Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORWOOD FINANCIAL CORPNWFL · Entity 5720 | EVP & Chief Lending Officer | December 18, 2020 | December 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORWOOD FINANCIAL CORP
Report date December 18, 2020 · Filed December 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,509 |
Reported balance
After 2020-12-18 transaction · row 1
1 source rowRow 1 · 2020-12-18 · Tax withholding · Disposed 368 · Balance 8,509 F6: Tax withholding of a portion of prior award upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 264 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 264 |
| Common StockSEC Table I · non-derivative | IndirectRestricted Stock Award | 300 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 300 F1: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. |
| Common StockSEC Table I · non-derivative | IndirectRestricted Stock Award | 600 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 600 F2: Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. |
| Common StockSEC Table I · non-derivative | IndirectRestricted Stock Award | 750 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 750 F3: Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. |
| Common StockSEC Table I · non-derivative | IndirectRestricted Stock Award | 1,000 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,000 F4: Award vests in five equal installments beginning on December 10, 2020 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. |
| Common StockSEC Table I · non-derivative | IndirectRestricted Stock Award | 1,250 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,250 F5: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F2: Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F3: Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F4: Award vests in five equal installments beginning on December 10, 2020 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F5: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F6: Tax withholding of a portion of prior award upon vesting.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FNCB Bancorp, Inc.
Report date July 01, 2024 · Filed July 01, 2024
Section 16 reporting ended · disclosed 2024-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 18,818.8927 |
Reported balance
After 2024-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-07-01 · Tax withholding · Disposed 3,294 · Balance 18,818.8927 F1: Represents shares of the Issuer's Common Stock forfeited by the Reporting Person to the Issuer for payment of tax liability by withholding shares of the Issuers' Common Stock incident to the vesting of shares of the Issuer's Common Stock issued in accordance with Rule 16b-3. F2: This amount includes 53.605 shares acquired in June 2024 by the Reporting Person pursuant to the Issuer's Dividend Reinvestment and Stock Purchase Plan. |
| COMMON STOCKSEC Table I · non-derivative | Direct | 11,834.8927 |
Reported balance
After 2024-07-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-07-01 · Disposition to issuer · Disposed 6,984 · Balance 11,834.8927 F3: Represents the disposition of shares of the Issuer's Common Stock to the Issuer pursuant to Rule 16b-3(e). |
| COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-07-01 · Disposition to issuer · Disposed 11,834.8927 · Balance 0 F4: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 27, 2023, by and between Peoples Financial Services Corp. ("Peoples") and FNCB Bancorp, Inc. ("FNCB"). Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each share of common stock, $1.25 par value, of FNCB was converted into the right to receive 0.1460 shares of common stock, $2.00 par value, of Peoples and cash in lieu of fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Common Stock forfeited by the Reporting Person to the Issuer for payment of tax liability by withholding shares of the Issuers' Common Stock incident to the vesting of shares of the Issuer's Common Stock issued in accordance with Rule 16b-3.
F2: This amount includes 53.605 shares acquired in June 2024 by the Reporting Person pursuant to the Issuer's Dividend Reinvestment and Stock Purchase Plan.
F3: Represents the disposition of shares of the Issuer's Common Stock to the Issuer pursuant to Rule 16b-3(e).
F4: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 27, 2023, by and between Peoples Financial Services Corp. ("Peoples") and FNCB Bancorp, Inc. ("FNCB"). Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each share of common stock, $1.25 par value, of FNCB was converted into the right to receive 0.1460 shares of common stock, $2.00 par value, of Peoples and cash in lieu of fractional shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2024 Filed Jul 1, 2024 17:35 UTC | FNCB Bancorp, Inc. FNCB · Entity 89368 | Disposition to issuerCOMMON STOCK | 11,834.8927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-021761 · rdgdoc.xml · nonDerivative · entry 3 BURKE JAMES F · CIK 0001588547 · EVP/CHIEF BANKING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F4 · kind: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 27, 2023, by and between Peoples Financial Services Corp. ("Peoples") and FNCB Bancorp, Inc. ("FNCB"). Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each share of common stock, $1.25 par value, of FNCB was converted into the right to receive 0.1460 shares of common stock, $2.00 par value, of Peoples and cash in lieu of fractional shares. F4 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 27, 2023, by and between Peoples Financial Services Corp. ("Peoples") and FNCB Bancorp, Inc. ("FNCB"). Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each share of common stock, $1.25 par value, of FNCB was converted into the right to receive 0.1460 shares of common stock, $2.00 par value, of Peoples and cash in lieu of fractional shares. Read SEC document |
| July 01, 2024 Filed Jul 1, 2024 17:35 UTC | FNCB Bancorp, Inc. FNCB · Entity 89368 | Disposition to issuerCOMMON STOCK | 6,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-021761 · rdgdoc.xml · nonDerivative · entry 2 BURKE JAMES F · CIK 0001588547 · EVP/CHIEF BANKING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,834.8927 F3 · shares: Represents the disposition of shares of the Issuer's Common Stock to the Issuer pursuant to Rule 16b-3(e). Read SEC document |
| July 01, 2024 Filed Jul 1, 2024 17:35 UTC | FNCB Bancorp, Inc. FNCB · Entity 89368 | Tax withholdingCOMMON STOCK | 3,294 | $6.75 | $22,234.50 |
DisclosureSEC source: 0001437749-24-021761 · rdgdoc.xml · nonDerivative · entry 1 BURKE JAMES F · CIK 0001588547 · EVP/CHIEF BANKING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,818.8927 F1 · shares: Represents shares of the Issuer's Common Stock forfeited by the Reporting Person to the Issuer for payment of tax liability by withholding shares of the Issuers' Common Stock incident to the vesting of shares of the Issuer's Common Stock issued in accordance with Rule 16b-3. F2 · ownership.direct: This amount includes 53.605 shares acquired in June 2024 by the Reporting Person pursuant to the Issuer's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| May 15, 2024 Filed May 16, 2024 16:31 UTC | FNCB Bancorp, Inc. FNCB · Entity 89368 | Tax withholdingCOMMON STOCK | 927 | $5.80 | $5,376.60 |
DisclosureSEC source: 0001437749-24-017299 · rdgdoc.xml · nonDerivative · entry 1 BURKE JAMES F · CIK 0001588547 · EVP/CHIEF BANKING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,091.2874 F1 · balance_after: This amount includes 18,683 shares of time based restricted common stock and 3,408.2874 shares owned individually by Mr. Burke. Read SEC document |
| May 15, 2024 Filed May 17, 2024 16:25 UTC Amendment | FNCB Bancorp, Inc. FNCB · Entity 89368 | Tax withholdingCOMMON STOCK | 959 | $5.80 | $5,562.20 |
DisclosureSEC source: 0001437749-24-017494 · rdgdoc.xml · nonDerivative · entry 1 BURKE JAMES F · CIK 0001588547 · EVP/CHIEF BANKING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,059.2874 F1 · shares: Shares adjusted to reflect the correct amount of shares disposed of for the payment of tax liability on 5/15/2024. F2 · balance_after: This amount includes 18,683 shares of time based restricted common stock and 3,376.2874 shares owned individually by Mr. Burke. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 16:10 UTC | FNCB Bancorp, Inc. FNCB · Entity 89368 | GrantCOMMON STOCK | 8,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-008514 · rdgdoc.xml · nonDerivative · entry 1 BURKE JAMES F · CIK 0001588547 · EVP/CHIEF BANKING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,018.2874 F1 · kind: The time-based common stock vest in five (5) equal annual installments which begin 5/15/2025, 5/15/2026, 5/15/2027, 5/15/2028 and 5/15/2029. F2 · balance_after: This amount includes 21,522 shares of time based restricted common stock and 1,496.2874 shares owned individually by Mr. Burke and includes 22.0940 shares acquire in March 2024 through the Issuer's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 16:13 UTC | FNCB Bancorp, Inc. FNCB · Entity 89368 | GrantCOMMON STOCK | 20.5103 | $6.33 | $129.83 |
DisclosureSEC source: 0001437749-23-034892 · rdgdoc.xml · nonDerivative · entry 1 BURKE JAMES F · CIK 0001588547 · EVP/CHIEF BANKING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,266.1934 F1 · balance_after: This amount includes 12,792 shares of time based restricted common stock and 1,474.1934 shares owned individually by Mr. Burke and includes 20.5103 shares acquired in December 2023 through the Issuer's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 17:49 UTC | FNCB Bancorp, Inc. FNCB · Entity 89368 | GrantCOMMON STOCK | 21.8208 | $5.86 | $127.87 |
DisclosureSEC source: 0001437749-23-026388 · rdgdoc.xml · nonDerivative · entry 1 BURKE JAMES F · CIK 0001588547 · EVP/CHIEF BANKING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,245.6831 F1 · balance_after: This amount includes 12,792 shares of time based restricted common stock and 1,453.6831 shares owned individually by Mr. Burke and includes 21.8208 shares acquire on September 15, 2023 through the Issuer's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 18:26 UTC | FNCB Bancorp, Inc. FNCB · Entity 89368 | GrantCOMMON STOCK | 20.4263 | $6.56 | $134.05 |
DisclosureSEC source: 0001437749-23-017889 · rdgdoc.xml · nonDerivative · entry 1 BURKE JAMES F · CIK 0001588547 · EVP/CHIEF BANKING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,223.8623 F1 · balance_after: This amount includes 12,792 shares of time based restricted common stock and 1,431.8623 shares owned individually by Mr. Burke and includes 20.4263 shares acquire on June 15, 2023 through the Issuer's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:08 UTC | FNCB Bancorp, Inc. FNCB · Entity 89368 | GrantCOMMON STOCK | 8,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007082 · rdgdoc.xml · nonDerivative · entry 1 BURKE JAMES F · CIK 0001588547 · EVP/CHIEF BANKING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,203.436 F1 · kind: The time-based common stock vest in five (5) equal annual installments which begin 5/15/2024, 5/15/2025, 5/15/2026, 5/15/2027 and 5/15/2028. F2 · balance_after: This amount includes 13,948 shares of time based restricted common stock and 255.4360 shares owned individually by Mr. Burke and includes 3.0970 shares acquire on 3/15/2023 through the Issuer's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 16:25 UTC | FNCB Bancorp, Inc. FNCB · Entity 89368 | GrantCOMMON STOCK | 4,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006586 · rdgdoc.xml · nonDerivative · entry 1 BURKE JAMES F · CIK 0001588547 · EVP/CHIEF BANKING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,778 F1 · kind: The time-based common stock vest in five (5) equal annual installments which begin 5/15/2023, 5/15/2024, 5/15/2025, 5/15/2026 and 5/15/2027. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:21 UTC | FNCB Bancorp, Inc. FNCB · Entity 89368 | GrantCOMMON STOCK | 1,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-006357 · rdgdoc.xml · nonDerivative · entry 1 BURKE JAMES F · CIK 0001588547 · EVP/CHIEF BANKING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253 F1 · kind: The time-based common stock vest in five (5) equal annual installments which begin 5/15/2022, 5/15/2023, 5/15/2024, 5/15/2025 and 5/15/2026. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 16:18 UTC | NORWOOD FINANCIAL CORP NWFL · Entity 5720 | Tax withholdingCommon Stock | 368 | $27.10 | $9,972.80 |
DisclosureSEC source: 0000899243-20-034648 · doc4.xml · nonDerivative · entry 1 BURKE JAMES F · CIK 0001588547 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,509 F6 · date: Tax withholding of a portion of prior award upon vesting. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 11:07 UTC | NORWOOD FINANCIAL CORP NWFL · Entity 5720 | GrantCommon Stock | 1,250 | $26.93 | $33,662.50 |
DisclosureSEC source: 0000899243-20-033283 · doc4.xml · nonDerivative · entry 7 BURKE JAMES F · CIK 0001588547 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Stock Award Disclosed balance after: 1,250 F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:30 UTC | NORWOOD FINANCIAL CORP NWFL · Entity 5720 | GrantCommon Stock | 1,250 | $36.02 | $45,025.00 |
DisclosureSEC source: 0000899243-19-029024 · doc4.xml · nonDerivative · entry 7 BURKE JAMES F · CIK 0001588547 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Stock Award Disclosed balance after: 1,250 F5 · balance_after: Award vests in five equal installments beginning on December 10, 2020 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Read SEC document |
| December 17, 2018 Filed Dec 17, 2018 20:19 UTC | NORWOOD FINANCIAL CORP NWFL · Entity 5720 | Tax withholdingCommon Stock | 155 | $30.30 | $4,696.50 |
DisclosureSEC source: 0001567619-18-008110 · doc1.xml · nonDerivative · entry 1 BURKE JAMES F · CIK 0001588547 · EVP & Chief Lending Offiicer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,344 Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 17:52 UTC | NORWOOD FINANCIAL CORP NWFL · Entity 5720 | GrantCommon stock | 1,250 | $32.34 | $40,425.00 |
DisclosureSEC source: 0001567619-18-007839 · doc1.xml · nonDerivative · entry 7 BURKE JAMES F · CIK 0001588547 · EVP & Chief Lending Offiicer 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Stock Award Disclosed balance after: 1,250 F5 · balance_after: Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 14:42 UTC | NORWOOD FINANCIAL CORP NWFL · Entity 5720 | GrantCommon Stock | 1,500 | $32.81 | $49,215.00 |
DisclosureSEC source: 0001140361-17-046134 · doc1.xml · nonDerivative · entry 6 BURKE JAMES F · CIK 0001588547 · EVP & Chief Lending Offiicer 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Stock Award Disclosed balance after: 1,500 F4 · balance_after: Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 15:02 UTC | NORWOOD FINANCIAL CORP NWFL · Entity 5720 | GrantCommon Stock | 1,000 | $33.56 | $33,560.00 |
DisclosureSEC source: 0001140361-16-089726 · doc1.xml · nonDerivative · entry 5 BURKE JAMES F · CIK 0001588547 · EVP & Chief Lending Offiicer 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Stock Award Disclosed balance after: 1,000 F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee. Outside Director or Director Emeritus, as applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.