Last 12 months
Inside the activity.
6 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 4 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2022 Filed Oct 9, 2024 16:30 UTC |
DONDERO JAMES DDirector · See Remarks · 10% owner
|
PurchaseCommon Stock | 2,240 | $13.82 | $30,956.80 |
DisclosureSEC source: 0001437749-24-030959 · rdgdoc.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 3 Disclosed balance after: 5,833.5291 F1 · balance_after: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares on September 30, 2024. F2 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 19, 2022 Filed Oct 9, 2024 16:30 UTC |
DONDERO JAMES DDirector · See Remarks · 10% owner
|
PurchaseCommon Stock | 2,230 | $13.81 | $30,796.30 |
DisclosureSEC source: 0001437749-24-030959 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 2 Disclosed balance after: 5,820.3895 F1 · balance_after: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares on September 30, 2024. F2 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 19, 2022 Filed Oct 9, 2024 16:30 UTC |
DONDERO JAMES DDirector · See Remarks · 10% owner
|
PurchaseCommon Stock | 2,240 | $13.81 | $30,934.40 |
DisclosureSEC source: 0001437749-24-030959 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · As custodian of UTMA account for child 1 Disclosed balance after: 5,833.5207 F1 · balance_after: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares on September 30, 2024. F2 · ownership.nature: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 13, 2022 Filed Jun 17, 2024 16:31 UTC |
DONDERO JAMES DDirector · See Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 3,900 | $14.36 | $56,004.00 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 16 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 29,517 F7 · ownership.nature: These shares are held by Drugcrafters. Mr. Dondero is the sole managing member of the general partner of Drugcrafters and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 12, 2022 Filed Jun 17, 2024 16:31 UTC |
DONDERO JAMES DDirector · See Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 3,117 | $14.36 | $44,760.12 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 15 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 25,617 F7 · ownership.nature: These shares are held by Drugcrafters. Mr. Dondero is the sole managing member of the general partner of Drugcrafters and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 16:15 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 1,700 | $13.75 | $23,375.00 |
DisclosureSEC source: 0001437749-22-000799 · rdgdoc.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,643.65 Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 16:15 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 4,217 | $13.72 | $57,857.24 |
DisclosureSEC source: 0001437749-22-000799 · rdgdoc.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,943.65 Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 16:15 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 13,572 | $13.85 | $187,972.20 |
DisclosureSEC source: 0001437749-22-000799 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,726.65 Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 16:15 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 14,100 | $13.54 | $190,914.00 |
DisclosureSEC source: 0001437749-22-000799 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,154.65 Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 16:49 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 10,000 | $13.50 | $135,000.00 |
DisclosureSEC source: 0001437749-22-000673 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,054.65 F1 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 16:49 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 11,000 | $13.53 | $148,830.00 |
DisclosureSEC source: 0001437749-22-000673 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,042.22 Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 19:32 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 187,500 | $13.31 | $2,495,625.00 |
DisclosureSEC source: 0001437749-21-028602 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,224,490 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 18:31 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 8,926 | $13.53 | $120,768.78 |
DisclosureSEC source: 0001437749-21-028252 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,036,990 F1 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan. F2 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| December 07, 2021 Filed Dec 8, 2021 18:22 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 17,047 | $13.56 | $231,157.32 |
DisclosureSEC source: 0001437749-21-028143 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,976,823 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 19:24 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 9,375 | $13.43 | $125,906.25 |
DisclosureSEC source: 0001437749-21-028031 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (1) Disclosed balance after: 2,959,776 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 18:06 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 19,237 | $13.40 | $257,775.80 |
DisclosureSEC source: 0001437749-21-027950 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,950,401 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 18:06 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 19,765 | $13.45 | $265,839.25 |
DisclosureSEC source: 0001437749-21-027950 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,931,164 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 16:15 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 16,329 | $13.68 | $223,380.72 |
DisclosureSEC source: 0001437749-21-027832 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,911,399 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 16:15 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 19,765 | $13.86 | $273,942.90 |
DisclosureSEC source: 0001437749-21-027625 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,895,070 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 16:15 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 15,306 | $13.95 | $213,518.70 |
DisclosureSEC source: 0001437749-21-027555 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,875,305 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 18:05 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 20,000 | $13.95 | $279,000.00 |
DisclosureSEC source: 0001437749-21-027496 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,859,999 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:15 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 3,094 | $21.68 | $67,077.92 |
DisclosureSEC source: 0001437749-21-027389 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 45,700 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 20:20 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 1,906 | $21.70 | $41,360.20 |
DisclosureSEC source: 0001437749-21-027340 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 42,606 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 20:20 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 5,448 | $21.71 | $118,276.08 |
DisclosureSEC source: 0001437749-21-027340 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 40,700 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 20:21 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 11,900 | $21.70 | $258,230.00 |
DisclosureSEC source: 0001437749-21-027266 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 35,252 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 20:21 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 927 | $14.21 | $13,172.67 |
DisclosureSEC source: 0001437749-21-027266 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,839,999 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 19:37 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 12,409 | $21.84 | $271,012.56 |
DisclosureSEC source: 0001437749-21-027184 · rdgdoc.xml · nonDerivative · entry 6 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,352 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 19:37 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 2,652 | $21.76 | $57,707.52 |
DisclosureSEC source: 0001437749-21-027184 · rdgdoc.xml · nonDerivative · entry 5 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,943 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 19:37 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 9,743 | $14.33 | $139,617.19 |
DisclosureSEC source: 0001437749-21-027184 · rdgdoc.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,839,072 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 19:37 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 5,700 | $21.89 | $124,773.00 |
DisclosureSEC source: 0001437749-21-027184 · rdgdoc.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,291 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 19:37 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 2,591 | $21.88 | $56,691.08 |
DisclosureSEC source: 0001437749-21-027184 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,591 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 19:37 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 19,593 | $14.46 | $283,314.78 |
DisclosureSEC source: 0001437749-21-027184 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,829,329 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 18:17 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 18,692 | $14.44 | $269,912.48 |
DisclosureSEC source: 0001437749-21-026998 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,809,736 F1 · balance_after: Includes shares acquired through the issuer's dividend reinvestment plan. F2 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:17 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 20,945 | $14.29 | $299,304.05 |
DisclosureSEC source: 0001437749-21-026998 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,780,851 F2 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 12, 2021 Filed Nov 17, 2021 01:55 UTC |
POST ROBERT JASONChief Compliance Officer
|
OtherRestricted Stock Units · Derivative | 2,061.383 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-026927 · rdgdoc.xml · derivative · entry 2 POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,061.383 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units previously granted by NexPoint to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F2 · kind: The Restricted Stock Units previously granted by NexPoint to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F2 · derivative.exercise_date: The Restricted Stock Units previously granted by NexPoint to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F2 · derivative.expiration_date: The Restricted Stock Units previously granted by NexPoint to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. Read SEC document |
| November 12, 2021 Filed Nov 17, 2021 01:55 UTC |
POST ROBERT JASONChief Compliance Officer
|
OtherContingent Bonus Award · Derivative | 1,230.992 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-026927 · rdgdoc.xml · derivative · entry 1 POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,230.992 shares Expires not disclosed F1 · derivative.exercise_price: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F1 · kind: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F1 · derivative.exercise_date: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F1 · derivative.expiration_date: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. Read SEC document |
| November 02, 2021 Filed Jun 17, 2024 16:31 UTC |
DONDERO JAMES DDirector · See Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 5,693 | $14.36 | $81,751.48 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 14 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 22,500 F7 · ownership.nature: These shares are held by Drugcrafters. Mr. Dondero is the sole managing member of the general partner of Drugcrafters and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 19:43 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 10,815 | $15.17 | $164,063.55 |
DisclosureSEC source: 0001437749-21-024998 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (1) Disclosed balance after: 2,759,906 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| November 01, 2021 Filed Jun 17, 2024 16:31 UTC |
DONDERO JAMES DDirector · See Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 3,803 | $14.36 | $54,611.08 |
DisclosureSEC source: 0001437749-24-020503 · rdgdoc.xml · nonDerivative · entry 13 DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 16,807 F7 · ownership.nature: These shares are held by Drugcrafters. Mr. Dondero is the sole managing member of the general partner of Drugcrafters and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 16:16 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 9,172 | $22.02 | $201,967.44 |
DisclosureSEC source: 0001437749-21-024743 · rdgdoc.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,004 F2 · ownership.nature: These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 16:16 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 21,407 | $15.14 | $324,101.98 |
DisclosureSEC source: 0001437749-21-024743 · rdgdoc.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,749,091 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| October 28, 2021 Filed Oct 28, 2021 16:36 UTC |
NORRIS DUSTIN DAVIDExecutive Vice President
|
PurchaseCommon Stock | 5,780 | $14.87 | $85,948.60 |
DisclosureSEC source: 0001437749-21-024539 · rdgdoc.xml · nonDerivative · entry 1 NORRIS DUSTIN DAVID · CIK 0001617176 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,632.58 F1 · balance_after: Includes 3,275.96 shares held pursuant to an employee purchase plan. Total shares also reflect reinvested dividends. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 16:16 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
Purchase5.50% Series A Cumulative Preferred Shares | 3,832 | $22.05 | $84,495.60 |
DisclosureSEC source: 0001437749-21-024743 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,832 F2 · ownership.nature: These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 16:16 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 15,900 | $14.90 | $236,910.00 |
DisclosureSEC source: 0001437749-21-024743 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,728,044 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 20:28 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 20,736 | $14.62 | $303,160.32 |
DisclosureSEC source: 0001437749-21-024689 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (1) Disclosed balance after: 2,712,144 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 16:27 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 21,853 | $14.59 | $318,835.27 |
DisclosureSEC source: 0001437749-21-024393 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (1) Disclosed balance after: 2,691,408 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 16:27 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 21,853 | $14.61 | $319,272.33 |
DisclosureSEC source: 0001437749-21-024393 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (1) Disclosed balance after: 2,669,555 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 16:16 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 20,408 | $14.68 | $299,589.44 |
DisclosureSEC source: 0001437749-21-024233 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (1) Disclosed balance after: 2,647,702 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 16:54 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 8,979 | $14.65 | $131,542.35 |
DisclosureSEC source: 0001437749-21-024158 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (1) Disclosed balance after: 2,627,294 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 21:20 UTC |
DONDERO JAMES DSee Remarks · 10% owner
|
PurchaseCommon Stock | 18,500 | $14.78 | $273,430.00 |
DisclosureSEC source: 0001437749-21-024098 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,618,315 F1 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.