Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2021 Filed Jan 5, 2021 22:22 UTC |
Richards Thomas EDirector
|
GrantCommon Stock | 46.87 | $93.14 | $4,365.47 |
DisclosureSEC source: 0000073124-21-000013 · wf-form4_160988536716094.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,232.46 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:22 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 44.74 | $93.14 | $4,167.08 |
DisclosureSEC source: 0000073124-21-000012 · wf-form4_160988534956383.xml · nonDerivative · entry 2 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,795.27 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:22 UTC |
Klevorn Marcy SDirector
|
GrantCommon Stock | 11 | $93.14 | $1,024.54 |
DisclosureSEC source: 0000073124-21-000011 · wf-form4_160988532876794.xml · nonDerivative · entry 1 Klevorn Marcy S · CIK 0001692367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,152.74 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:22 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 50.7 | $93.14 | $4,722.20 |
DisclosureSEC source: 0000073124-21-000010 · wf-form4_160988531203292.xml · nonDerivative · entry 2 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,650.56 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:21 UTC |
BYNOE LINDADirector
|
GrantCommon Stock | 27.72 | $93.14 | $2,581.84 |
DisclosureSEC source: 0000073124-21-000009 · wf-form4_160988529672157.xml · nonDerivative · entry 1 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,524.61 F1 · balance_after: Includes 23,524.61 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 14:51 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units | 37.22 | $93.14 | $3,466.67 |
DisclosureSEC source: 0001124194-21-000001 · primary_doc.xml · nonDerivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,734.89 F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:23 UTC |
Tribbett Charles ADirector
|
GrantCommon Stock | 295.25 | $93.14 | $27,499.59 |
DisclosureSEC source: 0000073124-21-000016 · wf-form4_160988541848082.xml · nonDerivative · entry 1 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,657.73 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:23 UTC |
Thompson DonaldDirector
|
GrantCommon Stock | 402.62 | $93.14 | $37,500.03 |
DisclosureSEC source: 0000073124-21-000015 · wf-form4_160988540041668.xml · nonDerivative · entry 1 Thompson Donald · CIK 0001374074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,791.32 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:22 UTC |
Richards Thomas EDirector
|
GrantCommon Stock | 375.78 | $93.14 | $35,000.15 |
DisclosureSEC source: 0000073124-21-000013 · wf-form4_160988536716094.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,185.59 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:22 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 295.25 | $93.14 | $27,499.59 |
DisclosureSEC source: 0000073124-21-000012 · wf-form4_160988534956383.xml · nonDerivative · entry 1 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,750.53 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:22 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 402.62 | $93.14 | $37,500.03 |
DisclosureSEC source: 0000073124-21-000010 · wf-form4_160988531203292.xml · nonDerivative · entry 1 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,599.86 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2020 Filed Feb 20, 2021 00:44 UTC Amendment |
Tribbett Charles ADirector
|
GrantCommon Stock | 348.94 | $93.14 | $32,500.27 |
DisclosureSEC source: 0000073124-21-000067 · wf-form4a_161378183477089.xml · nonDerivative · entry 1 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,711.42 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: On January 5, 2021, the reporting person filed a Form 4 which included an acquisition of 295.25 stock units on December 31, 2020. In fact, as reported in this amendment, the reporting person acquired 348.94 stock units on such date. As of January 1, 2021, the reporting person owned 27,758.14 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 18, 2020 Filed Oct 6, 2023 23:12 UTC |
Prado Becerra Jose LuisDirector
|
SaleCommon Stock | 1 | $91.78 | $91.78 |
DisclosureSEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 12 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust 2 Disclosed balance after: 20 Read SEC document |
| December 18, 2020 Filed Oct 6, 2023 23:12 UTC |
Prado Becerra Jose LuisDirector
|
SaleCommon Stock | 2 | $91.81 | $183.62 |
DisclosureSEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 11 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust 2 Disclosed balance after: 21 Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 23:45 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GiftCommon Stock | 622 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000281 · wf-form4_160816230919990.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · Gift Trust Disclosed balance after: 34,422 F1 · balance_after: On December 14, 2020, the reporting person's grantor retained annuity trust ("GRAT") distributed 6,478 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On December 15, 2020, the remaining 622 shares held by such GRAT were distributed to the reporting person's Gift Trust. Each distribution was made in accordance with the terms of the GRAT instrument. F2 · ownership.nature: The reporting person's spouse is trustee of this trust. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 23:45 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GiftCommon Stock | 622 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000281 · wf-form4_160816230919990.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · 2018 GRAT Disclosed balance after: 0 F1 · balance_after: On December 14, 2020, the reporting person's grantor retained annuity trust ("GRAT") distributed 6,478 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On December 15, 2020, the remaining 622 shares held by such GRAT were distributed to the reporting person's Gift Trust. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 23:45 UTC |
South Thomas AExecutive Vice President
|
GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000282 · wf-form4_160816232782843.xml · nonDerivative · entry 1 South Thomas A · CIK 0001751051 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,339 F1 · balance_after: Includes 12,247 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 23:25 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GiftCommon Stock | 33,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000278 · wf-form4_160772911574046.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · Gift Trust Disclosed balance after: 33,800 F1 · ownership.nature: The reporting person's spouse is trustee of this trust. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 23:25 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GiftCommon Stock | 33,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000278 · wf-form4_160772911574046.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 44,528 Read SEC document |
| December 07, 2020 Filed Dec 7, 2020 23:15 UTC |
St Clair JoyceExecutive Vice President
|
SaleCommon Stock | 10,000 | $94.24 | $942,400.00 |
DisclosureSEC source: 0000073124-20-000276 · wf-form4_160738290886711.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 28,774 F3 · price: Price reflects the weighted average sales price from $94.00 to $94.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:15 UTC |
St Clair JoyceExecutive Vice President
|
Tax withholdingCommon Stock | 261 | $93.31 | $24,353.91 |
DisclosureSEC source: 0000073124-20-000276 · wf-form4_160738290886711.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,580 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:15 UTC |
Parker TeresaExecutive Vice President
|
Tax withholdingCommon Stock | 488 | $93.31 | $45,535.28 |
DisclosureSEC source: 0000073124-20-000275 · wf-form4_160738289199041.xml · nonDerivative · entry 1 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,927 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 30,743 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:14 UTC |
Levy Susan CohenEVP, Gen Counsel & Corp Sec
|
Tax withholdingCommon Stock | 256 | $93.31 | $23,887.36 |
DisclosureSEC source: 0000073124-20-000274 · wf-form4_160738287408461.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,892 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 16,111 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Reflects the March 10, 2020 transfer of 43,806 shares of the Corporation's common stock into a newly created grantor retained annuity trust. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:14 UTC |
Gossett Mark CExecutive Vice President
|
Tax withholdingCommon Stock | 67 | $93.31 | $6,251.77 |
DisclosureSEC source: 0000073124-20-000273 · wf-form4_160738285546572.xml · nonDerivative · entry 1 Gossett Mark C · CIK 0001801431 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,550 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:14 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Tax withholdingCommon Stock | 364 | $93.31 | $33,964.84 |
DisclosureSEC source: 0000073124-20-000272 · wf-form4_160738283916790.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,341 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:13 UTC |
Cherecwich PeterPresident/C&IS
|
Tax withholdingCommon Stock | 345 | $93.31 | $32,191.95 |
DisclosureSEC source: 0000073124-20-000271 · wf-form4_160738282014963.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,458 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:13 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Tax withholdingCommon Stock | 823 | $93.31 | $76,794.13 |
DisclosureSEC source: 0000073124-20-000270 · wf-form4_160738280374956.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,397 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 19,479 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:51 UTC |
Allnutt Lauren EEVP & Controller
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 713 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-20-000262 · wf-form4_160686306191058.xml · derivative · entry 5 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 713 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:51 UTC |
Allnutt Lauren EEVP & Controller
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 573 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-20-000262 · wf-form4_160686306191058.xml · derivative · entry 4 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 573 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:51 UTC |
Allnutt Lauren EEVP & Controller
|
SaleCommon Stock | 1,286 | $95.37 | $122,645.82 |
DisclosureSEC source: 0000073124-20-000262 · wf-form4_160686306191058.xml · nonDerivative · entry 3 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,382 F2 · price: Price reflects the weighted average sales price from $95.35 to $95.41. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 1,266 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:51 UTC |
Allnutt Lauren EEVP & Controller
|
Exercise / conversionCommon Stock | 713 | $52.64 | $37,532.32 |
DisclosureSEC source: 0000073124-20-000262 · wf-form4_160686306191058.xml · nonDerivative · entry 2 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,266 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:51 UTC |
Allnutt Lauren EEVP & Controller
|
Exercise / conversionCommon Stock | 573 | $43.65 | $25,011.45 |
DisclosureSEC source: 0000073124-20-000262 · wf-form4_160686306191058.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,266 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 21:54 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
SaleCommon Stock | 1,100 | $97.29 | $107,019.00 |
DisclosureSEC source: 0000073124-20-000260 · wf-form4_160634123460396.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,220 F1 · price: Price reflects the weighted average sales price from $97.27 to $97.34. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 20,302 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 21:52 UTC |
Cherecwich PeterPresident/C&IS
|
SaleCommon Stock | 15,400 | $97.24 | $1,497,496.00 |
DisclosureSEC source: 0000073124-20-000258 · wf-form4_160634111324782.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,857 F1 · price: Price reflects the weighted average sales price from $97.10 to $97.45. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 23:09 UTC |
Parker TeresaExecutive Vice President
|
SaleCommon Stock | 2,289 | $94.26 | $215,761.14 |
DisclosureSEC source: 0000073124-20-000256 · wf-form4_160582737888993.xml · nonDerivative · entry 1 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,415 F1 · price: Price reflects the weighted average sales price from $94.17 to $94.53. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 31,231 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:48 UTC |
St Clair JoyceExecutive Vice President
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 22,992 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-20-000254 · wf-form4_160530771940011.xml · derivative · entry 9 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,992 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning February 16, 2017. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:48 UTC |
St Clair JoyceExecutive Vice President
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,162 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-20-000254 · wf-form4_160530771940011.xml · derivative · entry 8 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,162 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning February 10, 2015. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:48 UTC |
St Clair JoyceExecutive Vice President
|
SaleCommon Stock | 29,154 | $90.05 | $2,625,317.70 |
DisclosureSEC source: 0000073124-20-000254 · wf-form4_160530771940011.xml · nonDerivative · entry 3 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,841 F2 · price: Price reflects the weighted average sales price from $90.00 to $90.34. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 17,841 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:48 UTC |
St Clair JoyceExecutive Vice President
|
Exercise / conversionCommon Stock | 22,992 | $58.25 | $1,339,284.00 |
DisclosureSEC source: 0000073124-20-000254 · wf-form4_160530771940011.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 17,841 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:48 UTC |
St Clair JoyceExecutive Vice President
|
Exercise / conversionCommon Stock | 6,162 | $60.85 | $374,957.70 |
DisclosureSEC source: 0000073124-20-000254 · wf-form4_160530771940011.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 17,841 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 23:28 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 5,355 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-20-000251 · wf-form4_160522368684309.xml · derivative · entry 3 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,355 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning February 16, 2017. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 23:28 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
SaleCommon Stock | 5,355 | $91.55 | $490,250.25 |
DisclosureSEC source: 0000073124-20-000251 · wf-form4_160522368684309.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,320 F1 · balance_after: Includes 20,302 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 23:28 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 5,355 | $58.25 | $311,928.75 |
DisclosureSEC source: 0000073124-20-000251 · wf-form4_160522368684309.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 20,302 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:28 UTC |
FRADKIN STEVEN LPresident/Wealth Management
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OtherCommon Stock | 75,000 | $90.20 | $6,765,000.00 |
DisclosureSEC source: 0000073124-20-000252 · wf-form4_160522370922231.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 153,328 F1 · kind: On November 9, 2020, the reporting person withdrew the balance of the Issuer's stock, or 75,000 shares, from his 2020 Grantor Retained Annuity Trust (the "2020 GRAT"). In exchange for the shares, the reporting person contributed securities in the principal amount of $6,765,000 to the 2020 GRAT. The withdrawal of shares from the 2020 GRAT resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the 2020 GRAT and a corresponding increase in the number of shares the reporting person beneficially owns indirectly through his existing trust account. The withdrawal of shares from the 2020 GRAT constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:28 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
OtherCommon Stock | 75,000 | $90.20 | $6,765,000.00 |
DisclosureSEC source: 0000073124-20-000252 · wf-form4_160522370922231.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · 2020 GRAT Disclosed balance after: 0 F1 · kind: On November 9, 2020, the reporting person withdrew the balance of the Issuer's stock, or 75,000 shares, from his 2020 Grantor Retained Annuity Trust (the "2020 GRAT"). In exchange for the shares, the reporting person contributed securities in the principal amount of $6,765,000 to the 2020 GRAT. The withdrawal of shares from the 2020 GRAT resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the 2020 GRAT and a corresponding increase in the number of shares the reporting person beneficially owns indirectly through his existing trust account. The withdrawal of shares from the 2020 GRAT constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:00 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 7,117 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-20-000248 · wf-form4_160461720171385.xml · derivative · entry 9 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,117 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning February 11, 2014. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:00 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
SaleCommon Stock | 7,117 | $82.88 | $589,856.96 |
DisclosureSEC source: 0000073124-20-000248 · wf-form4_160461720171385.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,705 F2 · price: Price reflects the weighted average sales price from $82.85 to $82.93. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 41,705 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:00 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Exercise / conversionCommon Stock | 7,117 | $52.69 | $374,994.73 |
DisclosureSEC source: 0000073124-20-000248 · wf-form4_160461720171385.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 41,705 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 23:06 UTC |
SMITH DAVID BYRON JRDirector
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GiftCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000246 · wf-form4_160435837578048.xml · nonDerivative · entry 1 SMITH DAVID BYRON JR · CIK 0001478669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,994 F1 · balance_after: On October 29, 2020, a trust in which the reporting person has a partial direct pecuniary interest distributed 10,400 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,300 shares were distributed to the reporting person. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:39 UTC |
Tribbett Charles ADirector
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GrantCommon Stock | 52.8 | $77.05 | $4,068.24 |
DisclosureSEC source: 0000073124-20-000236 · wf-form4_160167472921755.xml · nonDerivative · entry 2 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,362.48 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.