Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Neostellar Capital Corp.NSLR · Entity 6085 | Director | September 03, 2026 | September 04, 2026 |
| OneMain Holdings, Inc.OMF · Entity 3702 | Director | January 01, 2018 | January 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Neostellar Capital Corp.
Report date September 03, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 16,432 |
Reported balance
After 2026-09-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-03 · Sale · Disposed 5,085 · Balance 16,432 F1: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Neostellar Capital Corp. (the "Company"), or a security holder of the Company, full information regarding the number of shares sold at each separate price. F2: These shares are held of record by the Ronald M. Lott Family Trust dtd 3/9/1992 (the "Trust"), of which Mr. Lott is a trustee and beneficiary, and may be deemed to be beneficially owned by Mr. Lott. Mr. Lott disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Neostellar Capital Corp. (the "Company"), or a security holder of the Company, full information regarding the number of shares sold at each separate price.
F2: These shares are held of record by the Ronald M. Lott Family Trust dtd 3/9/1992 (the "Trust"), of which Mr. Lott is a trustee and beneficiary, and may be deemed to be beneficially owned by Mr. Lott. Mr. Lott disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.
OneMain Holdings, Inc.
Report date January 01, 2018 · Filed January 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 19,127 |
Reported balance
After 2018-01-01 transaction · row 1
1 source rowRow 1 · 2018-01-01 · Grant · Acquired 4,232 · Balance 19,127 F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended and Restated 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2019, subject to the grantee remaining in continuous service as a director through the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended and Restated 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2019, subject to the grantee remaining in continuous service as a director through the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2026 Filed Sep 4, 2026 22:53 UTC | Neostellar Capital Corp. NSLR · Entity 6085 | SaleCommon Stock | 5,085 | $9.96 | $50,646.60 |
DisclosureSEC source: 0001493152-26-041624 · ownership.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 16,432 F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Neostellar Capital Corp. (the "Company"), or a security holder of the Company, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These shares are held of record by the Ronald M. Lott Family Trust dtd 3/9/1992 (the "Trust"), of which Mr. Lott is a trustee and beneficiary, and may be deemed to be beneficially owned by Mr. Lott. Mr. Lott disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
| June 23, 2026 Filed Jun 25, 2026 20:29 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | SaleCommon Stock | 500 | $12.35 | $6,175.00 |
DisclosureSEC source: 0001493152-26-030130 · ownership.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,036 F1 · balance_after: Includes shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which were scheduled to vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 10, 2027) and (ii) the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary of the award date. In connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company approved the acceleration in full of the vesting of the Company's unvested restricted shares, effective as of June 15, 2026. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 22:50 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | GrantCommon Stock | 3,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-028550 · ownership.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,536 F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which are scheduled to vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 10, 2027) and (ii) the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary of the award date. In connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company may, in its sole discretion, accelerate the vesting of these shares. Read SEC document |
| April 28, 2026 Filed Apr 30, 2026 15:58 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | SaleCommon Stock | 10,669 | $12.90 | $137,630.10 |
DisclosureSEC source: 0001493152-26-019819 · ownership.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 10,669 F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Company"), or a security holder of the Company's, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These shares are held of record by the Ronald M. Lott Family Trust dtd 3/9/1992 (the "Trust"), of which Mr. Lott is a trustee and beneficiary, and may be deemed to be beneficially owned by Mr. Lott. Mr. Lott disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
| August 19, 2025 Filed Aug 22, 2025 16:32 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | SaleCommon Stock | 7,500 | $8.81 | $66,075.00 |
DisclosureSEC source: 0001641172-25-025167 · ownership.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,623 F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $8.80 to $8.83 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Company"), or a security holder of the Company's, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: This total includes restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being May 28, 2026) and (ii) the date of the Company's annual meeting of stockholders that is closest to the first anniversary of the award date. Read SEC document |
| June 11, 2025 Filed Oct 28, 2025 18:21 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | SaleCommon Stock | 39 | $7.42 | $289.38 |
DisclosureSEC source: 0001493152-25-019858 · ownership.xml · nonDerivative · entry 2 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,150 F1 · balance_after: This total includes restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being May 28, 2026) and (ii) the date of the Company's annual meeting of stockholders that is closest to the first anniversary of the award date. Read SEC document |
| May 28, 2025 Filed May 30, 2025 21:27 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | GrantCommon Stock | 7,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-055015 · tm2516423-4_4seq1.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,123 F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being May 28, 2026) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date. Read SEC document |
| March 20, 2025 Filed Mar 25, 2025 01:51 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | SaleCommon Stock | 10,000 | $5.90 | $59,000.00 |
DisclosureSEC source: 0001104659-25-027416 · tm2510027-1_4seq1.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,311 F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $5.85 to $5.97 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: This total includes restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on June 5, 2024, which vest in full on the earlier of (i) the first anniversary of the award date and (ii) the date of the Company's annual meeting of stockholders that is closest to the first anniversary of the award date. Read SEC document |
| December 26, 2024 Filed Oct 28, 2025 18:21 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | SaleCommon Stock | 434 | $6.06 | $2,630.04 |
DisclosureSEC source: 0001493152-25-019858 · ownership.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,189 F1 · balance_after: This total includes restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being May 28, 2026) and (ii) the date of the Company's annual meeting of stockholders that is closest to the first anniversary of the award date. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:05 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | GrantCommon Stock | 12,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-069624 · tm2416744-1_4seq1.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,311 F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 5, 2025) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date. Read SEC document |
| May 31, 2023 Filed Jun 3, 2023 00:15 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | GrantCommon Stock | 15,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-067714 · tm2317630-4_4seq1.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,263 F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being May 31, 2024) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:38 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | GrantCommon Stock | 6,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-068200 · tm2217669-4_4seq1.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,248 F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 1, 2023) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date. Read SEC document |
| November 05, 2021 Filed Feb 14, 2022 22:35 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | SaleCommon Stock | 7,556 | $15.45 | $116,725.09 |
DisclosureSEC source: 0001104659-22-023277 · tm226713d1_5.xml · nonDerivative · entry 2 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,564 F1 · kind: The reporting person is hereby disclosing a delinquent Form 4 transaction. F2 · balance_after: Total as of SuRo Capital Corp.'s (the "Company") fiscal year ended December 31, 2021; includes (1) 3,770 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (A) first anniversary of the award date (with such first anniversary being July 9, 2022) and (B) date of the Company's annual meeting of stockholders that is closest to the first anniversary of the award date (the "Vesting Schedule), (2) 1,282 shares of the Company's common stock received in connection with dividends on such 3,770 restricted shares, which are also restricted and subject to the Vesting Schedule, and (3) unrestricted shares of the Company's common stock received in connection with dividends. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 23:46 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | PurchaseCommon Stock | 325 | $15.57 | $5,060.25 |
DisclosureSEC source: 0001104659-21-104406 · tm2125000-1_4seq1.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,675 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.55 to $15.61, inclusive. The reporting person undertakes to provide to SuRo Capital Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Total includes 3,770 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (i) first anniversary of the award date for such restricted shares (with such first anniversary being July 9, 2022) and (ii) date of the Company's annual meeting of stockholders that is closest to such first anniversary of the award date. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 23:05 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | GrantCommon Stock | 3,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-091813 · tm2122112d4_4.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,350 F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (i) first anniversary of the award date (with such first anniversary being July 9, 2022) and (ii) date of SuRo Capital Corp.'s (the "Company") annual meeting of stockholders that is closest to the first anniversary of the award date. F1 · shares: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (i) first anniversary of the award date (with such first anniversary being July 9, 2022) and (ii) date of SuRo Capital Corp.'s (the "Company") annual meeting of stockholders that is closest to the first anniversary of the award date. F2 · balance_after: This total includes 1,040 shares of the Company's common stock acquired in connection with a dividend of the Company. Read SEC document |
| April 08, 2021 Filed Feb 14, 2022 22:35 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | SaleCommon Stock | 50 | $14.87 | $743.56 |
DisclosureSEC source: 0001104659-22-023277 · tm226713d1_5.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,564 F1 · kind: The reporting person is hereby disclosing a delinquent Form 4 transaction. F2 · balance_after: Total as of SuRo Capital Corp.'s (the "Company") fiscal year ended December 31, 2021; includes (1) 3,770 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (A) first anniversary of the award date (with such first anniversary being July 9, 2022) and (B) date of the Company's annual meeting of stockholders that is closest to the first anniversary of the award date (the "Vesting Schedule), (2) 1,282 shares of the Company's common stock received in connection with dividends on such 3,770 restricted shares, which are also restricted and subject to the Vesting Schedule, and (3) unrestricted shares of the Company's common stock received in connection with dividends. Read SEC document |
| July 02, 2020 Filed Jul 2, 2020 21:34 UTC | Neostellar Capital Corp. SSSS · Entity 6085 | GrantCommon Stock | 5,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-080694 · tm2023968d1_4.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,540 F1 · kind: Restricted shares issued under SuRo Capital Corp.'s (the "Company") Amended and Restated 2019 Equity Incentive Plan. F2 · kind: Such restricted shares shall vest in full on the first anniversary of the award date (with such first anniversary being July 2, 2021) (or, if earlier, the Company's annual meeting of stockholders that is closest to the first anniversary of the award date). F2 · balance_after: Such restricted shares shall vest in full on the first anniversary of the award date (with such first anniversary being July 2, 2021) (or, if earlier, the Company's annual meeting of stockholders that is closest to the first anniversary of the award date). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 16:41 UTC | Neostellar Capital Corp. GSVC · Entity 6085 | PurchaseCommon Stock | 100 | $5.67 | $566.68 |
DisclosureSEC source: 0001144204-18-066191 · tv509905_form4.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:50 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon Stock, par value $0.01 per share | 4,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001055003-18-000001 · primary_doc.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,127 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended and Restated 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2019, subject to the grantee remaining in continuous service as a director through the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:41 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon Stock, par value $0.01 per share | 4,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001055003-17-000001 · primary_doc.xml · nonDerivative · entry 1 LOTT RONALD M. · CIK 0001055003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,895 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended and Restated 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2018, subject to the grantee remaining in continuous service as a director through the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.