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CARMODY JOHN F

Disclosed activity across 1 company

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71038
SEC CIK
0001537698

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NORWOOD FINANCIAL CORPNWFL · Entity 5720EVP & Chief Credit OfficerDecember 19, 2025December 22, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NORWOOD FINANCIAL CORP

Report date December 19, 2025 · Filed December 22, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,725 Reported balance After 2025-12-19 transaction · row 1
1 source row

Row 1 · 2025-12-19 · Tax withholding · Disposed 407 · Balance 9,725

Common StockSEC Table I · non-derivativeIndirectESOP10,896 Reported balance Holding disclosure · report date 2025-12-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,896

Common StockSEC Table I · non-derivativeIndirectRestricted Stock300 Reported balance Holding disclosure · report date 2025-12-19 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 300

F1: Award vests in five equal installments beginning on December 14, 2022 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Common StockSEC Table I · non-derivativeIndirectRestricted Stock600 Reported balance Holding disclosure · report date 2025-12-19 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 600

F2: Award vests in five equal installments beginning on December 13, 2023 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Common StockSEC Table I · non-derivativeIndirectRestricted Stock900 Reported balance Holding disclosure · report date 2025-12-19 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 900

F3: Award vests in five equal installments beginning on December 12, 2024 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Common StockSEC Table I · non-derivativeIndirectRestricted Stock1,200 Reported balance Holding disclosure · report date 2025-12-19 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,200

F4: Award vests in five equal installments beginning on December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Common StockSEC Table I · non-derivativeIndirectRestricted Stock1,500 Reported balance Holding disclosure · report date 2025-12-19 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,500

F5: Award vests in five equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or DIrector Emeritus, as applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Award vests in five equal installments beginning on December 14, 2022 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

F2: Award vests in five equal installments beginning on December 13, 2023 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

F3: Award vests in five equal installments beginning on December 12, 2024 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

F4: Award vests in five equal installments beginning on December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

F5: Award vests in five equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or DIrector Emeritus, as applicable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 19, 2025 Filed Dec 22, 2025 21:45 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Tax withholdingCommon Stock 407 $29.95 $12,189.65
Disclosure

SEC source: 0001193125-25-328870 · ownership.xml · nonDerivative · entry 1

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,725

Read SEC document
December 16, 2025 Filed Dec 18, 2025 22:20 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 1,500 $29.80 $44,700.00
Disclosure

SEC source: 0001193125-25-325106 · ownership.xml · nonDerivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Restricted Stock

Disclosed balance after: 1,500

F5 · balance_after: Award vests in five equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or DIrector Emeritus, as applicable.

Read SEC document
December 24, 2024 Filed Dec 26, 2024 23:37 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 1,500 $27.25 $40,875.00
Disclosure

SEC source: 0000950170-24-140575 · ownership.xml · nonDerivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,500

F5 · balance_after: Award vests in five equal installments beginning on December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 20, 2024 Filed Dec 24, 2024 01:49 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Tax withholdingCommon Stock 392 $30.61 $11,999.12
Disclosure

SEC source: 0000950170-24-139870 · ownership.xml · nonDerivative · entry 1

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,282

Read SEC document
December 20, 2024 Filed Feb 13, 2025 20:33 UTC Amendment NORWOOD FINANCIAL CORP NWFL · Entity 5720 Tax withholdingCommon Stock 392 $30.61 $11,999.12
Disclosure

SEC source: 0000950170-25-019800 · ownership.xml · nonDerivative · entry 1

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,682

F5 · balance_after: Includes 1,400 restricted shares that vested that were previously unreported.

Read SEC document
December 26, 2023 Filed Jan 3, 2024 15:48 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Tax withholdingCommon Stock 364 $31.53 $11,476.92
Disclosure

SEC source: 0000950170-24-000564 · ownership.xml · nonDerivative · entry 1

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,674

Read SEC document
December 12, 2023 Filed Dec 14, 2023 18:55 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 1,500 $29.66 $44,490.00
Disclosure

SEC source: 0000899243-23-020613 · doc4.xml · nonDerivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,500

F5 · balance_after: Award vests in five equal installments beginning on December 12, 2024 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 19:13 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Tax withholdingCommon Stock 376 $33.33 $12,532.08
Disclosure

SEC source: 0000899243-22-039502 · doc4.xml · nonDerivative · entry 1

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,688

Read SEC document
December 27, 2022 Filed Dec 27, 2022 23:45 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOptions-Right to Buy · Derivative 2,250 $17.93 Strike: $17.93 $40,342.50
Disclosure

SEC source: 0000899243-22-039417 · doc4.xml · derivative · entry 9

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2022 Filed Dec 27, 2022 23:45 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 SaleCommon Stock 2,250 $33.00 $74,250.00
Disclosure

SEC source: 0000899243-22-039417 · doc4.xml · nonDerivative · entry 2

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,064

Read SEC document
December 27, 2022 Filed Dec 27, 2022 23:45 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 2,250 $17.93 $40,342.50
Disclosure

SEC source: 0000899243-22-039417 · doc4.xml · nonDerivative · entry 1

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:01 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOptions-Right to Buy · Derivative 2,475 $18.03 Strike: $18.03 $44,624.25
Disclosure

SEC source: 0000899243-22-038675 · doc4.xml · derivative · entry 9

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,475 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:01 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 1,500 $33.53 $50,295.00
Disclosure

SEC source: 0000899243-22-038675 · doc4.xml · nonDerivative · entry 8

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,500

F5 · balance_after: Award vests in five equal installments beginning on December 13, 2023 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:01 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 SaleCommon Stock 2,475 $34.07 $84,323.25
Disclosure

SEC source: 0000899243-22-038675 · doc4.xml · nonDerivative · entry 2

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,064

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:01 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 2,475 $18.03 $44,624.25
Disclosure

SEC source: 0000899243-22-038675 · doc4.xml · nonDerivative · entry 1

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 20:40 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Tax withholdingCommon Stock 378 $25.91 $9,793.98
Disclosure

SEC source: 0000899243-21-049912 · doc4.xml · nonDerivative · entry 1

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

Read SEC document
December 14, 2021 Filed Dec 16, 2021 11:06 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 1,500 $25.80 $38,700.00
Disclosure

SEC source: 0000899243-21-048497 · doc4.xml · nonDerivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,500

F5 · balance_after: Award vests in five equal installments beginning on December 14, 2022 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
November 08, 2021 Filed Nov 8, 2021 19:41 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOption-Right to Buy · Derivative 629 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0000899243-21-043463 · doc4.xml · derivative · entry 9

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,725

Underlying: Common Stock · 629 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2021 Filed Nov 8, 2021 19:41 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 SaleCommon Stock 629 $27.00 $16,983.00
Disclosure

SEC source: 0000899243-21-043463 · doc4.xml · nonDerivative · entry 2

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,742

Read SEC document
November 08, 2021 Filed Nov 8, 2021 19:41 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 629 $16.65 $10,472.85
Disclosure

SEC source: 0000899243-21-043463 · doc4.xml · nonDerivative · entry 1

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 16:42 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOption-Right to Buy · Derivative 1,021 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0000899243-21-043213 · doc4.xml · derivative · entry 9

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,354

Underlying: Common Stock · 1,021 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 16:42 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 SaleCommon Stock 1,021 $27.00 $27,567.00
Disclosure

SEC source: 0000899243-21-043213 · doc4.xml · nonDerivative · entry 2

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,742

Read SEC document
November 04, 2021 Filed Nov 5, 2021 16:42 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 1,021 $16.65 $16,999.65
Disclosure

SEC source: 0000899243-21-043213 · doc4.xml · nonDerivative · entry 1

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 17:23 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Tax withholdingCommon Stock 368 $27.10 $9,972.80
Disclosure

SEC source: 0000899243-20-034661 · doc4.xml · nonDerivative · entry 1

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,742

F6 · date: Tax withholding of a portion of prior award upon vesting.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 11:05 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 1,250 $26.93 $33,662.50
Disclosure

SEC source: 0000899243-20-033280 · doc4.xml · nonDerivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,250

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:03 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 1,250 $36.02 $45,025.00
Disclosure

SEC source: 0000899243-19-029045 · doc4.xml · nonDerivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,250

F5 · balance_after: Award vests in five equal installments beginning on December 10, 2020 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
May 14, 2019 Filed May 15, 2019 16:16 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOptions Right-to-Buy · Derivative 1,650 $0.00 Strike: $17.33 $0.00
Disclosure

SEC source: 0000899243-19-013525 · doc4.xml · derivative · entry 9

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Common Stock · 1,650 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 15, 2019 16:16 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 SaleCommon Stock 1,650 $34.00 $56,100.00
Disclosure

SEC source: 0000899243-19-013525 · doc4.xml · nonDerivative · entry 3

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,775

Read SEC document
May 14, 2019 Filed May 15, 2019 16:16 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 1,650 $17.33 $28,594.50
Disclosure

SEC source: 0000899243-19-013525 · doc4.xml · nonDerivative · entry 2

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 18:01 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 1,250 $32.34 $40,425.00
Disclosure

SEC source: 0001567619-18-007843 · doc1.xml · nonDerivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,250

F5 · balance_after: Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 14:47 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 1,500 $32.81 $49,215.00
Disclosure

SEC source: 0001140361-17-046141 · doc1.xml · nonDerivative · entry 6

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,500

F4 · balance_after: Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 19:05 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOption - Right to Buy · Derivative 569 $0.00 Strike: $16.83 $0.00
Disclosure

SEC source: 0001140361-17-044580 · doc1.xml · derivative · entry 9

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Stock · 569 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 19:05 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOption - Right to Buy · Derivative 1,650 $0.00 Strike: $18.94 $0.00
Disclosure

SEC source: 0001140361-17-044580 · doc1.xml · derivative · entry 8

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,594

Underlying: Common Stock · 1,650 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 19:05 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 SaleCommon Stock 2,219 $30.17 $66,947.23
Disclosure

SEC source: 0001140361-17-044580 · doc1.xml · nonDerivative · entry 4

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

Read SEC document
December 01, 2017 Filed Dec 1, 2017 19:05 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 569 $16.83 $9,576.27
Disclosure

SEC source: 0001140361-17-044580 · doc1.xml · nonDerivative · entry 3

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 19:05 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 1,650 $18.94 $31,251.00
Disclosure

SEC source: 0001140361-17-044580 · doc1.xml · nonDerivative · entry 2

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2016 Filed Dec 28, 2016 21:34 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOption - Right to Buy · Derivative 658 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001140361-16-090955 · doc1.xml · derivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,829

Underlying: Common Stock · 658 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2016 Filed Dec 28, 2016 21:34 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 SaleCommon Stock 658 $34.00 $22,372.00
Disclosure

SEC source: 0001140361-16-090955 · doc1.xml · nonDerivative · entry 3

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Read SEC document
December 28, 2016 Filed Dec 28, 2016 21:34 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 658 $25.25 $16,614.50
Disclosure

SEC source: 0001140361-16-090955 · doc1.xml · nonDerivative · entry 2

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:06 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 1,000 $33.56 $33,560.00
Disclosure

SEC source: 0001140361-16-089728 · doc1.xml · nonDerivative · entry 5

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,000

F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 14:46 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOptions Right-to-Buy · Derivative 37 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001140361-16-089161 · doc1.xml · derivative · entry 8

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,487

Underlying: Common Stock · 37 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 14:46 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOptions Right-to-Buy · Derivative 63 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001140361-16-089161 · doc1.xml · derivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,524

Underlying: Common Stock · 63 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 08, 2016 Filed Dec 9, 2016 14:46 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 SaleCommon Stock 100 $34.00 $3,400.00
Disclosure

SEC source: 0001140361-16-089161 · doc1.xml · nonDerivative · entry 4

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

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December 08, 2016 Filed Dec 9, 2016 14:46 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 37 $25.00 $925.00
Disclosure

SEC source: 0001140361-16-089161 · doc1.xml · nonDerivative · entry 3

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 14:46 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 63 $25.25 $1,590.75
Disclosure

SEC source: 0001140361-16-089161 · doc1.xml · nonDerivative · entry 2

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 19:33 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOptions Right-to-Buy · Derivative 1,063 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001140361-16-088354 · doc1.xml · derivative · entry 8

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,587

Underlying: Common Stock · 1,063 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 19:33 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionOptions Right-to-Buy · Derivative 1,100 $0.00 Strike: $28.64 $0.00
Disclosure

SEC source: 0001140361-16-088354 · doc1.xml · derivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,650

Underlying: Common Stock · 1,100 shares

Expires 2016-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 19:33 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 SaleCommon Stock 2,163 $33.25 $71,919.75
Disclosure

SEC source: 0001140361-16-088354 · doc1.xml · nonDerivative · entry 4

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Read SEC document
December 01, 2016 Filed Dec 1, 2016 19:33 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 1,063 $25.00 $26,575.00
Disclosure

SEC source: 0001140361-16-088354 · doc1.xml · nonDerivative · entry 3

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 19:33 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 Exercise / conversionCommon Stock 1,100 $28.64 $31,504.00
Disclosure

SEC source: 0001140361-16-088354 · doc1.xml · nonDerivative · entry 2

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.