Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuwellis, Inc.CHFS · Entity 8478 | Director | May 23, 2019 | May 28, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuwellis, Inc.
Report date May 23, 2019 · Filed May 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Nonstatutory Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.42 · Expires 2029-05-22 | Direct | 1,970 |
Reported balance
After 2019-05-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-05-23 · Grant · Acquired 1,970 · Balance 1,970 F1: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2019 Filed May 28, 2019 20:37 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantNonstatutory Stock Option (right to buy) · Derivative | 1,970 | $0.00 Strike: $3.42 | $0.00 |
DisclosureSEC source: 0001596771-19-000050 · primary_doc.xml · derivative · entry 1 Likens Matthew E. · CIK 0001699613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,970 Underlying: Common Stock · 1,970 shares Expires 2029-05-22 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| May 25, 2018 Filed May 29, 2018 20:40 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantNonstatutory Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.01 | $0.00 |
DisclosureSEC source: 0001596771-18-000064 · primary_doc.xml · derivative · entry 1 Likens Matthew E. · CIK 0001699613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-24 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:27 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantNonstatutory Stock Option (right to buy) · Derivative | 33,004 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001596771-18-000005 · primary_doc.xml · derivative · entry 1 Likens Matthew E. · CIK 0001699613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,004 Underlying: Common Stock · 33,004 shares Expires 2028-01-16 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:27 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001596771-17-000051 · primary_doc.xml · derivative · entry 1 Likens Matthew E. · CIK 0001699613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2027-06-01 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| February 02, 2017 Filed Mar 3, 2017 22:18 UTC | Nuwellis, Inc. SSH · Entity 8478 | GrantNon-qualified Stock Option (right to buy) · Derivative | 903 | $0.00 Strike: $5.41 | $0.00 |
DisclosureSEC source: 0001596771-17-000018 · primary_doc.xml · derivative · entry 2 Likens Matthew E. · CIK 0001699613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903 Underlying: Common Stock · 903 shares Expires 2027-02-01 F2 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| February 02, 2017 Filed Mar 3, 2017 22:18 UTC | Nuwellis, Inc. SSH · Entity 8478 | GrantCommon Stock | 1,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001596771-17-000018 · primary_doc.xml · nonDerivative · entry 1 Likens Matthew E. · CIK 0001699613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437 F1 · price: The reporting person was granted restricted stock units, which vest in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the shares will be vested on the one-year anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.