Last 12 months
Inside the activity.
5 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2019 Filed Jun 11, 2019 21:50 UTC |
Klein Mark DDirector · CEO and President
|
PurchaseCommon Stock | 20,993 | $6.46 | $135,614.78 |
DisclosureSEC source: 0001144204-19-030607 · tv523436_4.xml · nonDerivative · entry 1 Klein Mark D · CIK 0001322402 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.38 to $6.53, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 16:41 UTC |
LOTT RONALD M.Director
|
PurchaseCommon Stock | 100 | $5.67 | $566.68 |
DisclosureSEC source: 0001144204-18-066191 · tv509905_form4.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| June 19, 2018 Filed Jun 19, 2018 21:55 UTC |
Moe Michael T.Director
|
PurchaseCommon Stock | 692 | $7.22 | $4,996.24 |
DisclosureSEC source: 0001144204-18-034861 · tv496804_form4.xml · nonDerivative · entry 1 Moe Michael T. · CIK 0001517808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,571.618 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018 Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 00:58 UTC |
Moe Michael T.Director
|
PurchaseCommon Stock | 736 | $6.79 | $4,993.83 |
DisclosureSEC source: 0001144204-18-033972 · tv496395_4.xml · nonDerivative · entry 1 Moe Michael T. · CIK 0001517808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,879.618 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018 Read SEC document |
| May 11, 2018 Filed May 14, 2018 16:15 UTC |
POTTRUCK DAVID SDirector
|
PurchaseCommon Stock | 15,000 | $6.85 | $102,709.50 |
DisclosureSEC source: 0001144204-18-028192 · tv494005_form4.xml · nonDerivative · entry 1 POTTRUCK DAVID S · CIK 0001185987 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through David S Pottruck Revocable Trust Disclosed balance after: 25,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.73 to $6.935 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:24 UTC |
Moe Michael T.Director · Executive Chairman
|
PurchaseCommon Stock | 789 | $6.33 | $4,994.37 |
DisclosureSEC source: 0001144204-17-060678 · tv488120_4.xml · nonDerivative · entry 1 Moe Michael T. · CIK 0001517808 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,143.618 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2017. Read SEC document |
| October 20, 2017 Filed Oct 20, 2017 21:57 UTC |
Moe Michael T.Director · Executive Chairman
|
PurchaseCommon Stock | 847 | $5.90 | $4,997.64 |
DisclosureSEC source: 0001144204-17-053501 · tv477438_4.xml · nonDerivative · entry 1 Moe Michael T. · CIK 0001517808 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,354.618 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2017. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.88 to $5.91, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 20:24 UTC |
Klein Mark DDirector · CEO
|
PurchaseCommon Stock | 10,000 | $5.02 | $50,212.00 |
DisclosureSEC source: 0001144204-17-050398 · v476022_form4.xml · nonDerivative · entry 1 Klein Mark D · CIK 0001322402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,340 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2017. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.98 to $5.05 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 20:20 UTC |
Klein Mark DDirector · CEO
|
PurchaseCommon Stock | 10,000 | $5.36 | $53,579.00 |
DisclosureSEC source: 0001144204-17-049083 · v475567_form4.xml · nonDerivative · entry 1 Klein Mark D · CIK 0001322402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,340 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2017. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.32 to $5.41 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 20:09 UTC |
Moe Michael T.Director · Executive Chairman
|
PurchaseCommon Stock | 925 | $5.41 | $4,999.63 |
DisclosureSEC source: 0001144204-17-049081 · v475566_form4.xml · nonDerivative · entry 1 Moe Michael T. · CIK 0001517808 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,507.618 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2017. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.41, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 16:27 UTC |
POTTRUCK DAVID SDirector
|
PurchaseCommon Stock | 10,000 | $5.37 | $53,678.00 |
DisclosureSEC source: 0001144204-17-048507 · v475319_form4.xml · nonDerivative · entry 1 POTTRUCK DAVID S · CIK 0001185987 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through David S Pottruck Revocable Trust Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.13 to $5.44 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 20:40 UTC |
Klein Mark DDirector · CEO
|
PurchaseCommon Stock | 10,000 | $5.11 | $51,132.00 |
DisclosureSEC source: 0001144204-17-048066 · v475153_form4.xml · nonDerivative · entry 1 Klein Mark D · CIK 0001322402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,340 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2017. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.07 to $5.17 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:10 UTC |
Potter LeonardDirector
|
PurchaseCommon Stock | 10,000 | $5.17 | $51,726.00 |
DisclosureSEC source: 0001144204-17-047845 · v475086_4.xml · nonDerivative · entry 1 Potter Leonard · CIK 0001476217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,333 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.14 to $5.18 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 20:05 UTC |
Klein Mark DDirector · CEO
|
PurchaseCommon Stock | 10,000 | $4.92 | $49,176.00 |
DisclosureSEC source: 0001144204-17-047038 · v474737_form4.xml · nonDerivative · entry 1 Klein Mark D · CIK 0001322402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,340 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2017. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.84 to $4.95 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 20:12 UTC |
Klein Mark DDirector · CEO
|
PurchaseCommon Stock | 10,000 | $4.64 | $46,394.00 |
DisclosureSEC source: 0001144204-17-046178 · v474420_4.xml · nonDerivative · entry 1 Klein Mark D · CIK 0001322402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,340 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2017. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.62 to $4.69 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 20:26 UTC |
Mazur MarcDirector
|
PurchaseCOMMON STOCK | 6,000 | $4.45 | $26,700.00 |
DisclosureSEC source: 0001144204-17-043321 · v473332_4.xml · nonDerivative · entry 1 Mazur Marc · CIK 0001361226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 09:48 UTC |
Pine River Capital Management L.P.No longer 10% owner
TAYLOR BRIANNo longer 10% owner
Pine River MASTER FUND LTD.No longer 10% owner
|
Sale5.25% Convertible Senior Notes due 2018 · Derivative | 4,000,000 | $98.63 | $394,500,000.00 |
DisclosureSEC source: 0001288136-17-000039 · primary_doc.xml · derivative · entry 1 Pine River Capital Management L.P. · CIK 0001288136 · No longer 10% owner TAYLOR BRIAN · CIK 0001387809 · No longer 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · No longer 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 1 and 2 Disclosed balance after: 25,953,000 Underlying: Common Stock · 333,438 shares Expires 2018-09-15 F3 · derivative.exercise_price: The 5.25% Convertible Notes due 2018 are convertible into shares of the issuer's common stock at any time, at a current conversion rate of 83.3596 shares of common stock per $1,000 principal amount of notes, equivalent to a conversion price of approximately $11.9962 per share of common stock, subject to adjustment in certain events. F3 · derivative.exercise_date: The 5.25% Convertible Notes due 2018 are convertible into shares of the issuer's common stock at any time, at a current conversion rate of 83.3596 shares of common stock per $1,000 principal amount of notes, equivalent to a conversion price of approximately $11.9962 per share of common stock, subject to adjustment in certain events. F1 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 21:13 UTC |
Moe Michael T.Director · CEO
|
PurchaseCommon Stock | 5,000 | $4.78 | $23,912.00 |
DisclosureSEC source: 0001144204-16-140971 · v455536_form4.xml · nonDerivative · entry 1 Moe Michael T. · CIK 0001517808 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,582.618 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.74 to $4.84, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:19 UTC |
Moe Michael T.Director · CEO
|
PurchaseCommon Stock | 1,030 | $4.85 | $4,995.40 |
DisclosureSEC source: 0001144204-16-137712 · v454291_form4.xml · nonDerivative · entry 1 Moe Michael T. · CIK 0001517808 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,582.618 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2016. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.84 to $4.85, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 21:45 UTC |
Moe Michael T.Director · CEO
|
PurchaseCommon Stock | 1,069 | $4.68 | $4,997.58 |
DisclosureSEC source: 0001144204-16-130901 · v451910_4.xml · nonDerivative · entry 1 Moe Michael T. · CIK 0001517808 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,552.618 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2016. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.69, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 00:01 UTC |
Moe Michael T.Director · CEO
|
PurchaseCommon Stock | 1,048 | $4.77 | $4,996.86 |
DisclosureSEC source: 0001144204-16-126577 · v449947_4.xml · nonDerivative · entry 1 Moe Michael T. · CIK 0001517808 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,483.618 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2016. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.74 to $4.78, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 20, 2016 Filed Sep 20, 2016 20:18 UTC |
Moe Michael T.Director · CEO
|
PurchaseCommon Stock | 900 | $4.72 | $4,251.96 |
DisclosureSEC source: 0001144204-16-124571 · v449115_4.xml · nonDerivative · entry 2 Moe Michael T. · CIK 0001517808 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,435.618 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.71 to $4.74, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 20:18 UTC |
Moe Michael T.Director · CEO
|
PurchaseCommon Stock | 100 | $4.63 | $463.00 |
DisclosureSEC source: 0001144204-16-124571 · v449115_4.xml · nonDerivative · entry 1 Moe Michael T. · CIK 0001517808 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,535.618 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.