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Nasdaq · USD

NUWE

Nuwellis, Inc.

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Tapewire entity
8478
SEC CIK
0001506492
Parsed reports
120

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2017 Filed Mar 3, 2017 22:18 UTC GrantCommon Stock 1,437 $0.00 $0.00
Disclosure

SEC source: 0001596771-17-000018 · primary_doc.xml · nonDerivative · entry 1

Likens Matthew E. · CIK 0001699613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,437

F1 · price: The reporting person was granted restricted stock units, which vest in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the shares will be vested on the one-year anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

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January 15, 2017 Filed Jan 17, 2017 21:12 UTC
Drayton ClaudiaChief Financial Officer
Tax withholdingCommon Stock 54 $8.19 $442.26
Disclosure

SEC source: 0001596771-17-000003 · primary_doc.xml · nonDerivative · entry 1

Drayton Claudia · CIK 0001629827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762

F1 · shares: On January 12, 2017, the Issuer effected a 1-for-30 reverse stock split of the issued and outstanding shares of its common stock. The monthly vesting of restricted stock units (RSUs) was adjusted to reflect the reverse stock split, and as a result, 54 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 106 RSUs.

F2 · balance_after: Upon effectiveness of the reverse stock split, every 30 shares of common stock was automatically converted into one share of common stock, resulting in a decrease of the insider's common stock holdings of 23,665 shares.

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January 15, 2017 Filed Jan 17, 2017 21:23 UTC
Wade MollyVice President
Tax withholdingCommon Stock 41 $8.19 $335.79
Disclosure

SEC source: 0001596771-17-000004 · primary_doc.xml · nonDerivative · entry 1

Wade Molly · CIK 0001630401 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909

F1 · shares: On January 12, 2017, the Issuer effected a 1-for-30 reverse stock split of the issued and outstanding shares of its common stock. The monthly vesting of restricted stock units (RSUs) was adjusted to reflect the reverse stock split, and as a result, 41 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 82 RSUs.

F2 · balance_after: Upon effectiveness of the reverse stock split, every 30 shares of common stock was automatically converted into one share of common stock, resulting in a decrease of the insider's common stock holdings of 27,550 shares.

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December 15, 2016 Filed Dec 16, 2016 21:05 UTC
Drayton ClaudiaChief Financial Officer
Tax withholdingCommon Stock 1,629 $0.47 $765.63
Disclosure

SEC source: 0001596771-16-000173 · primary_doc.xml · nonDerivative · entry 1

Drayton Claudia · CIK 0001629827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,481

F1 · shares: 1,629 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 3,200 RSUs.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:15 UTC
Wade MollyVice President
Tax withholdingCommon Stock 1,256 $0.47 $590.32
Disclosure

SEC source: 0001596771-16-000174 · primary_doc.xml · nonDerivative · entry 1

Wade Molly · CIK 0001630401 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

F1 · shares: 1,256 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 2,466 RSUs.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 16:13 UTC
ERB JOHN LDirector · CEO & President
PurchaseCommon Stock 80,000 $0.22 $17,568.00
Disclosure

SEC source: 0001596771-16-000165 · primary_doc.xml · nonDerivative · entry 1

ERB JOHN L · CIK 0001213867 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,128

F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $0.2128 to $0.22 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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November 21, 2016 Filed Feb 1, 2017 21:46 UTC
Drayton ClaudiaChief Financial Officer
SaleCommon Stock 20 $5.27 $105.40
Disclosure

SEC source: 0001596771-17-000006 · primary_doc.xml · nonDerivative · entry 2

Drayton Claudia · CIK 0001629827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740

F1 · shares: The shares were sold through a broker initiated transaction to cover account maintenance fees, without Ms. Drayton's specific authorization.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:15 UTC
Drayton ClaudiaChief Financial Officer
Tax withholdingCommon Stock 1,629 $0.18 $293.22
Disclosure

SEC source: 0001596771-16-000163 · primary_doc.xml · nonDerivative · entry 1

Drayton Claudia · CIK 0001629827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,110

F1 · shares: 1,629 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 3,200 RSUs.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:21 UTC
Wade MollyVice President
Tax withholdingCommon Stock 1,256 $0.18 $226.08
Disclosure

SEC source: 0001596771-16-000164 · primary_doc.xml · nonDerivative · entry 1

Wade Molly · CIK 0001630401 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,756

F1 · shares: 1,256 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 2,466 RSUs.

Read SEC document
October 15, 2016 Filed Oct 17, 2016 20:26 UTC
Wade MollyVice President
Tax withholdingCommon Stock 1,256 $0.37 $464.72
Disclosure

SEC source: 0001596771-16-000161 · primary_doc.xml · nonDerivative · entry 1

Wade Molly · CIK 0001630401 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,012

F1 · shares: 1,256 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 2,466 RSUs.

Read SEC document
October 15, 2016 Filed Oct 17, 2016 20:18 UTC
Drayton ClaudiaChief Financial Officer
Tax withholdingCommon Stock 1,629 $0.37 $602.73
Disclosure

SEC source: 0001596771-16-000160 · primary_doc.xml · nonDerivative · entry 1

Drayton Claudia · CIK 0001629827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,739

F1 · shares: 1,629 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 3,200 RSUs.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:05 UTC
Wade MollyVice President
Tax withholdingCommon Stock 1,256 $0.79 $992.24
Disclosure

SEC source: 0001596771-16-000156 · primary_doc.xml · nonDerivative · entry 1

Wade Molly · CIK 0001630401 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,268

F1 · shares: 1,256 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 2,467 RSUs.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:54 UTC
Drayton ClaudiaChief Financial Officer
Tax withholdingCommon Stock 1,629 $0.79 $1,286.91
Disclosure

SEC source: 0001596771-16-000155 · primary_doc.xml · nonDerivative · entry 1

Drayton Claudia · CIK 0001629827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,368

F1 · shares: 1,629 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 3,200 RSUs.

Read SEC document
November 23, 2015 Filed Feb 1, 2017 21:46 UTC
Drayton ClaudiaChief Financial Officer
SaleCommon Stock 1 $52.80 $52.80
Disclosure

SEC source: 0001596771-17-000006 · primary_doc.xml · nonDerivative · entry 1

Drayton Claudia · CIK 0001629827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760

F1 · shares: The shares were sold through a broker initiated transaction to cover account maintenance fees, without Ms. Drayton's specific authorization.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.