0.60 per share, and the Warrant is exercisable for 50,000 shares of Common Stock at an initial exercise price of $0.80 per share. The Note is convertible, and the Warrant is exercisable, at any time at the option of the holder, subject to (i) a beneficial-ownership limitation that prevents conversion or exercise to the extent the holder, together with its affiliates, would beneficially own more than 4.99% of the outstanding shares of Common Stock after such conversion or exercise, and (ii) certain other limitations set forth in the Note and Warrant. F2 · security: The Warrant was issued to the Reporting Person in connection with, and as part of the consideration for, the Reporting Person's purchase of the Note, for no additional consideration beyond the Note purchase price. F2 · price: The Warrant was issued to the Reporting Person in connection with, and as part of the consideration for, the Reporting Person's purchase of the Note, for no additional consideration beyond the Note purchase price. Read SEC document |
| May 14, 2026 Filed May 18, 2026 23:57 UTC | NEXGEL, INC. NXGL · Entity 8400 | PurchaseConvertible Promissory Note (the "Note") · Derivative | 100,000 | $0.60 Strike: $0.60 | $60,000.00 |
DisclosureSEC source: 0001493152-26-024290 · ownership.xml · derivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-11-14 F1 · security: Reflects the issuance to the Reporting Person of (i) a Convertible Promissory Note in the original principal amount of $60,000 (the "Note") and (ii) a Warrant to Purchase Common Stock for 50,000 shares of the Issuer's common stock (the "Common Stock") (the "Warrant").The Note is convertible into up to 100,000 shares of Common Stock at an initial conversion price of $0.60 per share, and the Warrant is exercisable for 50,000 shares of Common Stock at an initial exercise price of $0.80 per share. The Note is convertible, and the Warrant is exercisable, at any time at the option of the holder, subject to (i) a beneficial-ownership limitation that prevents conversion or exercise to the extent the holder, together with its affiliates, would beneficially own more than 4.99% of the outstanding shares of Common Stock after such conversion or exercise, and (ii) certain other limitations set forth in the Note and Warrant. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 13:47 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 4,000 | $1.57 | $6,286.40 |
DisclosureSEC source: 0001493152-25-029231 · ownership.xml · nonDerivative · entry 2 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 357,692 F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 F3 · price: Represents the weighted average of open market sale transactions ranging from $1.5668 to $1.5763 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| December 22, 2025 Filed Dec 29, 2025 13:47 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 6,000 | $1.61 | $9,660.60 |
DisclosureSEC source: 0001493152-25-029231 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 361,692 F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 F2 · price: Represents the weighted average of open market sale transactions ranging from $1.6001 to $1.6200 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 06, 2025 Filed Nov 8, 2025 01:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 4,000 | $2.52 | $10,084.40 |
DisclosureSEC source: 0001493152-25-021341 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 367,692 F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 F2 · price: Represents the weighted average of open market sale transactions ranging from $2.500 to $2.5500 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 00:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 2,400 | $2.55 | $6,119.28 |
DisclosureSEC source: 0001493152-25-017159 · ownership.xml · nonDerivative · entry 2 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 371,692 F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 F3 · price: Represents the weighted average of open market sale transactions ranging from $2.500 to $2.6100 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| October 02, 2025 Filed Oct 7, 2025 00:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 1,600 | $2.50 | $4,000.00 |
DisclosureSEC source: 0001493152-25-017159 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 374,092 F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 F2 · price: The Reporting Person sold all 1,600 shares of common stock in the open market at a price of $2.5000 per share. Read SEC document |
| August 28, 2025 Filed Aug 30, 2025 00:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 4,000 | $2.47 | $9,896.40 |
DisclosureSEC source: 0001641172-25-026097 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,284 F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019. F2 · price: Represents the weighted average of open market sale transactions ranging from $2.4450 to $2.5000 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| June 11, 2025 Filed Jun 12, 2025 00:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 2,000 | $2.39 | $4,780.00 |
DisclosureSEC source: 0001641172-25-014764 · ownership.xml · nonDerivative · entry 2 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,284 F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019. F3 · price: The Reporting Person sold all 2,000 shares of common stock in the open market at a price of $2.3900 per share. Read SEC document |
| June 09, 2025 Filed Jun 12, 2025 00:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 2,000 | $2.33 | $4,659.00 |
DisclosureSEC source: 0001641172-25-014764 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,284 F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019. F2 · price: Represents the weighted average of open market sale transactions ranging from $2.3200 to $2.3390 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| June 05, 2025 Filed Jun 7, 2025 00:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 1,000 | $2.32 | $2,323.10 |
DisclosureSEC source: 0001641172-25-014190 · ownership.xml · nonDerivative · entry 2 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,284 F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019. F3 · price: The Reporting Person sold all 1,000 shares of common stock in the open market at a price of $2.3231 per share. Read SEC document |
| June 04, 2025 Filed Jun 7, 2025 00:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 1,000 | $2.29 | $2,290.10 |
DisclosureSEC source: 0001641172-25-014190 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,284 F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019. F2 · price: The Reporting Person sold all 1,000 shares of common stock in the open market at a price of $2.2901 per share. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 00:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 1,000 | $2.22 | $2,220.00 |
DisclosureSEC source: 0001641172-25-013326 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,284 F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019. F2 · price: Represents the weighted average of open market sale transactions ranging from $2.2000 to $2.2400 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 16, 2025 Filed May 21, 2025 00:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 1,000 | $2.58 | $2,575.00 |
DisclosureSEC source: 0001641172-25-011834 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,284 F1 · shares: The Reporting Person sold these shares for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019. F2 · price: The Reporting Person sold all 1,000 shares of common stock in the open market at a price of $2.5750 per share. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 21:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 4,000 | $3.01 | $12,038.40 |
DisclosureSEC source: 0001641172-25-002413 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 370,284 F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 and were not purchased in the recent registered direct offerings of the Issuer. F2 · price: Represents the weighted average of open market sale transactions ranging from $3.0000 to $3.0100 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 22:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 4,000 | $3.16 | $12,638.80 |
DisclosureSEC source: 0001493152-25-009244 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 374,284 F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 and were not purchased in the recent registered direct offerings of the Issuer. F2 · price: Represents the weighted average of open market sale transactions ranging from $3.0800 to $3.1700 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 22:00 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 4,000 | $3.64 | $14,557.60 |
DisclosureSEC source: 0001493152-25-005036 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 378,284 F1 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 and were not purchased in the recent registered direct offerings of the Issuer. F2 · price: Represents the weighted average of open market sale transactions ranging from $3.5600 to $3.7750 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:37 UTC | NEXGEL, INC. NXGL · Entity 8400 | GrantStock Options (right to buy) · Derivative | 150,000 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001493152-25-001015 · ownership.xml · derivative · entry 3 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2030-01-02 F4 · derivative.exercise_date: The stock options were granted to the Reporting Person in connection with his 2025 executive employment agreement with the Issuer. The stock options vest as follows: 37,500 shares of Common Stock on December 31, 2025, 2026, 2027 and 2028, respectively, provided the Reporting Person is employed on the applicable vesting date by the Issuer. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:37 UTC | NEXGEL, INC. NXGL · Entity 8400 | SaleCommon Stock | 4,000 | $3.96 | $15,827.60 |
DisclosureSEC source: 0001493152-25-001015 · ownership.xml · nonDerivative · entry 2 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 382,284 F2 · shares: The Reporting Person sold these shares pursuant to a Rule 10b5-1 trading plan instituted for tax planning purposes. The shares were originally acquired by the Reporting Person from the Issuer on October 15, 2019 and were not purchased in the recent registered direct offerings of the Issuer. F3 · price: Represents the weighted average of open market sale transactions ranging from $3.61 to $4.42 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price sold if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:37 UTC | NEXGEL, INC. NXGL · Entity 8400 | GrantCommon Stock (restricted stock units) | 26,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-001015 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 386,284 F1 · acquired: The restricted stock units were granted to the Reporting Person in connection with his 2025 executive employment agreement with the Issuer. The restricted stock units vest in twelve equal monthly installments (subject to any rounding adjustments) during the term of the Levy Employment Agreement with the first installment vesting on January 2, 2025 provided the Reporting Person is employed on the applicable vesting date by the Issuer. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:54 UTC | NEXGEL, INC. NXGL · Entity 8400 | GrantWarrant to Purchase Common Stock · Derivative | 1,818 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001493152-24-047433 · ownership.xml · derivative · entry 2 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,818 Underlying: Common Stock · 1,818 shares Expires 2029-11-20 F1 · kind: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:54 UTC | NEXGEL, INC. NXGL · Entity 8400 | PurchaseCommon Stock | 3,636 | $2.75 | $9,999.00 |
DisclosureSEC source: 0001493152-24-047433 · ownership.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,196 F1 · acquired: The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 20:07 UTC | NEXGEL, INC. NONE · Entity 8400 | PurchaseCommon Stock | 1,250 | $1.89 | $2,360.00 |
DisclosureSEC source: 0001104659-22-038734 · tm2210631-3_4seq1.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,408 F1 · price: The Reporting Person purchased 1,000 shares of common stock in the open market and the Reporting Person's mother-in-law, who resides with the Reporting Person, purchase an additional 250 share of common stock in the open market. The $1.888 represents a weighted average price. The Reporting Person purchased 1,000 shares of common stock at a price of $1.89 per share and the Reporting Person's mother-in-law purchased 250 shares of common stock at a price of $1.88 per share. Read SEC document |
| October 27, 2021 Filed Nov 8, 2021 16:20 UTC | NEXGEL, INC. NONE · Entity 8400 | GrantCommon Stock | 1,428,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-135460 · tm2132249-1_4seq1.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,295,529 F1 · kind: On October 27, 2021, the Reporting Person received a distribution of 1,428,750 shares of the Issuer's common stock from Aquamen Partners LLC ("Aquamen"). The Reporting Person held a twenty percent equity interest in Aquamen Partners prior to the distribution but no longer has any equity interest in Aquamen Partners. All of the shares distributed to the Reporting Person are "restricted securities" as defined by the Securities Act of 1933, as amended. F1 · price: On October 27, 2021, the Reporting Person received a distribution of 1,428,750 shares of the Issuer's common stock from Aquamen Partners LLC ("Aquamen"). The Reporting Person held a twenty percent equity interest in Aquamen Partners prior to the distribution but no longer has any equity interest in Aquamen Partners. All of the shares distributed to the Reporting Person are "restricted securities" as defined by the Securities Act of 1933, as amended. Read SEC document |
| March 08, 2021 Filed Mar 12, 2021 21:38 UTC | NEXGEL, INC. NONE · Entity 8400 | GrantRestricted Stock Award (Common Stock) | 1,383,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-035609 · tm219618-2_4seq1.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · CEO & CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383,333 F1 · kind: On March 8, 2021 and in consideration of the Reporting Person's service as the Issuer's Chief Executive Officer and Chief Financial Officer from October 1, 2020 through September 30, 2021, the Issuer granted the Reporting Person a restricted stock award of 1,383,333 shares of the Issuer's common stock all of which shares vested immediately. F1 · price: On March 8, 2021 and in consideration of the Reporting Person's service as the Issuer's Chief Executive Officer and Chief Financial Officer from October 1, 2020 through September 30, 2021, the Issuer granted the Reporting Person a restricted stock award of 1,383,333 shares of the Issuer's common stock all of which shares vested immediately. Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 18:15 UTC | NEXGEL, INC. NONE · Entity 8400 | OtherCommon Stock | 1,546,875 | $0.04 | $61,875.00 |
DisclosureSEC source: 0001104659-20-071237 · tm2022182d1_4.xml · nonDerivative · entry 2 Levy Adam R. · CIK 0001794090 · CEO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554,875 F2 · kind: On May 29, 2020, the Reporting Person received 1,546,875 shares of the Issuer's common stock as a result of the Issuer's purchase of all of the membership interests of Sport Defense LLC ("Sport Defense"). The Reporting Person was a member of Sport Defense and the Sport Defense acquisition is more fully described in the Current Report on Form 8-K which the Issuer filed with the Securities and Exchange Commission on May 29, 2020. All 1,546,875 shares of common stock are "restricted securities" as defined by the Securities Act of 1933, as amended. F2 · price: On May 29, 2020, the Reporting Person received 1,546,875 shares of the Issuer's common stock as a result of the Issuer's purchase of all of the membership interests of Sport Defense LLC ("Sport Defense"). The Reporting Person was a member of Sport Defense and the Sport Defense acquisition is more fully described in the Current Report on Form 8-K which the Issuer filed with the Securities and Exchange Commission on May 29, 2020. All 1,546,875 shares of common stock are "restricted securities" as defined by the Securities Act of 1933, as amended. Read SEC document |
| February 17, 2020 Filed Jun 9, 2020 18:15 UTC | NEXGEL, INC. NONE · Entity 8400 | GrantRestricted Stock Award (Common Stock) | 5,928,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-071237 · tm2022182d1_4.xml · nonDerivative · entry 1 Levy Adam R. · CIK 0001794090 · CEO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,928,571 F1 · kind: On February 17, 2020 and in consideration of the Reporting Person's service as the Issuer's Chief Executive Officer and Chief Financial Officer, the Issuer granted the Reporting Person a restricted stock award of 5,928,571 shares of the Issuer's common stock with the following vesting terms: (i) 3/12th of such shares vested as of February 17, 2020; (ii) 1/12th of such shares vest on each of the eight months following February 17, 2020 and (iii) all remaining shares vest on September 10, 2020. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020. F1 · price: On February 17, 2020 and in consideration of the Reporting Person's service as the Issuer's Chief Executive Officer and Chief Financial Officer, the Issuer granted the Reporting Person a restricted stock award of 5,928,571 shares of the Issuer's common stock with the following vesting terms: (i) 3/12th of such shares vested as of February 17, 2020; (ii) 1/12th of such shares vest on each of the eight months following February 17, 2020 and (iii) all remaining shares vest on September 10, 2020. This award was reported in the Issuer's Form 10-Q for the period ended March 31, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.