Potter Leonard

SEC source: 0001628280-26-046046 · wk-form4_1782767225.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,997

F1 · shares: Represents deferred restricted stock units ("DRSUs"). Each DRSU represents a contingent right to receive one share of Class A Common Stock. The DRSUs will vest in full on the earlier of June 26, 2027, or the Company's 2027 annual meeting of shareholders. Settlement of the DRSUs has been deferred until the Reporting Person's separation from service or the earliest to occur of (i) a change in control, (ii) the Reporting Person's death, or (iii) the Reporting Person's disability.

SEC source: 0001493152-26-028548 · ownership.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,815

F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which are scheduled to vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 10, 2027) and (ii) the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary of the award date. In connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company may, in its sole discretion, accelerate the vesting of these shares.

SEC source: 0001674168-26-000078 · wk-form4_1778270549.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,575

F1 · kind: Restricted Stock Units (RSUs) awarded to the reporting person on May 6, 2026, which shall become vested on the one-year anniversary of such date of grant or, if earlier, on the date of the next annual meeting of the issuer's stockholders at which directors are elected. The RSUs shall be settled in shares of issuer common stock on the earlier of the reporting person's separation from service or a change in control of the issuer.

SEC source: 0001628280-26-018337 · wk-form4_1773700817.xml · nonDerivative · entry 4

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,878

SEC source: 0001628280-26-018337 · wk-form4_1773700817.xml · nonDerivative · entry 3

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,378

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.70 to $38.05 per share, inclusive. The reporting person shall provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

SEC source: 0001628280-26-018337 · wk-form4_1773700817.xml · nonDerivative · entry 2

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,378

SEC source: 0001628280-26-018337 · wk-form4_1773700817.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,378

SEC source: 0000950103-26-000396 · dp239834_4.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,378

F1 · date: On January 2, 2026, Comcast Corporation ("Comcast") completed a pro-rata spinoff distribution ("Distribution") of all of its shares of Versant Media Group, Inc. ("Versant") Class A common stock, par value $0.01 per share ("Versant Class A Common Stock") and Versant Class B common stock, par value $0.01 per share ("Versant Class B Common Stock") to the holders of record of Comcast Class A common stock, par value $0.01 per share ("Comcast Class A Common Stock") and Comcast Class B common stock, par value $0.01 per share ("Comcast Class B Common Stock"), respectively, as of December 16, 2025, the record date for the Distribution ("Record Date").

F2 · shares: In connection with the Reporting Person's appointment as a non-employee director on Versant's board of directors, on January 9, 2026, the Reporting Person was granted restricted stock units with respect to shares of Versant Class A Common Stock ("Versant RSUs") pursuant to the Versant Omnibus Equity Incentive Plan. The Versant RSUs will vest in full on the date of the next regularly scheduled annual general meeting of Versant's shareholders following the date of grant, subject to the Reporting Person's continued service as a non-employee director through such date.

F2 · price: In connection with the Reporting Person's appointment as a non-employee director on Versant's board of directors, on January 9, 2026, the Reporting Person was granted restricted stock units with respect to shares of Versant Class A Common Stock ("Versant RSUs") pursuant to the Versant Omnibus Equity Incentive Plan. The Versant RSUs will vest in full on the date of the next regularly scheduled annual general meeting of Versant's shareholders following the date of grant, subject to the Reporting Person's continued service as a non-employee director through such date.

F2 · balance_after: In connection with the Reporting Person's appointment as a non-employee director on Versant's board of directors, on January 9, 2026, the Reporting Person was granted restricted stock units with respect to shares of Versant Class A Common Stock ("Versant RSUs") pursuant to the Versant Omnibus Equity Incentive Plan. The Versant RSUs will vest in full on the date of the next regularly scheduled annual general meeting of Versant's shareholders following the date of grant, subject to the Reporting Person's continued service as a non-employee director through such date.

SEC source: 0001104659-25-055004 · tm2516423-1_4seq1.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,279

F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being May 28, 2026) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date.

SEC source: 0001628280-25-023778 · wk-form4_1746734851.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,461

F1 · kind: Restricted Stock Units awarded to the reporting person on May 7, 2025, which shall become vested on the one-year anniversary of such date of grant or, if earlier, on the date of the next annual meeting of the issuer's stockholders at which directors are elected.

SEC source: 0001104659-24-069642 · tm2416744-4_4seq1.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,467

F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 5, 2025) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date.

SEC source: 0001628280-24-022401 · wk-form4_1715294233.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,205

F1 · kind: Restricted Stock Units awarded to the reporting person on May 8, 2024, which shall become vested on the one-year anniversary of such date of grant or, if earlier, on the date of the next annual meeting of the issuer's stockholders at which directors are elected.

SEC source: 0001104659-23-067711 · tm2317630-1_4seq1.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,419

F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being May 31, 2024) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date.

SEC source: 0001209191-23-027638 · doc4.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,597

F1 · kind: Restricted Stock Units awarded to the reporting person on May 3, 2023, which shall become vested on the one-year anniversary of such date of grant or, if earlier, on the date of the next annual meeting of the issuer's stockholders at which directors are elected.

SEC source: 0001104659-22-067948 · tm2217669-1_4seq1.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,404

F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 1, 2023) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date.

SEC source: 0001209191-22-027574 · doc4.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,255

F1 · kind: Restricted Stock Units awarded to the reporting person on May 4, 2022, which shall become vested on the one-year anniversary of such date of grant or, if earlier, on the date of the next annual meeting of the issuer's stockholders at which directors are elected.

SEC source: 0000899243-22-013861 · doc4.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,872

F1 · price: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of December 1, 2021 (the "Merger Agreement"), by and among SLR Investment Corp. ("SLRC"), SLR Senior Investment Corp. ("SUNS"), Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth therein), in exchange for 6,250 shares of common stock, par value $0.01 per share, of SUNS. Pursuant to the Merger Agreement, each share of SUNS's common stock was converted into the right to receive 0.7796 shares of SLRC's common stock, par value $0.01 per share. The acquisition reported in this Form 4 is an exempt transaction.

SEC source: 0000899243-22-013855 · doc4.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 1, 2021 (the "Merger Agreement"), by and among SLR Investment Corp. ("SLRC"), SLR Senior Investment Corp. ("SUNS"), Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth therein), in exchange for 4,872 shares of common stock, par value $0.01 per share, of SLRC. Pursuant to the Merger Agreement, each share of SUNS's common stock, par value $0.01 per share, was converted into the right to receive 0.7796 shares of SLRC's common stock. The disposition reported in this Form 4 is an exempt transaction.

SEC source: 0001104659-21-091810 · tm2122112d1_4.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,583

F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (i) first anniversary of the award date (with such first anniversary being July 9, 2022) and (ii) date of SuRo Capital Corp.'s (the "Company") annual meeting of stockholders that is closest to the first anniversary of the award date.

F1 · shares: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (i) first anniversary of the award date (with such first anniversary being July 9, 2022) and (ii) date of SuRo Capital Corp.'s (the "Company") annual meeting of stockholders that is closest to the first anniversary of the award date.

F2 · balance_after: This total includes 1,040 shares of the Company's common stock acquired in connection with a dividend of the Company.

SEC source: 0001209191-21-030609 · doc4.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,377

F1 · kind: Restricted Stock Units awarded to the reporting person on May 5, 2021, which shall become vested on the one-year anniversary of such date of grant or, if earlier, on the date of the next annual meeting of the issuer's stockholders at which directors are elected.

SEC source: 0001104659-20-080698 · tm2023968d4_4.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,773

F1 · kind: Restricted shares issued under SuRo Capital Corp.'s (the "Company") Amended and Restated 2019 Equity Incentive Plan.

F2 · kind: Such restricted shares shall vest in full on the first anniversary of the award date (with such first anniversary being July 2, 2021) (or, if earlier, the Company's annual meeting of stockholders that is closest to the first anniversary of the award date).

F2 · balance_after: Such restricted shares shall vest in full on the first anniversary of the award date (with such first anniversary being July 2, 2021) (or, if earlier, the Company's annual meeting of stockholders that is closest to the first anniversary of the award date).

SEC source: 0001214659-20-004311 · marketforms-48724.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,560

F1 · kind: Restricted Stock Units awarded to the reporting person on May 7, 2020, which shall become vested on the one-year anniversary of such date of grant or, if earlier, on the date of the next annual meeting of the issuer's stockholders at which directors are elected.

SEC source: 0001214659-19-003507 · marketforms-44954.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,348

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.49 to $27.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001214659-19-003328 · marketforms-44923.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,348

F1 · kind: Restricted Stock Units awarded to the reporting person on May 8, 2019, which shall become vested on the one-year anniversary of such date of grant or, if earlier, on the date of the next annual meeting of the issuer's stockholders at which directors are elected.

SEC source: 0001214659-18-005610 · marketforms-42760.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,135

F1 · price: This transaction was executed in multiple trades at prices ranging from $31.925 to $32.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001214659-18-003676 · marketforms-41965.xml · nonDerivative · entry 2

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,135

F2 · kind: Restricted Stock Units awarded to the reporting person on May 10, 2018, which shall become vested on the one-year anniversary of such date of grant or, if earlier, on the date of the next annual meeting of the issuer's stockholders at which directors are elected.

SEC source: 0001214659-18-003676 · marketforms-41965.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $40.2769 to $40.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001144204-17-047845 · v475086_4.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,333

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.14 to $5.18 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-17-012988 · doc4.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: Restricted stock units, which vest upon the earlier of May 10, 2018, which is the first anniversary of the date of grant, or the date of Hilton Grand Vacations Inc.'s next annual stockholders' meeting, which is currently anticipated to be held in May 2018.

SEC source: 0000899243-17-007367 · doc4.xml · nonDerivative · entry 1

Potter Leonard · CIK 0001476217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518

F1 · kind: Restricted stock units, which vest upon the earlier of March 10, 2018, which is the first anniversary of the date of grant, or the date of Hilton Grand Vacations, Inc.'s next annual stockholders' meeting, which is currently scheduled for May 10, 2017.