TapewireFind a company

person · Reporting owner

PHILLIPS KENNETH A

Disclosed activity across 1 company

Tapewire entity
24773
SEC CIK
0001192468

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NORWOOD FINANCIAL CORPNWFL · Entity 5720DirectorOctober 13, 2026October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NORWOOD FINANCIAL CORP

Report date October 13, 2026 · Filed October 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,012 Reported balance After 2026-10-13 transaction · row 1
1 source row

Row 1 · 2026-10-13 · Grant · Acquired 40 · Balance 16,012

F1: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Common StockSEC Table I · non-derivativeIndirectRestricted Stock40 Reported balance Holding disclosure · report date 2026-10-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 40

F2: Award vests in five equal installments beginning on December 14, 2022 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Common StockSEC Table I · non-derivativeIndirectRestricted Stock280 Reported balance Holding disclosure · report date 2026-10-13 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 280

F3: Award vests in five equal installments beginning on December 13, 2023 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Common StockSEC Table I · non-derivativeIndirectRestricted Stock420 Reported balance Holding disclosure · report date 2026-10-13 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 420

F4: Award vests in five equal installments beginning on December 12, 2024 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Common StockSEC Table I · non-derivativeIndirectRestricted Stock550 Reported balance Holding disclosure · report date 2026-10-13 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 550

F5: Award vests in three equal installments beginning December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Common StockSEC Table I · non-derivativeIndirectRestricted Stock82 Reported balance Holding disclosure · report date 2026-10-13 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 82

F5: Award vests in three equal installments beginning December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Common StockSEC Table I · non-derivativeIndirectRestricted Stock825 Reported balance Holding disclosure · report date 2026-10-13 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 825

F6: Award vests in three equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

F2: Award vests in five equal installments beginning on December 14, 2022 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

F3: Award vests in five equal installments beginning on December 13, 2023 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

F4: Award vests in five equal installments beginning on December 12, 2024 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

F5: Award vests in three equal installments beginning December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

F6: Award vests in three equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 13, 2026 Filed Oct 14, 2026 17:13 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 40 $33.70 $1,348.00
Disclosure

SEC source: 0001193125-26-421397 · ownership.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,012

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
September 10, 2026 Filed Sep 11, 2026 18:26 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 39 $34.47 $1,344.33
Disclosure

SEC source: 0001193125-26-389102 · ownership.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,972

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
August 10, 2026 Filed Aug 11, 2026 20:22 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 40 $34.02 $1,360.80
Disclosure

SEC source: 0001193125-26-344744 · ownership.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,933

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 19:37 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 43 $31.88 $1,370.84
Disclosure

SEC source: 0001193125-26-303070 · ownership.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,893

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 14:14 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 45 $30.19 $1,358.55
Disclosure

SEC source: 0001193125-26-268724 · ownership.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,850

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
May 11, 2026 Filed May 13, 2026 17:44 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 45 $30.20 $1,359.00
Disclosure

SEC source: 0001193125-26-221207 · ownership.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,805

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 17:35 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 45 $30.39 $1,367.55
Disclosure

SEC source: 0001193125-26-154520 · ownership.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,760

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 16:40 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 46 $29.40 $1,352.40
Disclosure

SEC source: 0001193125-26-105620 · ownership.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,715

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:38 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 43 $31.62 $1,359.66
Disclosure

SEC source: 0001193125-26-051605 · ownership.xml · nonDerivative · entry 5

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,669

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
January 12, 2026 Filed Feb 13, 2026 21:38 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 105 $28.42 $2,984.10
Disclosure

SEC source: 0001193125-26-051605 · ownership.xml · nonDerivative · entry 4

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,626

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 21:43 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 825 $29.80 $24,585.00
Disclosure

SEC source: 0001193125-25-324971 · ownership.xml · nonDerivative · entry 7

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Restricted Stock

Disclosed balance after: 825

F5 · balance_after: Award vests in three equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
October 31, 2025 Filed Nov 4, 2025 17:47 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-264069 · ownership.xml · nonDerivative · entry 4

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,390

Read SEC document
October 31, 2025 Filed Nov 4, 2025 17:47 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommom Stock 50 $26.30 $1,315.00
Disclosure

SEC source: 0001193125-25-264069 · ownership.xml · nonDerivative · entry 3

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,440

Read SEC document
October 31, 2025 Filed Nov 4, 2025 17:47 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-264069 · ownership.xml · nonDerivative · entry 2

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,390

Read SEC document
October 31, 2025 Filed Nov 4, 2025 17:47 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 100 $26.50 $2,650.00
Disclosure

SEC source: 0001193125-25-264069 · ownership.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,490

Read SEC document
October 10, 2025 Filed Feb 13, 2026 21:38 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 116 $25.84 $2,997.44
Disclosure

SEC source: 0001193125-26-051605 · ownership.xml · nonDerivative · entry 3

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,521

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
July 10, 2025 Filed Feb 13, 2026 21:38 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 117 $25.60 $2,995.20
Disclosure

SEC source: 0001193125-26-051605 · ownership.xml · nonDerivative · entry 2

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,405

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
April 10, 2025 Filed Feb 13, 2026 21:38 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 123 $24.33 $2,992.59
Disclosure

SEC source: 0001193125-26-051605 · ownership.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,288

F1 · shares: Director Retainer Shares issued under the 2024 Equity Incentive Plan.

Read SEC document
January 21, 2025 Filed Jan 22, 2025 22:10 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 122 $26.44 $3,225.68
Disclosure

SEC source: 0000950170-25-007867 · ownership.xml · nonDerivative · entry 7

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 122

F6 · balance_after: Award vests in three equal installments beginning on December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 24, 2024 Filed Dec 26, 2024 22:38 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 825 $27.25 $22,481.25
Disclosure

SEC source: 0000950170-24-140531 · ownership.xml · nonDerivative · entry 6

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 825

F5 · balance_after: Award vests in three equal installments beginning on December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 16:29 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-071794 · ownership.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,571

Read SEC document
December 12, 2023 Filed Dec 14, 2023 19:15 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOption-Right to Buy · Derivative 500 $0.00 Strike: $17.93 $0.00
Disclosure

SEC source: 0000899243-23-020623 · doc4.xml · derivative · entry 7

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Common Stock · 500 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 19:15 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 700 $29.66 $20,762.00
Disclosure

SEC source: 0000899243-23-020623 · doc4.xml · nonDerivative · entry 6

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 700

F5 · balance_after: Award vests in five equal installments beginning on December 12, 2024 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 19:15 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 500 $29.66 $14,830.00
Disclosure

SEC source: 0000899243-23-020623 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2022 Filed Dec 27, 2022 23:18 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-039393 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,621

Read SEC document
December 13, 2022 Filed Dec 15, 2022 22:32 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOptions-Right to Buy · Derivative 300 $18.03 Strike: $18.03 $5,409.00
Disclosure

SEC source: 0000899243-22-038644 · doc4.xml · derivative · entry 7

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,575

Underlying: Common Stock · 300 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 22:32 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 700 $33.53 $23,471.00
Disclosure

SEC source: 0000899243-22-038644 · doc4.xml · nonDerivative · entry 6

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 700

F5 · balance_after: Award vests in five equal installments beginning on December 13, 2023 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 22:32 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 300 $18.03 $5,409.00
Disclosure

SEC source: 0000899243-22-038644 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 20:45 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048755 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,001

Read SEC document
December 14, 2021 Filed Dec 16, 2021 11:10 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 200 $25.80 $5,160.00
Disclosure

SEC source: 0000899243-21-048504 · doc4.xml · nonDerivative · entry 6

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 200

F5 · balance_after: Award vests in five equal installments beginning on December 14, 2022 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 21:27 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOptions-Right to Buy · Derivative 425 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0000899243-21-045269 · doc4.xml · derivative · entry 7

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,275

Underlying: Common Stock · 425 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 21:27 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 425 $16.65 $7,076.25
Disclosure

SEC source: 0000899243-21-045269 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 17:16 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOptions-Right to Buy · Derivative 400 $0.00 Strike: $16.83 $0.00
Disclosure

SEC source: 0000899243-20-034659 · doc4.xml · derivative · entry 8

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Underlying: Common Stock · 400 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 17:16 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034659 · doc4.xml · nonDerivative · entry 2

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,191

Read SEC document
December 18, 2020 Filed Dec 21, 2020 17:16 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 400 $16.83 $6,732.00
Disclosure

SEC source: 0000899243-20-034659 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 17:23 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 700 $26.93 $18,851.00
Disclosure

SEC source: 0000899243-20-033300 · doc4.xml · nonDerivative · entry 6

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 700

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
November 05, 2020 Filed Nov 7, 2020 01:18 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 SaleCommon Stock 400 $25.07 $10,028.00
Disclosure

SEC source: 0000899243-20-030591 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,456

Read SEC document
December 30, 2019 Filed Dec 31, 2019 00:49 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOption-Right to Buy · Derivative 475 $17.33 Strike: $17.33 $8,231.75
Disclosure

SEC source: 0000899243-19-030181 · doc4.xml · derivative · entry 7

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,525

Underlying: Common Stock · 475 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 00:49 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 475 $17.33 $8,231.75
Disclosure

SEC source: 0000899243-19-030181 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2019 Filed Dec 23, 2019 22:32 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029975 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,381

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:09 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOption-Right to Buy · Derivative 150 $17.33 Strike: $17.33 $2,599.50
Disclosure

SEC source: 0000899243-19-029048 · doc4.xml · derivative · entry 7

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,125

Underlying: Common Stock · 150 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:09 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 700 $36.02 $25,214.00
Disclosure

SEC source: 0000899243-19-029048 · doc4.xml · nonDerivative · entry 6

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 700

F5 · balance_after: Award vests in five equal installments beginning on December 10, 2020 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:09 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 150 $17.33 $2,599.50
Disclosure

SEC source: 0000899243-19-029048 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 19, 2019 22:25 UTC Amendment NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOption-Right to Buy · Derivative 150 $17.33 Strike: $17.33 $2,599.50
Disclosure

SEC source: 0000899243-19-029670 · doc4a.xml · derivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,125

Underlying: Common Stock · 150 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Form 4 amendment to detail disposition of 150 stock options upon exercise rather than acquisition at Column 5.

Read SEC document
December 20, 2018 Filed Dec 20, 2018 20:45 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GiftCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008437 · doc1.xml · nonDerivative · entry 2

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,931

Read SEC document
December 19, 2018 Filed Dec 20, 2018 20:45 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOptions - Right-to-Buy · Derivative 75 $0.00 Strike: $17.33 $0.00
Disclosure

SEC source: 0001567619-18-008437 · doc1.xml · derivative · entry 8

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,275

Underlying: Common Stock · 75 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 20:45 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 75 $17.33 $1,299.75
Disclosure

SEC source: 0001567619-18-008437 · doc1.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 18:43 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantOptions - Right-to-Buy · Derivative 300 $0.00 Strike: $32.34 $0.00
Disclosure

SEC source: 0001567619-18-007862 · doc1.xml · derivative · entry 7

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,350

Underlying: Common Stock · 300 shares

Expires 2028-12-11

Read SEC document
December 11, 2018 Filed Dec 13, 2018 18:43 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 700 $32.34 $22,638.00
Disclosure

SEC source: 0001567619-18-007862 · doc1.xml · nonDerivative · entry 6

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 700

F5 · balance_after: Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 15:29 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-046957 · doc1.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,413

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.