Tapewire

Nasdaq · USD

NWFL

NORWOOD FINANCIAL CORP

Export transactions ↓
Tapewire entity
5720
SEC CIK
0001013272
Parsed reports
483

Last 12 months

Inside the activity.

19 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202660
Feb 202600
Mar 202600
Apr 202630
May 202690
Jun 202600
Jul 202610
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2017 Filed Jun 1, 2017 17:13 UTC
LANCE WILLIAM SExecutive Vice President & CFO
SaleCommon Stock 1,100 $38.90 $42,790.00
Disclosure

SEC source: 0001140361-17-023277 · doc1.xml · nonDerivative · entry 2

LANCE WILLIAM S · CIK 0001206484 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Read SEC document
May 31, 2017 Filed Jun 1, 2017 17:13 UTC
LANCE WILLIAM SExecutive Vice President & CFO
Exercise / conversionCommon Stock 1,100 $24.44 $26,884.00
Disclosure

SEC source: 0001140361-17-023277 · doc1.xml · nonDerivative · entry 1

LANCE WILLIAM S · CIK 0001206484 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 16, 2017 14:59 UTC PurchaseCommon Stock 700 $38.78 $27,146.00
Disclosure

SEC source: 0001140361-17-020906 · doc1.xml · nonDerivative · entry 1

ADAMS JOSEPH W · CIK 0001658421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,182

Read SEC document
April 26, 2017 Filed Apr 26, 2017 19:51 UTC PurchaseCommon Stock 288 $39.65 $11,419.20
Disclosure

SEC source: 0001140361-17-016872 · doc1.xml · nonDerivative · entry 1

LAMONT KEVIN M · CIK 0001322552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,847

Read SEC document
March 22, 2017 Filed Mar 22, 2017 16:35 UTC
FORTE ANDREWDirector
PurchaseCommon Stock 95 $38.00 $3,610.00
Disclosure

SEC source: 0001140361-17-012908 · doc1.xml · nonDerivative · entry 2

FORTE ANDREW · CIK 0001400587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 1,891

Read SEC document
February 13, 2017 Filed Feb 14, 2017 14:42 UTC
MANCUSO ROBERT JEVP/Chief Information Officer
Exercise / conversionOptions Right to Buy · Derivative 800 $0.00 Strike: $26.90 $0.00
Disclosure

SEC source: 0001140361-17-006486 · doc1.xml · derivative · entry 6

MANCUSO ROBERT J · CIK 0001491832 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 800 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 14:42 UTC
MANCUSO ROBERT JEVP/Chief Information Officer
SaleCommon Stock 800 $39.50 $31,600.00
Disclosure

SEC source: 0001140361-17-006486 · doc1.xml · nonDerivative · entry 2

MANCUSO ROBERT J · CIK 0001491832 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Read SEC document
February 13, 2017 Filed Feb 14, 2017 14:42 UTC
MANCUSO ROBERT JEVP/Chief Information Officer
Exercise / conversionCommon Stock 800 $26.90 $21,520.00
Disclosure

SEC source: 0001140361-17-006486 · doc1.xml · nonDerivative · entry 1

MANCUSO ROBERT J · CIK 0001491832 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 8, 2017 22:17 UTC
DAVIS WILLIAM W JRDirector · Chairman of the Board
Exercise / conversionOptions Right to Buy · Derivative 3,300 $0.00 Strike: $28.41 $0.00
Disclosure

SEC source: 0001140361-17-005144 · doc1.xml · derivative · entry 7

DAVIS WILLIAM W JR · CIK 0001192350 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,450

Underlying: Common Stock · 3,300 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 8, 2017 22:17 UTC
DAVIS WILLIAM W JRDirector · Chairman of the Board
SaleCommon Stock 3,300 $37.50 $123,750.00
Disclosure

SEC source: 0001140361-17-005144 · doc1.xml · nonDerivative · entry 2

DAVIS WILLIAM W JR · CIK 0001192350 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,446

Read SEC document
February 08, 2017 Filed Feb 8, 2017 22:17 UTC
DAVIS WILLIAM W JRDirector · Chairman of the Board
Exercise / conversionCommon Stock 3,300 $28.41 $93,753.00
Disclosure

SEC source: 0001140361-17-005144 · doc1.xml · nonDerivative · entry 1

DAVIS WILLIAM W JR · CIK 0001192350 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 15:58 UTC
MANCUSO ROBERT JEVP/Chief Information Officer
GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004462 · doc1.xml · nonDerivative · entry 1

MANCUSO ROBERT J · CIK 0001491832 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Read SEC document
December 28, 2016 Filed Dec 28, 2016 21:34 UTC
CARMODY JOHN FEVP & Chief Credit Officer
Exercise / conversionOption - Right to Buy · Derivative 658 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001140361-16-090955 · doc1.xml · derivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,829

Underlying: Common Stock · 658 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2016 Filed Dec 28, 2016 21:34 UTC
CARMODY JOHN FEVP & Chief Credit Officer
SaleCommon Stock 658 $34.00 $22,372.00
Disclosure

SEC source: 0001140361-16-090955 · doc1.xml · nonDerivative · entry 3

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Read SEC document
December 28, 2016 Filed Dec 28, 2016 21:34 UTC
CARMODY JOHN FEVP & Chief Credit Officer
Exercise / conversionCommon Stock 658 $25.25 $16,614.50
Disclosure

SEC source: 0001140361-16-090955 · doc1.xml · nonDerivative · entry 2

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:46 UTC GrantCommon Stock 350 $33.56 $11,746.00
Disclosure

SEC source: 0001140361-16-089748 · doc1.xml · nonDerivative · entry 4

ADAMS JOSEPH W · CIK 0001658421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 350

F2 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:58 UTC GrantCommon Stock 350 $33.56 $11,746.00
Disclosure

SEC source: 0001140361-16-089751 · doc1.xml · nonDerivative · entry 4

CAMPFIELD SUSAN · CIK 0001363915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 350

F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:39 UTC GrantCommon Stock 350 $33.56 $11,746.00
Disclosure

SEC source: 0001140361-16-089744 · doc1.xml · nonDerivative · entry 4

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 350

F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:43 UTC
SANDERS JOHN HSenior Vice President
GrantOptions Right-to-Buy · Derivative 1,250 $0.00 Strike: $33.56 $0.00
Disclosure

SEC source: 0001140361-16-089746 · doc1.xml · derivative · entry 1

SANDERS JOHN H · CIK 0001192355 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100

Underlying: Common Stock · 1,250 shares

Expires 2026-12-13

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:37 UTC GrantCommon Stock 350 $33.56 $11,746.00
Disclosure

SEC source: 0001140361-16-089742 · doc1.xml · nonDerivative · entry 4

Matergia Ralph A · CIK 0001306488 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 350

F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:32 UTC
MANCUSO ROBERT JEVP/Chief Information Officer
GrantCommon Stock 1,000 $33.56 $33,560.00
Disclosure

SEC source: 0001140361-16-089740 · doc1.xml · nonDerivative · entry 4

MANCUSO ROBERT J · CIK 0001491832 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,000

F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:27 UTC
LANCE WILLIAM SExecutive Vice President & CFO
GrantCommon Stock 1,000 $33.56 $33,560.00
Disclosure

SEC source: 0001140361-16-089738 · doc1.xml · nonDerivative · entry 4

LANCE WILLIAM S · CIK 0001206484 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,000

F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:18 UTC GrantCommon Stock 350 $33.56 $11,746.00
Disclosure

SEC source: 0001140361-16-089736 · doc1.xml · nonDerivative · entry 4

LAMONT KEVIN M · CIK 0001322552 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 350

F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:09 UTC
CRITELLI LEWIS JDirector · President & CEO
GrantCommon Stock 2,000 $33.56 $67,120.00
Disclosure

SEC source: 0001140361-16-089730 · doc1.xml · nonDerivative · entry 5

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 2,000

F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:15 UTC
FORTE ANDREWDirector
GrantCommon Stock 350 $33.56 $11,746.00
Disclosure

SEC source: 0001140361-16-089734 · doc1.xml · nonDerivative · entry 6

FORTE ANDREW · CIK 0001400587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 350

F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:12 UTC GrantCommon Stock 350 $33.56 $11,746.00
Disclosure

SEC source: 0001140361-16-089732 · doc1.xml · nonDerivative · entry 5

DAVIS WILLIAM W JR · CIK 0001192350 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 350

F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:06 UTC
CARMODY JOHN FEVP & Chief Credit Officer
GrantCommon Stock 1,000 $33.56 $33,560.00
Disclosure

SEC source: 0001140361-16-089728 · doc1.xml · nonDerivative · entry 5

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,000

F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:02 UTC
BURKE JAMES FEVP & Chief Lending Offiicer
GrantCommon Stock 1,000 $33.56 $33,560.00
Disclosure

SEC source: 0001140361-16-089726 · doc1.xml · nonDerivative · entry 5

BURKE JAMES F · CIK 0001588547 · EVP & Chief Lending Offiicer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,000

F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee. Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 14:46 UTC
CARMODY JOHN FEVP & Chief Credit Officer
Exercise / conversionOptions Right-to-Buy · Derivative 37 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001140361-16-089161 · doc1.xml · derivative · entry 8

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,487

Underlying: Common Stock · 37 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 14:46 UTC
CARMODY JOHN FEVP & Chief Credit Officer
Exercise / conversionOptions Right-to-Buy · Derivative 63 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001140361-16-089161 · doc1.xml · derivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,524

Underlying: Common Stock · 63 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 14:46 UTC
CARMODY JOHN FEVP & Chief Credit Officer
SaleCommon Stock 100 $34.00 $3,400.00
Disclosure

SEC source: 0001140361-16-089161 · doc1.xml · nonDerivative · entry 4

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Read SEC document
December 08, 2016 Filed Dec 9, 2016 14:46 UTC
CARMODY JOHN FEVP & Chief Credit Officer
Exercise / conversionCommon Stock 37 $25.00 $925.00
Disclosure

SEC source: 0001140361-16-089161 · doc1.xml · nonDerivative · entry 3

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 14:46 UTC
CARMODY JOHN FEVP & Chief Credit Officer
Exercise / conversionCommon Stock 63 $25.25 $1,590.75
Disclosure

SEC source: 0001140361-16-089161 · doc1.xml · nonDerivative · entry 2

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 7, 2016 16:22 UTC Exercise / conversionOptions Right-To-Buy · Derivative 550 $0.00 Strike: $28.64 $0.00
Disclosure

SEC source: 0001140361-16-088941 · doc1.xml · derivative · entry 4

Matergia Ralph A · CIK 0001306488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Stock · 550 shares

Expires 2016-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 7, 2016 16:22 UTC Exercise / conversionCommon Stock 550 $28.64 $15,752.00
Disclosure

SEC source: 0001140361-16-088941 · doc1.xml · nonDerivative · entry 1

Matergia Ralph A · CIK 0001306488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 16:24 UTC Exercise / conversionOptions Right-To-Buy · Derivative 3,300 $0.00 Strike: $28.64 $0.00
Disclosure

SEC source: 0001140361-16-088943 · doc1.xml · derivative · entry 6

DAVIS WILLIAM W JR · CIK 0001192350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 3,300 shares

Expires 2016-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 16:24 UTC SaleCommon Stock 3,300 $32.50 $107,250.00
Disclosure

SEC source: 0001140361-16-088943 · doc1.xml · nonDerivative · entry 2

DAVIS WILLIAM W JR · CIK 0001192350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,316

Read SEC document
December 06, 2016 Filed Dec 7, 2016 16:24 UTC Exercise / conversionCommon Stock 3,300 $28.64 $94,512.00
Disclosure

SEC source: 0001140361-16-088943 · doc1.xml · nonDerivative · entry 1

DAVIS WILLIAM W JR · CIK 0001192350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 19:33 UTC
CARMODY JOHN FEVP & Chief Credit Officer
Exercise / conversionOptions Right-to-Buy · Derivative 1,063 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001140361-16-088354 · doc1.xml · derivative · entry 8

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,587

Underlying: Common Stock · 1,063 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 19:33 UTC
CARMODY JOHN FEVP & Chief Credit Officer
Exercise / conversionOptions Right-to-Buy · Derivative 1,100 $0.00 Strike: $28.64 $0.00
Disclosure

SEC source: 0001140361-16-088354 · doc1.xml · derivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,650

Underlying: Common Stock · 1,100 shares

Expires 2016-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 19:33 UTC
CARMODY JOHN FEVP & Chief Credit Officer
SaleCommon Stock 2,163 $33.25 $71,919.75
Disclosure

SEC source: 0001140361-16-088354 · doc1.xml · nonDerivative · entry 4

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Read SEC document
December 01, 2016 Filed Dec 1, 2016 19:33 UTC
CARMODY JOHN FEVP & Chief Credit Officer
Exercise / conversionCommon Stock 1,063 $25.00 $26,575.00
Disclosure

SEC source: 0001140361-16-088354 · doc1.xml · nonDerivative · entry 3

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 19:33 UTC
CARMODY JOHN FEVP & Chief Credit Officer
Exercise / conversionCommon Stock 1,100 $28.64 $31,504.00
Disclosure

SEC source: 0001140361-16-088354 · doc1.xml · nonDerivative · entry 2

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 22:36 UTC
SANDERS JOHN HSenior Vice President
Exercise / conversionOptions Right-to-Buy · Derivative 1,100 $0.00 Strike: $28.64 $0.00
Disclosure

SEC source: 0001140361-16-087628 · doc1.xml · derivative · entry 4

SANDERS JOHN H · CIK 0001192355 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Underlying: Common Stock · 1,100 shares

Expires 2016-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 22:36 UTC
SANDERS JOHN HSenior Vice President
SaleCommon Stock 1,100 $30.35 $33,385.00
Disclosure

SEC source: 0001140361-16-087628 · doc1.xml · nonDerivative · entry 2

SANDERS JOHN H · CIK 0001192355 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 22, 2016 Filed Nov 22, 2016 22:36 UTC
SANDERS JOHN HSenior Vice President
Exercise / conversionCommon Stock 1,100 $28.64 $31,504.00
Disclosure

SEC source: 0001140361-16-087628 · doc1.xml · nonDerivative · entry 1

SANDERS JOHN H · CIK 0001192355 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 16, 2016 20:29 UTC
CRITELLI LEWIS JDirector · President & CEO
Exercise / conversionOptions right-to-buy · Derivative 2,750 $0.00 Strike: $28.64 $0.00
Disclosure

SEC source: 0001140361-16-086946 · doc1.xml · derivative · entry 6

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,350

Underlying: Common Stock · 2,750 shares

Expires 2016-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 16, 2016 20:29 UTC
CRITELLI LEWIS JDirector · President & CEO
SaleCommon Stock 2,750 $29.45 $80,987.50
Disclosure

SEC source: 0001140361-16-086946 · doc1.xml · nonDerivative · entry 2

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,592

Read SEC document
November 16, 2016 Filed Nov 16, 2016 20:29 UTC
CRITELLI LEWIS JDirector · President & CEO
Exercise / conversionCommon Stock 2,750 $28.64 $78,760.00
Disclosure

SEC source: 0001140361-16-086946 · doc1.xml · nonDerivative · entry 1

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 2, 2016 20:22 UTC
MARSHALL JOHN EDirector · Chairman of the Board
SaleCommon Stock 68 $28.75 $1,955.00
Disclosure

SEC source: 0001140361-16-084548 · doc1.xml · nonDerivative · entry 2

MARSHALL JOHN E · CIK 0001192341 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Trust

Disclosed balance after: 512

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.