Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2021 Filed Dec 8, 2021 00:18 UTC
Levy Susan CohenEVP and General Counsel
Tax withholdingCommon Stock 255 $117.38 $29,931.90
Disclosure

SEC source: 0000073124-21-000293 · wf-form4_163892272469415.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,385

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Includes 15,350 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects the March 11, 2021 distribution of 14,769 shares from the reporting person's grantor retained annuity trust ("GRAT") to the reporting person as an annuity payment in accordance with the terms of the GRAT instrument.

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December 03, 2021 Filed Dec 8, 2021 00:18 UTC
Gossett Mark CExecutive Vice President
Tax withholdingCommon Stock 222 $117.38 $26,058.36
Disclosure

SEC source: 0000073124-21-000292 · wf-form4_163892270689144.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,282

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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December 03, 2021 Filed Dec 8, 2021 00:18 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 379 $117.38 $44,487.02
Disclosure

SEC source: 0000073124-21-000291 · wf-form4_163892268815469.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,962

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:18 UTC
Cherecwich PeterPresident/C&IS
Tax withholdingCommon Stock 357 $117.38 $41,904.66
Disclosure

SEC source: 0000073124-21-000290 · wf-form4_163892266971026.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,001

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:52 UTC
FRADKIN STEVEN LPresident/Wealth Management
OtherCommon Stock 64,000 $125.68 $8,043,520.00
Disclosure

SEC source: 0000073124-21-000282 · wf-form4_163718954242575.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 120,435

F1 · kind: On November 15, 2021, the reporting person withdrew 64,000 shares of the Issuer's stock from his 2020 Grantor Retained Annuity Trust (the "2020 GRAT"). In exchange for the shares, the reporting person contributed securities in the principal amount of $8,043,520 to the 2020 GRAT. The withdrawal of shares from the 2020 GRAT resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the 2020 GRAT and a corresponding increase in the number of shares the reporting person beneficially owns indirectly through his existing trust account. The withdrawal of shares from the 2020 GRAT constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

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November 15, 2021 Filed Nov 17, 2021 22:52 UTC
FRADKIN STEVEN LPresident/Wealth Management
OtherCommon Stock 64,000 $125.68 $8,043,520.00
Disclosure

SEC source: 0000073124-21-000282 · wf-form4_163718954242575.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Indirect · 2020 GRAT

Disclosed balance after: 11,000

F1 · kind: On November 15, 2021, the reporting person withdrew 64,000 shares of the Issuer's stock from his 2020 Grantor Retained Annuity Trust (the "2020 GRAT"). In exchange for the shares, the reporting person contributed securities in the principal amount of $8,043,520 to the 2020 GRAT. The withdrawal of shares from the 2020 GRAT resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the 2020 GRAT and a corresponding increase in the number of shares the reporting person beneficially owns indirectly through his existing trust account. The withdrawal of shares from the 2020 GRAT constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

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November 03, 2021 Filed Nov 5, 2021 21:48 UTC
St Clair JoyceExecutive Vice President
SaleCommon Stock 9,395 $125.00 $1,174,375.00
Disclosure

SEC source: 0000073124-21-000280 · wf-form4_163614888049415.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 31,652

F1 · price: Price reflects the weighted average sales price from $125.00 to $125.03. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

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November 02, 2021 Filed Dec 7, 2023 23:39 UTC
Cherecwich PeterPresident/Asset Servicing
PurchaseCommon Stock 1 $123.78 $123.78
Disclosure

SEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 4

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Trust

Disclosed balance after: 9

Read SEC document
October 29, 2021 Filed Oct 29, 2021 22:05 UTC GiftCommon Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000278 · wf-form4_163554509862572.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,314

F1 · balance_after: On October 29, 2021, a trust in which the reporting person has a partial direct pecuniary interest distributed 13,200 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,650 shares were distributed to the reporting person.

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October 29, 2021 Filed Oct 6, 2023 23:12 UTC PurchaseCommon Stock 1 $123.54 $123.54
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 20

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 18

Read SEC document
October 22, 2021 Filed Oct 26, 2021 21:29 UTC
Parker TeresaExecutive Vice President
SaleCommon Stock 4,000 $125.22 $500,880.00
Disclosure

SEC source: 0000073124-21-000276 · wf-form4_163528374224583.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,052

F1 · price: Price reflects the weighted average sales price from $125.21 to $125.31. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 38,178 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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October 22, 2021 Filed Oct 26, 2021 21:28 UTC
Cherecwich PeterPresident/C&IS
SaleCommon Stock 8,347 $126.24 $1,053,725.28
Disclosure

SEC source: 0000073124-21-000275 · wf-form4_163528368128159.xml · nonDerivative · entry 2

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Indirect · 2020 GRAT

Disclosed balance after: 0

Read SEC document
October 22, 2021 Filed Oct 26, 2021 21:28 UTC
Cherecwich PeterPresident/C&IS
SaleCommon Stock 3,568 $126.25 $450,460.00
Disclosure

SEC source: 0000073124-21-000275 · wf-form4_163528368128159.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Indirect · 2019 GRAT

Disclosed balance after: 0

F1 · price: Price reflects the weighted average sales price from $126.24 to $126.35. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 23:23 UTC GrantCommon Stock 57.83 $109.23 $6,316.77
Disclosure

SEC source: 0000073124-21-000265 · wf-form4_163338980551198.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,011.6

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects a correction to the number of stock units granted on July 1, 2021, previously reported on a Form 4 filed July 2, 2021. The actual number of shares granted in such transaction was 52.28, rather than the 50.42 originally reported.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 23:23 UTC GrantCommon Stock 63.32 $109.23 $6,916.44
Disclosure

SEC source: 0000073124-21-000264 · wf-form4_163338978207477.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,129.43

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 23:22 UTC GrantCommon Stock 26.27 $109.23 $2,869.47
Disclosure

SEC source: 0000073124-21-000263 · wf-form4_163338975979123.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,112.69

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 23:22 UTC GrantCommon Stock 55.17 $109.23 $6,026.22
Disclosure

SEC source: 0000073124-21-000261 · wf-form4_163338972551558.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,904.53

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 23:22 UTC GrantCommon Stock 58.11 $109.23 $6,347.36
Disclosure

SEC source: 0000073124-21-000262 · wf-form4_163338974228037.xml · nonDerivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,434.65

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 23:22 UTC GrantCommon Stock 20.68 $109.23 $2,258.88
Disclosure

SEC source: 0000073124-21-000260 · wf-form4_163338970509210.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,410.27

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 23:21 UTC GrantCommon Stock 62.51 $109.23 $6,827.97
Disclosure

SEC source: 0000073124-21-000259 · wf-form4_163338967700971.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,122.35

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 23:21 UTC
BYNOE LINDADirector
GrantCommon Stock 35.23 $109.23 $3,848.17
Disclosure

SEC source: 0000073124-21-000258 · wf-form4_163338965025212.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,825.13

F1 · balance_after: Includes 24,825.13 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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October 01, 2021 Filed Oct 5, 2021 15:41 UTC
CROWN SUSANDirector
GrantCommon Stock Units 43.5 $109.23 $4,751.51
Disclosure

SEC source: 0001124194-21-000006 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,059.83

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

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September 30, 2021 Filed Oct 4, 2021 23:23 UTC GrantCommon Stock 301.46 $107.81 $32,500.40
Disclosure

SEC source: 0000073124-21-000265 · wf-form4_163338980551198.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,953.77

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects a correction to the number of stock units granted on July 1, 2021, previously reported on a Form 4 filed July 2, 2021. The actual number of shares granted in such transaction was 52.28, rather than the 50.42 originally reported.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 23:23 UTC GrantCommon Stock 278.27 $107.81 $30,000.29
Disclosure

SEC source: 0000073124-21-000264 · wf-form4_163338978207477.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,066.11

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 23:22 UTC GrantCommon Stock 255.08 $107.81 $27,500.17
Disclosure

SEC source: 0000073124-21-000261 · wf-form4_163338972551558.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,849.36

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 23:22 UTC GrantCommon Stock 255.08 $107.81 $27,500.17
Disclosure

SEC source: 0000073124-21-000262 · wf-form4_163338974228037.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,376.54

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 23:21 UTC GrantCommon Stock 371.02 $107.81 $39,999.67
Disclosure

SEC source: 0000073124-21-000259 · wf-form4_163338967700971.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,059.84

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 27, 2021 Filed Oct 6, 2023 23:12 UTC SaleCommon Stock 8 $112.55 $900.40
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 19

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 17

Read SEC document
September 13, 2021 Filed Oct 6, 2023 23:12 UTC SaleCommon Stock 2 $94.95 $189.90
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 18

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 25

Read SEC document
September 10, 2021 Filed Oct 6, 2023 23:12 UTC PurchaseCommon Stock 1 $113.17 $113.17
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 17

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 3

Disclosed balance after: 11

Read SEC document
September 10, 2021 Filed Oct 6, 2023 23:12 UTC PurchaseCommon Stock 5 $113.17 $565.85
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 16

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 27

Read SEC document
August 23, 2021 Filed Aug 25, 2021 21:31 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 612 $115.62 $70,759.44
Disclosure

SEC source: 0000073124-21-000249 · wf-form4_162992707521247.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,052

F1 · balance_after: Reflects 612 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,359 previously reported stock units. The remaining 747 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 40,390 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 21:32 UTC
St Clair JoyceExecutive Vice President
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 26,132 $0.00 Strike: $88.06 $0.00
Disclosure

SEC source: 0000073124-21-000247 · wf-form4_162889027805122.xml · derivative · entry 7

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,132 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 21, 2018.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 21:32 UTC
St Clair JoyceExecutive Vice President
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 23,739 $0.00 Strike: $70.21 $0.00
Disclosure

SEC source: 0000073124-21-000247 · wf-form4_162889027805122.xml · derivative · entry 6

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,739 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 17, 2016.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 21:32 UTC
St Clair JoyceExecutive Vice President
GiftCommon Stock 3,192 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000247 · wf-form4_162889027805122.xml · nonDerivative · entry 4

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 41,047

Read SEC document
August 11, 2021 Filed Aug 13, 2021 21:32 UTC
St Clair JoyceExecutive Vice President
SaleCommon Stock 49,871 $116.00 $5,785,036.00
Disclosure

SEC source: 0000073124-21-000247 · wf-form4_162889027805122.xml · nonDerivative · entry 3

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,414

F1 · balance_after: Includes 16,414 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 21:32 UTC
St Clair JoyceExecutive Vice President
Exercise / conversionCommon Stock 26,132 $88.06 $2,301,183.92
Disclosure

SEC source: 0000073124-21-000247 · wf-form4_162889027805122.xml · nonDerivative · entry 2

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 16,414 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 21:32 UTC
St Clair JoyceExecutive Vice President
Exercise / conversionCommon Stock 23,739 $70.21 $1,666,715.19
Disclosure

SEC source: 0000073124-21-000247 · wf-form4_162889027805122.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 16,414 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 22:26 UTC GiftCommon Stock 1,780 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000244 · wf-form4_162794315539476.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 24,664

F1 · balance_after: On July 30, 2021, a trust in which the reporting person has a partial direct pecuniary interest distributed 14,240 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,780 shares were distributed to the reporting person.

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July 28, 2021 Filed Aug 2, 2021 22:26 UTC
South Thomas AExecutive Vice President
GiftCommon Stock 444 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000245 · wf-form4_162794317154782.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,609

F1 · balance_after: Includes 13,636 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 21:45 UTC
Thomas Shundrawn APresident / Asset Management
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 5,000 $0.00 Strike: $58.25 $0.00
Disclosure

SEC source: 0000073124-21-000241 · wf-form4_162750872003441.xml · derivative · entry 3

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning February 16, 2017.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 21:45 UTC
Thomas Shundrawn APresident / Asset Management
SaleCommon Stock 5,000 $112.47 $562,350.00
Disclosure

SEC source: 0000073124-21-000241 · wf-form4_162750872003441.xml · nonDerivative · entry 2

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,662

F2 · price: Price reflects the weighted average sales price from $112.47 to $112.48. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 21:45 UTC
Thomas Shundrawn APresident / Asset Management
Exercise / conversionCommon Stock 5,000 $58.25 $291,250.00
Disclosure

SEC source: 0000073124-21-000241 · wf-form4_162750872003441.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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July 01, 2021 Filed Jul 2, 2021 22:29 UTC GrantCommon Stock 50.42 $116.32 $5,864.85
Disclosure

SEC source: 0000073124-21-000230 · wf-form4_162526498743588.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,650.45

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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July 01, 2021 Filed Jul 2, 2021 22:29 UTC GrantCommon Stock 24.51 $116.32 $2,851.00
Disclosure

SEC source: 0000073124-21-000228 · wf-form4_162526495525562.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,086.42

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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July 01, 2021 Filed Jul 2, 2021 22:29 UTC GrantCommon Stock 57.46 $116.32 $6,683.75
Disclosure

SEC source: 0000073124-21-000229 · wf-form4_162526497139222.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,787.84

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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July 01, 2021 Filed Jul 2, 2021 22:29 UTC GrantCommon Stock 52.71 $116.32 $6,131.23
Disclosure

SEC source: 0000073124-21-000227 · wf-form4_162526493799938.xml · nonDerivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,121.46

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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July 01, 2021 Filed Jul 2, 2021 22:28 UTC GrantCommon Stock 50.04 $116.32 $5,820.65
Disclosure

SEC source: 0000073124-21-000226 · wf-form4_162526492374808.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,594.28

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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July 01, 2021 Filed Jul 2, 2021 22:28 UTC GrantCommon Stock 19.3 $116.32 $2,244.98
Disclosure

SEC source: 0000073124-21-000225 · wf-form4_162526490596745.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,389.59

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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July 01, 2021 Filed Jul 2, 2021 22:28 UTC
BYNOE LINDADirector
GrantCommon Stock 32.88 $116.32 $3,824.60
Disclosure

SEC source: 0000073124-21-000223 · wf-form4_162526487009901.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,789.9

F1 · balance_after: Includes 24,789.90 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.