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Nasdaq · USD

NTNX

Nutanix, Inc.

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3296
SEC CIK
0001618732
Parsed reports
638

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202607

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2017 Filed Mar 24, 2017 17:30 UTC
Ting HowardChief Marketing Officer
OtherEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000014 · wf-form4_149039102687872.xml · derivative · entry 8

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires 2024-05-19

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:30 UTC
Ting HowardChief Marketing Officer
OtherEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000014 · wf-form4_149039102687872.xml · derivative · entry 7

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 200,000 shares

Expires 2024-05-19

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:30 UTC
Ting HowardChief Marketing Officer
OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000014 · wf-form4_149039102687872.xml · derivative · entry 6

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Class A Common Stock · 300,000 shares

Expires 2022-11-15

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 1, 2013 and 1/48th of the shares vest monthly thereafter.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:30 UTC
Ting HowardChief Marketing Officer
OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000014 · wf-form4_149039102687872.xml · derivative · entry 5

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 300,000 shares

Expires 2022-11-15

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 1, 2013 and 1/48th of the shares vest monthly thereafter.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:30 UTC
Ting HowardChief Marketing Officer
OtherEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.05 $0.00
Disclosure

SEC source: 0001618732-17-000014 · wf-form4_149039102687872.xml · derivative · entry 4

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2021-04-13

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:30 UTC
Ting HowardChief Marketing Officer
OtherEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.05 $0.00
Disclosure

SEC source: 0001618732-17-000014 · wf-form4_149039102687872.xml · derivative · entry 3

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 10,000 shares

Expires 2021-04-13

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:30 UTC
Ting HowardChief Marketing Officer
OtherClass B Common Stock · Derivative 365,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000014 · wf-form4_149039102687872.xml · derivative · entry 2

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 365,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:30 UTC
Ting HowardChief Marketing Officer
OtherClass A Common Stock 365,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001618732-17-000014 · wf-form4_149039102687872.xml · nonDerivative · entry 1

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,000

F1 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:32 UTC
Williams DustonChief Financial Officer
OtherRestricted Stock Units · Derivative 505,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000016 · wf-form4_149039115289087.xml · derivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,000

Underlying: Class A Common Stock · 505,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock.

F3 · derivative.exercise_date: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018.

F3 · derivative.expiration_date: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:32 UTC
Williams DustonChief Financial Officer
OtherRestricted Stock Units · Derivative 505,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000016 · wf-form4_149039115289087.xml · derivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 505,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock.

F3 · derivative.exercise_date: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018.

F3 · derivative.expiration_date: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:28 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
OtherRestricted Stock Units · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 8

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Class A Common Stock · 70,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F6 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock.

F7 · derivative.exercise_date: On April 28, 2017, 13,125 RSUs vest and become issuable and an additional (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018.

F7 · derivative.expiration_date: On April 28, 2017, 13,125 RSUs vest and become issuable and an additional (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:28 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
OtherRestricted Stock Units · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 7

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 70,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F6 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock.

F7 · derivative.exercise_date: On April 28, 2017, 13,125 RSUs vest and become issuable and an additional (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018.

F7 · derivative.expiration_date: On April 28, 2017, 13,125 RSUs vest and become issuable and an additional (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:28 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
OtherEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 6

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2024-05-19

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:28 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
OtherEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 5

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 100,000 shares

Expires 2024-05-19

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:28 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
OtherEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 4

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2023-06-07

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 29, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:28 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
OtherEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 100,000 shares

Expires 2023-06-07

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 29, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:28 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
OtherClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:28 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
OtherClass A Common Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

Read SEC document
March 15, 2017 Filed Mar 31, 2017 06:10 UTC
Eggers Barry10% owner
Nieh Peter10% owner
ConversionClass B Common Stock · Derivative 3,612,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-020512 · a4.xml · derivative · entry 19

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 14,449,498

Underlying: Class A Common Stock · 3,612,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F4 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").

F5 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

Read SEC document
March 15, 2017 Filed Mar 31, 2017 06:10 UTC
Eggers Barry10% owner
Nieh Peter10% owner
ConversionClass A Common Stock 3,612,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 2

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P.

Disclosed balance after: 3,612,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F4 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").

F5 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

Read SEC document
March 15, 2017 Filed Mar 31, 2017 10:11 UTC
Mhatre RaviDirector · 10% owner
ConversionClass B Common Stock · Derivative 3,612,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-020515 · a4.xml · derivative · entry 12

Mhatre Ravi · CIK 0001366050 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 14,449,498

Underlying: Class A Common Stock · 3,612,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F4 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").

F5 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

Read SEC document
March 15, 2017 Filed Mar 31, 2017 10:11 UTC
Mhatre RaviDirector · 10% owner
ConversionClass A Common Stock 3,612,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-020515 · a4.xml · nonDerivative · entry 2

Mhatre Ravi · CIK 0001366050 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P.

Disclosed balance after: 3,612,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F4 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").

F5 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

Read SEC document
February 27, 2017 Filed Mar 31, 2017 06:10 UTC
Eggers Barry10% owner
Nieh Peter10% owner
ConversionClass B Common Stock · Derivative 10,352,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-020512 · a4.xml · derivative · entry 18

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,352,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII").

F3 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

Read SEC document
February 27, 2017 Filed Mar 31, 2017 06:10 UTC
Eggers Barry10% owner
Nieh Peter10% owner
ConversionClass A Common Stock 10,352,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 1

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VII, L.P.

Disclosed balance after: 10,352,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII").

F3 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

Read SEC document
February 27, 2017 Filed Mar 31, 2017 10:11 UTC
Mhatre RaviDirector · 10% owner
ConversionClass B Common Stock · Derivative 10,352,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-020515 · a4.xml · derivative · entry 11

Mhatre Ravi · CIK 0001366050 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,352,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII").

F3 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

Read SEC document
February 27, 2017 Filed Mar 31, 2017 10:11 UTC
Mhatre RaviDirector · 10% owner
ConversionClass A Common Stock 10,352,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-020515 · a4.xml · nonDerivative · entry 1

Mhatre Ravi · CIK 0001366050 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VII, L.P.

Disclosed balance after: 10,352,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII").

F3 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 22:04 UTC PurchaseClass A Common Stock, $0.000025 par value per share 112,693 $27.64 $3,115,059.91
Disclosure

SEC source: 0001144204-16-130356 · v451664_4.xml · nonDerivative · entry 4

CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,612,700

Read SEC document
October 27, 2016 Filed Oct 28, 2016 22:04 UTC PurchaseClass A Common Stock, $0.000025 par value per share 55,800 $27.76 $1,548,851.76
Disclosure

SEC source: 0001144204-16-130356 · v451664_4.xml · nonDerivative · entry 3

CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,007

Read SEC document
October 27, 2016 Filed Oct 28, 2016 22:04 UTC PurchaseClass A Common Stock, $0.000025 par value per share 233,400 $27.97 $6,527,824.56
Disclosure

SEC source: 0001144204-16-130356 · v451664_4.xml · nonDerivative · entry 2

CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,444,207

Read SEC document
October 27, 2016 Filed Oct 28, 2016 22:04 UTC PurchaseClass A Common Stock, $0.000025 par value per share 182,200 $28.76 $5,240,491.06
Disclosure

SEC source: 0001144204-16-130356 · v451664_4.xml · nonDerivative · entry 1

CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210,807

Read SEC document
October 26, 2016 Filed Oct 28, 2016 22:01 UTC PurchaseClass A Common Stock, $0.000025 par value per share 83,200 $29.00 $2,412,708.48
Disclosure

SEC source: 0001144204-16-130354 · v451663_4.xml · nonDerivative · entry 2

CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,028,607

Read SEC document
October 26, 2016 Filed Oct 28, 2016 22:01 UTC PurchaseClass A Common Stock, $0.000025 par value per share 21,000 $28.80 $604,894.50
Disclosure

SEC source: 0001144204-16-130354 · v451663_4.xml · nonDerivative · entry 1

CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,945,407

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:44 UTC
KHOSLA VINOD10% owner
OtherClass B Common Stock · Derivative 797,640 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031312 · doc4.xml · derivative · entry 12

Khosla Ventures IV, L.P. · CIK 0001521016 · 10% owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · 10% owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 797,640

Underlying: Class A Common Stock · 797,640 shares

Expires not disclosed

F6 · derivative.exercise_price: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7.

F6 · kind: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7.

F7 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F7 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F5 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:44 UTC
KHOSLA VINOD10% owner
OtherClass B Common Stock · Derivative 12,476,420 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031312 · doc4.xml · derivative · entry 11

Khosla Ventures IV, L.P. · CIK 0001521016 · 10% owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · 10% owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,476,420

Underlying: Class A Common Stock · 12,476,420 shares

Expires not disclosed

F6 · derivative.exercise_price: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7.

F6 · kind: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7.

F7 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F7 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F4 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:44 UTC
KHOSLA VINOD10% owner
ConversionSeries D Convertible Preferred Stock · Derivative 41,223 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031312 · doc4.xml · derivative · entry 10

Khosla Ventures IV, L.P. · CIK 0001521016 · 10% owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · 10% owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 41,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F3 · derivative.exercise_date: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F3 · derivative.expiration_date: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F5 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:44 UTC
KHOSLA VINOD10% owner
ConversionSeries D Convertible Preferred Stock · Derivative 644,789 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031312 · doc4.xml · derivative · entry 9

Khosla Ventures IV, L.P. · CIK 0001521016 · 10% owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · 10% owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 644,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F3 · derivative.exercise_date: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F3 · derivative.expiration_date: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F4 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:44 UTC
KHOSLA VINOD10% owner
ConversionSeries C Convertible Preferred Stock · Derivative 125,922 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031312 · doc4.xml · derivative · entry 8

Khosla Ventures IV, L.P. · CIK 0001521016 · 10% owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · 10% owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 125,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F2 · derivative.exercise_date: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F2 · derivative.expiration_date: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F5 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:44 UTC
KHOSLA VINOD10% owner
ConversionSeries C Convertible Preferred Stock · Derivative 1,969,635 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031312 · doc4.xml · derivative · entry 7

Khosla Ventures IV, L.P. · CIK 0001521016 · 10% owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · 10% owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,969,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F2 · derivative.exercise_date: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F2 · derivative.expiration_date: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F4 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:44 UTC
KHOSLA VINOD10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 630,495 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031312 · doc4.xml · derivative · entry 6

Khosla Ventures IV, L.P. · CIK 0001521016 · 10% owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · 10% owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 630,495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date.

F1 · derivative.exercise_date: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date.

F1 · derivative.expiration_date: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date.

F5 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:44 UTC
KHOSLA VINOD10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 9,861,996 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031312 · doc4.xml · derivative · entry 5

Khosla Ventures IV, L.P. · CIK 0001521016 · 10% owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · 10% owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 9,861,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date.

F1 · derivative.exercise_date: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date.

F1 · derivative.expiration_date: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date.

F4 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

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October 05, 2016 Filed Oct 6, 2016 00:44 UTC
KHOSLA VINOD10% owner
OtherCommon Stock 797,640 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031312 · doc4.xml · nonDerivative · entry 4

Khosla Ventures IV, L.P. · CIK 0001521016 · 10% owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · 10% owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F6 · kind: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7.

F6 · price: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7.

F5 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

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October 05, 2016 Filed Oct 6, 2016 00:44 UTC
KHOSLA VINOD10% owner
OtherCommon Stock 12,476,420 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031312 · doc4.xml · nonDerivative · entry 3

Khosla Ventures IV, L.P. · CIK 0001521016 · 10% owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · 10% owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F6 · kind: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7.

F6 · price: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

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October 05, 2016 Filed Oct 6, 2016 00:44 UTC
KHOSLA VINOD10% owner
ConversionCommon Stock 797,640 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031312 · doc4.xml · nonDerivative · entry 2

Khosla Ventures IV, L.P. · CIK 0001521016 · 10% owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · 10% owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 797,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date.

F2 · price: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F3 · price: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F5 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 00:44 UTC
KHOSLA VINOD10% owner
ConversionCommon Stock 12,476,420 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031312 · doc4.xml · nonDerivative · entry 1

Khosla Ventures IV, L.P. · CIK 0001521016 · 10% owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · 10% owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · 10% owner

VK Services, LLC · CIK 0001501927 · 10% owner

KHOSLA VINOD · CIK 0001032453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,476,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date.

F2 · price: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F3 · price: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

F4 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

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October 05, 2016 Filed Oct 5, 2016 20:32 UTC
Sangster DavidEVP, Operations
OtherRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 12

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class B Common Stock · 150,000 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F8 · derivative.exercise_date: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.

F8 · derivative.expiration_date: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC
Sangster DavidEVP, Operations
OtherRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 11

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F8 · derivative.exercise_date: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.

F8 · derivative.expiration_date: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC
Sangster DavidEVP, Operations
OtherEmployee Stock Option (right to buy) · Derivative 380,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 10

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,000

Underlying: Class B Common Stock · 380,000 shares

Expires 2024-05-19

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC
Sangster DavidEVP, Operations
OtherEmployee Stock Option (right to buy) · Derivative 380,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 9

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 380,000 shares

Expires 2024-05-19

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC
Sangster DavidEVP, Operations
OtherEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 8

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class B Common Stock · 50,000 shares

Expires 2023-07-16

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC
Sangster DavidEVP, Operations
OtherEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 7

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-07-16

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.