Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuwellis, Inc.SSH · Entity 8478 | Vice President | January 15, 2017 | January 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuwellis, Inc.
Report date January 15, 2017 · Filed January 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 909 |
Reported balance
After 2017-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-01-15 · Tax withholding · Disposed 41 · Balance 909 F1: On January 12, 2017, the Issuer effected a 1-for-30 reverse stock split of the issued and outstanding shares of its common stock. The monthly vesting of restricted stock units (RSUs) was adjusted to reflect the reverse stock split, and as a result, 41 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 82 RSUs. F2: Upon effectiveness of the reverse stock split, every 30 shares of common stock was automatically converted into one share of common stock, resulting in a decrease of the insider's common stock holdings of 27,550 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 12, 2017, the Issuer effected a 1-for-30 reverse stock split of the issued and outstanding shares of its common stock. The monthly vesting of restricted stock units (RSUs) was adjusted to reflect the reverse stock split, and as a result, 41 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 82 RSUs.
F2: Upon effectiveness of the reverse stock split, every 30 shares of common stock was automatically converted into one share of common stock, resulting in a decrease of the insider's common stock holdings of 27,550 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2017 Filed Jan 17, 2017 21:23 UTC | Nuwellis, Inc. SSH · Entity 8478 | Tax withholdingCommon Stock | 41 | $8.19 | $335.79 |
DisclosureSEC source: 0001596771-17-000004 · primary_doc.xml · nonDerivative · entry 1 Wade Molly · CIK 0001630401 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909 F1 · shares: On January 12, 2017, the Issuer effected a 1-for-30 reverse stock split of the issued and outstanding shares of its common stock. The monthly vesting of restricted stock units (RSUs) was adjusted to reflect the reverse stock split, and as a result, 41 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 82 RSUs. F2 · balance_after: Upon effectiveness of the reverse stock split, every 30 shares of common stock was automatically converted into one share of common stock, resulting in a decrease of the insider's common stock holdings of 27,550 shares. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:15 UTC | Nuwellis, Inc. SSH · Entity 8478 | Tax withholdingCommon Stock | 1,256 | $0.47 | $590.32 |
DisclosureSEC source: 0001596771-16-000174 · primary_doc.xml · nonDerivative · entry 1 Wade Molly · CIK 0001630401 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,500 F1 · shares: 1,256 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 2,466 RSUs. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:21 UTC | Nuwellis, Inc. SSH · Entity 8478 | Tax withholdingCommon Stock | 1,256 | $0.18 | $226.08 |
DisclosureSEC source: 0001596771-16-000164 · primary_doc.xml · nonDerivative · entry 1 Wade Molly · CIK 0001630401 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,756 F1 · shares: 1,256 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 2,466 RSUs. Read SEC document |
| October 15, 2016 Filed Oct 17, 2016 20:26 UTC | Nuwellis, Inc. SSH · Entity 8478 | Tax withholdingCommon Stock | 1,256 | $0.37 | $464.72 |
DisclosureSEC source: 0001596771-16-000161 · primary_doc.xml · nonDerivative · entry 1 Wade Molly · CIK 0001630401 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,012 F1 · shares: 1,256 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 2,466 RSUs. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 21:05 UTC | Nuwellis, Inc. SSH · Entity 8478 | Tax withholdingCommon Stock | 1,256 | $0.79 | $992.24 |
DisclosureSEC source: 0001596771-16-000156 · primary_doc.xml · nonDerivative · entry 1 Wade Molly · CIK 0001630401 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,268 F1 · shares: 1,256 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 2,467 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.