NTAP

SEC source: 0001614094-21-000070 · edgardoc.xml · derivative · entry 2

Schenkel Scott F. · CIK 0001645504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F2 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

SEC source: 0001614094-21-000070 · edgardoc.xml · nonDerivative · entry 1

Schenkel Scott F. · CIK 0001645504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001614094-21-000069 · edgardoc.xml · derivative · entry 2

Palin Carrie · CIK 0001754302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 4, 2021, the reporting person was granted 1,867 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F2 · derivative.expiration_date: On February 4, 2021, the reporting person was granted 1,867 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

SEC source: 0001614094-21-000069 · edgardoc.xml · nonDerivative · entry 1

Palin Carrie · CIK 0001754302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001614094-21-000067 · edgardoc.xml · derivative · entry 2

KERR DEBORAH · CIK 0001258989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,456

Underlying: Common Stock · 5,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F2 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

SEC source: 0001614094-21-000067 · edgardoc.xml · nonDerivative · entry 1

KERR DEBORAH · CIK 0001258989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001614094-21-000068 · edgardoc.xml · derivative · entry 2

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 9, 2020, the reporting person was granted 7,324 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date

F3 · derivative.expiration_date: On September 9, 2020, the reporting person was granted 7,324 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date

SEC source: 0001614094-21-000068 · edgardoc.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held in trust by T. Michael Nevens and Yvonne Nevens, as Trustees of the Nevens Family 1997 Trust UAD 8/16/1997.

SEC source: 0001614094-21-000066 · edgardoc.xml · derivative · entry 2

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F2 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

SEC source: 0001614094-21-000066 · edgardoc.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 39,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001614094-21-000065 · edgardoc.xml · derivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,176

Underlying: Common Stock · 5,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F2 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

SEC source: 0001614094-21-000065 · edgardoc.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001614094-21-000064 · edgardoc.xml · derivative · entry 2

Ahuja Deepak · CIK 0001494732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F2 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

SEC source: 0001614094-21-000064 · edgardoc.xml · nonDerivative · entry 1

Ahuja Deepak · CIK 0001494732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001614094-21-000055 · edgardoc.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,576

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2021.

SEC source: 0001614094-21-000053 · edgardoc.xml · derivative · entry 9

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,537

Underlying: Common Stock · 11,525 shares

Expires 2027-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 57,622 restricted stock units, with 80% vesting on December 31, 2020, and the remaining 20% vesting on August 15, 2021, subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000053 · edgardoc.xml · derivative · entry 8

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,062

Underlying: Common Stock · 29,963 shares

Expires 2027-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 59,927 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000053 · edgardoc.xml · derivative · entry 7

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,025

Underlying: Common Stock · 34,573 shares

Expires 2027-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 69,146 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000053 · edgardoc.xml · nonDerivative · entry 6

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,507

SEC source: 0001614094-21-000053 · edgardoc.xml · nonDerivative · entry 5

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.

SEC source: 0001614094-21-000053 · edgardoc.xml · nonDerivative · entry 4

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,748

SEC source: 0001614094-21-000053 · edgardoc.xml · nonDerivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.

SEC source: 0001614094-21-000053 · edgardoc.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,976

SEC source: 0001614094-21-000053 · edgardoc.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.

SEC source: 0001614094-21-000047 · edgardoc.xml · derivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,700

Underlying: Common Stock · 35,700 shares

Expires 2028-07-01

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000050 · edgardoc.xml · derivative · entry 1

Parks Robert · CIK 0001707662 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2028-07-01

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 6,000 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000049 · edgardoc.xml · derivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,100

Underlying: Common Stock · 36,100 shares

Expires 2028-07-01

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000048 · edgardoc.xml · derivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,300

Underlying: Common Stock · 14,300 shares

Expires 2028-07-01

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 14,300 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000046 · edgardoc.xml · derivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2028-07-01

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 23,000 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000045 · edgardoc.xml · derivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,400

Underlying: Common Stock · 20,400 shares

Expires 2028-07-01

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 20,400 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000051 · edgardoc.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,760

SEC source: 0001614094-21-000037 · edgardoc.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,700

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2021.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $82.51 to $83.16. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001614094-21-000033 · edgardoc.xml · nonDerivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,700

SEC source: 0001614094-21-000033 · edgardoc.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,454

F2 · kind: Represents the settlement of performance share units originally granted on August 17, 2020.

F3 · price: Performance stock units convert into stock on a one-for-one basis.

SEC source: 0001614094-21-000035 · edgardoc.xml · derivative · entry 16

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,625

Underlying: Common Stock · 13,875 shares

Expires 2027-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 55,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000035 · edgardoc.xml · derivative · entry 15

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 9,250 shares

Expires 2026-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 37,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000035 · edgardoc.xml · derivative · entry 14

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2025-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 34,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000035 · edgardoc.xml · derivative · entry 13

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,250 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

SEC source: 0001614094-21-000035 · edgardoc.xml · nonDerivative · entry 12

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,826

SEC source: 0001614094-21-000035 · edgardoc.xml · nonDerivative · entry 11

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,645

F3 · kind: Represents the settlement of AOI performance share units originally granted on June 4, 2018.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

SEC source: 0001614094-21-000035 · edgardoc.xml · nonDerivative · entry 10

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,823

SEC source: 0001614094-21-000035 · edgardoc.xml · nonDerivative · entry 9

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,694

F1 · kind: Represents the settlement of TSR performance share units originally granted on June 4, 2018.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

SEC source: 0001614094-21-000035 · edgardoc.xml · nonDerivative · entry 8

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,632

SEC source: 0001614094-21-000035 · edgardoc.xml · nonDerivative · entry 7

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001614094-21-000035 · edgardoc.xml · nonDerivative · entry 6

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,636

SEC source: 0001614094-21-000035 · edgardoc.xml · nonDerivative · entry 5

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001614094-21-000035 · edgardoc.xml · nonDerivative · entry 4

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,972

SEC source: 0001614094-21-000035 · edgardoc.xml · nonDerivative · entry 3

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001614094-21-000035 · edgardoc.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,686

SEC source: 0001614094-21-000035 · edgardoc.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.