Tapewire

Nasdaq · USD

NWFL

NORWOOD FINANCIAL CORP

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Tapewire entity
5720
SEC CIK
0001013272
Parsed reports
483

Last 12 months

Inside the activity.

19 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202660
Feb 202600
Mar 202600
Apr 202630
May 202690
Jun 202600
Jul 202610
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2020 Filed Dec 10, 2020 17:55 UTC GrantCommon Stock 700 $26.93 $18,851.00
Disclosure

SEC source: 0000899243-20-033311 · doc4.xml · nonDerivative · entry 6

Matergia Ralph A · CIK 0001306488 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 700

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 17:52 UTC
DAVIS WILLIAM W JRDirector · Chairman of the Board
GrantCommon Stock 700 $26.93 $18,851.00
Disclosure

SEC source: 0000899243-20-033308 · doc4.xml · nonDerivative · entry 7

DAVIS WILLIAM W JR · CIK 0001192350 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 700

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 17:47 UTC GrantCommon Stock 700 $26.93 $18,851.00
Disclosure

SEC source: 0000899243-20-033306 · doc4.xml · nonDerivative · entry 6

LAMONT KEVIN M · CIK 0001322552 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 700

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 17:37 UTC GrantCommon Stock 700 $26.93 $18,851.00
Disclosure

SEC source: 0000899243-20-033302 · doc4.xml · nonDerivative · entry 6

CAMPFIELD SUSAN · CIK 0001363915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 700

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 17:23 UTC GrantCommon Stock 700 $26.93 $18,851.00
Disclosure

SEC source: 0000899243-20-033300 · doc4.xml · nonDerivative · entry 6

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 700

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 17:21 UTC GrantCommon Stock 700 $26.93 $18,851.00
Disclosure

SEC source: 0000899243-20-033298 · doc4.xml · nonDerivative · entry 7

ADAMS JOSEPH W · CIK 0001658421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 700

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 11:07 UTC
BURKE JAMES FEVP & Chief Lending Officer
GrantCommon Stock 1,250 $26.93 $33,662.50
Disclosure

SEC source: 0000899243-20-033283 · doc4.xml · nonDerivative · entry 7

BURKE JAMES F · CIK 0001588547 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,250

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 11:06 UTC GrantCommon Stock 700 $26.93 $18,851.00
Disclosure

SEC source: 0000899243-20-033282 · doc4.xml · nonDerivative · entry 6

Hungerford Meg L · CIK 0001709329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 700

F4 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 11:06 UTC
MANCUSO ROBERT JEVP & Chief Operating Officer
GrantCommon Stock 1,250 $26.93 $33,662.50
Disclosure

SEC source: 0000899243-20-033281 · doc4.xml · nonDerivative · entry 6

MANCUSO ROBERT J · CIK 0001491832 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,250

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 11:05 UTC
CARMODY JOHN FEVP & Chief Credit Officer
GrantCommon Stock 1,250 $26.93 $33,662.50
Disclosure

SEC source: 0000899243-20-033280 · doc4.xml · nonDerivative · entry 7

CARMODY JOHN F · CIK 0001537698 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,250

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 11:05 UTC
CRITELLI LEWIS JDirector · President & CEO
GrantCommon Stock 2,500 $26.93 $67,325.00
Disclosure

SEC source: 0000899243-20-033279 · doc4.xml · nonDerivative · entry 7

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 2,500

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 11:05 UTC GrantCommon Stock 1,250 $26.93 $33,662.50
Disclosure

SEC source: 0000899243-20-033278 · doc4.xml · nonDerivative · entry 6

LANCE WILLIAM S · CIK 0001206484 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Restricted Stock Award

Disclosed balance after: 1,250

F5 · balance_after: Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 18:11 UTC
FORTE ANDREWDirector
PurchaseCommon Stock 120 $28.92 $3,470.40
Disclosure

SEC source: 0000899243-20-031237 · doc4.xml · nonDerivative · entry 2

FORTE ANDREW · CIK 0001400587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 3,851

Read SEC document
November 05, 2020 Filed Nov 7, 2020 01:18 UTC SaleCommon Stock 400 $25.07 $10,028.00
Disclosure

SEC source: 0000899243-20-030591 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,456

Read SEC document
November 02, 2020 Filed Nov 2, 2020 21:43 UTC PurchaseCommon Stock 100 $24.39 $2,439.00
Disclosure

SEC source: 0000899243-20-030096 · doc4.xml · nonDerivative · entry 2

ADAMS JOSEPH W · CIK 0001658421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse IRA

Disclosed balance after: 11,245

Read SEC document
November 02, 2020 Filed Nov 2, 2020 21:43 UTC PurchaseCommon Stock 135 $24.20 $3,267.00
Disclosure

SEC source: 0000899243-20-030096 · doc4.xml · nonDerivative · entry 1

ADAMS JOSEPH W · CIK 0001658421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,957

Read SEC document
October 30, 2020 Filed Nov 2, 2020 20:39 UTC
CRITELLI LEWIS JDirector · President & CEO
Exercise / conversionOptions-Right to Buy · Derivative 3,924 $0.00 Strike: $16.83 $0.00
Disclosure

SEC source: 0000899243-20-030086 · doc4.xml · derivative · entry 9

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,050

Underlying: Common Stock · 3,924 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2020 Filed Nov 2, 2020 20:39 UTC
CRITELLI LEWIS JDirector · President & CEO
SaleCommon Stock 3,924 $23.25 $91,233.00
Disclosure

SEC source: 0000899243-20-030086 · doc4.xml · nonDerivative · entry 2

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,046

Read SEC document
October 30, 2020 Filed Nov 2, 2020 20:39 UTC
CRITELLI LEWIS JDirector · President & CEO
Exercise / conversionCommon Stock 3,924 $16.83 $66,040.92
Disclosure

SEC source: 0000899243-20-030086 · doc4.xml · nonDerivative · entry 1

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 16:53 UTC PurchaseCommon Stock 495 $23.79 $11,776.05
Disclosure

SEC source: 0000899243-20-026274 · doc4.xml · nonDerivative · entry 6

Gifford Jeffrey S · CIK 0001815945 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 29,000

Read SEC document
September 23, 2020 Filed Sep 24, 2020 16:51 UTC
FORTE ANDREWDirector
Exercise / conversionOptions-Right to Buy · Derivative 825 $0.00 Strike: $16.83 $0.00
Disclosure

SEC source: 0000899243-20-026272 · doc4.xml · derivative · entry 9

FORTE ANDREW · CIK 0001400587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Common Stock · 825 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 16:51 UTC
FORTE ANDREWDirector
Exercise / conversionCommon Stock 825 $16.83 $13,884.75
Disclosure

SEC source: 0000899243-20-026272 · doc4.xml · nonDerivative · entry 1

FORTE ANDREW · CIK 0001400587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 19:10 UTC
CRITELLI LEWIS JDirector · President & CEO
Exercise / conversionOptions-Right to Buy · Derivative 1,395 $0.00 Strike: $16.83 $0.00
Disclosure

SEC source: 0000899243-20-025789 · doc4.xml · derivative · entry 12

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,974

Underlying: Common Stock · 1,395 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 19:10 UTC
CRITELLI LEWIS JDirector · President & CEO
SaleCommon Stock 1,395 $26.75 $37,316.25
Disclosure

SEC source: 0000899243-20-025789 · doc4.xml · nonDerivative · entry 4

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,046

Read SEC document
September 18, 2020 Filed Sep 21, 2020 19:10 UTC
CRITELLI LEWIS JDirector · President & CEO
Exercise / conversionCommon stock 1,395 $16.83 $23,477.85
Disclosure

SEC source: 0000899243-20-025789 · doc4.xml · nonDerivative · entry 3

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2020 Filed Sep 21, 2020 19:10 UTC
CRITELLI LEWIS JDirector · President & CEO
Exercise / conversionOptions-Right to Buy · Derivative 456 $0.00 Strike: $16.83 $0.00
Disclosure

SEC source: 0000899243-20-025789 · doc4.xml · derivative · entry 11

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,369

Underlying: Common Stock · 456 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2020 Filed Sep 21, 2020 19:10 UTC
CRITELLI LEWIS JDirector · President & CEO
SaleCommon Stock 456 $26.75 $12,198.00
Disclosure

SEC source: 0000899243-20-025789 · doc4.xml · nonDerivative · entry 2

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,046

Read SEC document
September 17, 2020 Filed Sep 21, 2020 19:10 UTC
CRITELLI LEWIS JDirector · President & CEO
Exercise / conversionCommon Stock 456 $16.83 $7,674.48
Disclosure

SEC source: 0000899243-20-025789 · doc4.xml · nonDerivative · entry 1

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 18:51 UTC
SANDERS JOHN HSenior Vice President
SaleCommon Stock 187 $24.80 $4,637.60
Disclosure

SEC source: 0000899243-20-024626 · doc4.xml · nonDerivative · entry 1

SANDERS JOHN H · CIK 0001192355 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · LLC (25% Owner)

Disclosed balance after: 188

Read SEC document
September 04, 2020 Filed Sep 9, 2020 15:34 UTC PurchaseCommon Stock 9 $24.18 $217.62
Disclosure

SEC source: 0000899243-20-024614 · doc4.xml · nonDerivative · entry 3

Nolan Alexandra K · CIK 0001815866 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joint JP Morgan

Disclosed balance after: 753

Read SEC document
September 02, 2020 Filed Sep 2, 2020 20:23 UTC
FORTE ANDREWDirector
PurchaseCommon Stock 400 $25.75 $10,300.00
Disclosure

SEC source: 0000899243-20-023945 · doc4.xml · nonDerivative · entry 3

FORTE ANDREW · CIK 0001400587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Forte, Inc

Disclosed balance after: 6,344

Read SEC document
August 05, 2020 Filed Aug 5, 2020 21:53 UTC PurchaseCommon Stock 122 $24.63 $3,004.86
Disclosure

SEC source: 0000899243-20-021499 · doc4.xml · nonDerivative · entry 5

Gifford Jeffrey S · CIK 0001815945 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Custodian Ryan Lockwood

Disclosed balance after: 2,000

Read SEC document
August 05, 2020 Filed Aug 5, 2020 21:53 UTC PurchaseCommon Stock 122 $24.63 $3,004.86
Disclosure

SEC source: 0000899243-20-021499 · doc4.xml · nonDerivative · entry 4

Gifford Jeffrey S · CIK 0001815945 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Custodian Abigail Lockwood

Disclosed balance after: 2,000

Read SEC document
August 05, 2020 Filed Aug 5, 2020 21:53 UTC PurchaseCommon Stock 834 $24.77 $20,658.18
Disclosure

SEC source: 0000899243-20-021499 · doc4.xml · nonDerivative · entry 2

Gifford Jeffrey S · CIK 0001815945 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 67,500

Read SEC document
August 05, 2020 Filed Aug 5, 2020 21:53 UTC PurchaseCommon Stock 540 $24.77 $13,375.80
Disclosure

SEC source: 0000899243-20-021499 · doc4.xml · nonDerivative · entry 1

Gifford Jeffrey S · CIK 0001815945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
August 03, 2020 Filed Aug 4, 2020 00:42 UTC PurchaseCommon Stock 346 $25.02 $8,656.92
Disclosure

SEC source: 0000899243-20-021041 · doc4.xml · nonDerivative · entry 3

Gifford Jeffrey S · CIK 0001815945 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viking Management

Disclosed balance after: 10,000

Read SEC document
July 22, 2020 Filed Jul 22, 2020 20:56 UTC
FORTE ANDREWDirector
PurchaseCommon Stock 315 $29.14 $9,179.10
Disclosure

SEC source: 0000899243-20-020047 · doc4.xml · nonDerivative · entry 2

FORTE ANDREW · CIK 0001400587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 3,731

Read SEC document
March 13, 2020 Filed Mar 16, 2020 19:53 UTC PurchaseCommon Stock 100 $26.50 $2,650.00
Disclosure

SEC source: 0000899243-20-008423 · doc4.xml · nonDerivative · entry 2

ADAMS JOSEPH W · CIK 0001658421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse IRA

Disclosed balance after: 11,145

Read SEC document
March 13, 2020 Filed Mar 16, 2020 19:53 UTC PurchaseCommon Stock 900 $26.50 $23,850.00
Disclosure

SEC source: 0000899243-20-008423 · doc4.xml · nonDerivative · entry 1

ADAMS JOSEPH W · CIK 0001658421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,822

Read SEC document
March 06, 2020 Filed Mar 6, 2020 22:32 UTC
CRITELLI LEWIS JDirector · President & CEO
PurchaseCommon Stock 1,000 $29.70 $29,700.00
Disclosure

SEC source: 0000899243-20-007503 · doc4.xml · nonDerivative · entry 1

CRITELLI LEWIS J · CIK 0001192337 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,046

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:15 UTC
SANDERS JOHN HSenior Vice President
Exercise / conversionOption-Right To Buy · Derivative 130 $0.00 Strike: $22.37 $0.00
Disclosure

SEC source: 0000899243-20-004360 · doc4.xml · derivative · entry 8

SANDERS JOHN H · CIK 0001192355 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,745

Underlying: Common Stock · 130 shares

Expires 2026-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:15 UTC
SANDERS JOHN HSenior Vice President
Exercise / conversionOption-Right To Buy · Derivative 1,875 $0.00 Strike: $19.03 $0.00
Disclosure

SEC source: 0000899243-20-004360 · doc4.xml · derivative · entry 7

SANDERS JOHN H · CIK 0001192355 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 1,875 shares

Expires 2025-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:15 UTC
SANDERS JOHN HSenior Vice President
SaleCommon Stock 130 $35.50 $4,615.00
Disclosure

SEC source: 0000899243-20-004360 · doc4.xml · nonDerivative · entry 4

SANDERS JOHN H · CIK 0001192355 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:15 UTC
SANDERS JOHN HSenior Vice President
Exercise / conversionCommon Stock 130 $22.37 $2,908.10
Disclosure

SEC source: 0000899243-20-004360 · doc4.xml · nonDerivative · entry 3

SANDERS JOHN H · CIK 0001192355 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:15 UTC
SANDERS JOHN HSenior Vice President
SaleCommon Stock 1,875 $35.50 $66,562.50
Disclosure

SEC source: 0000899243-20-004360 · doc4.xml · nonDerivative · entry 2

SANDERS JOHN H · CIK 0001192355 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:15 UTC
SANDERS JOHN HSenior Vice President
Exercise / conversionCommon Stock 1,875 $19.03 $35,681.25
Disclosure

SEC source: 0000899243-20-004360 · doc4.xml · nonDerivative · entry 1

SANDERS JOHN H · CIK 0001192355 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 00:49 UTC Exercise / conversionOption-Right to Buy · Derivative 475 $17.33 Strike: $17.33 $8,231.75
Disclosure

SEC source: 0000899243-19-030181 · doc4.xml · derivative · entry 7

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,525

Underlying: Common Stock · 475 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 00:49 UTC Exercise / conversionCommon Stock 475 $17.33 $8,231.75
Disclosure

SEC source: 0000899243-19-030181 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2019 Filed Dec 23, 2019 22:32 UTC GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029975 · doc4.xml · nonDerivative · entry 1

PHILLIPS KENNETH A · CIK 0001192468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,381

Read SEC document
December 20, 2019 Filed Dec 21, 2019 00:54 UTC Exercise / conversionOption-Right to Buy · Derivative 300 $0.00 Strike: $32.34 $0.00
Disclosure

SEC source: 0000899243-19-029866 · doc4.xml · derivative · entry 7

LAMONT KEVIN M · CIK 0001322552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 300 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.