Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2026 Filed Apr 7, 2026 01:45 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
GrantRestricted Stock Units · Derivative | 32,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-011517 · rdgdoc.xml · derivative · entry 5 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,308 Underlying: Common Stock · 32,308 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 32,308 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 32,308 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 16:47 UTC |
Richards PaulSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-008629 · rdgdoc.xml · derivative · entry 5 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 40,000 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 40,000 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 16:47 UTC |
Richards PaulSee Remarks
|
Tax withholdingCommon Stock | 5,580 | $13.15 | $73,377.00 |
DisclosureSEC source: 0001437749-26-008629 · rdgdoc.xml · nonDerivative · entry 2 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,580 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 16:47 UTC |
Richards PaulSee Remarks
|
Exercise / conversionCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-008629 · rdgdoc.xml · nonDerivative · entry 1 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 16:45 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 38,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-008621 · rdgdoc.xml · derivative · entry 7 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,874 Underlying: Common Stock · 38,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F7 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 153,750 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F7 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 153,750 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 16:45 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionCommon Stock | 38,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-008621 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 408,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:47 UTC |
Mitts BrianDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-008627 · rdgdoc.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 33,333 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 33,333 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:47 UTC |
Mitts BrianDirector
|
Tax withholdingCommon Stock | 2,004 | $13.15 | $26,352.60 |
DisclosureSEC source: 0001437749-26-008627 · rdgdoc.xml · nonDerivative · entry 3 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,791 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:47 UTC |
Mitts BrianDirector
|
Disposition to issuerCommon Stock | 1,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-008627 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,795 F2 · price: Represents the portion of previously reported restricted stock unit grant that vested on March 13, 2026 and settled in cash. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:47 UTC |
Mitts BrianDirector
|
Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-008627 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:45 UTC |
McGraner MattSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 38,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-008622 · rdgdoc.xml · derivative · entry 4 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,874 Underlying: Common Stock · 38,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 153,750 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 153,750 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:45 UTC |
McGraner MattSee Remarks
|
Tax withholdingCommon Stock | 13,554 | $13.15 | $178,235.10 |
DisclosureSEC source: 0001437749-26-008622 · rdgdoc.xml · nonDerivative · entry 2 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,618 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:45 UTC |
McGraner MattSee Remarks
|
Exercise / conversionCommon Stock | 38,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-008622 · rdgdoc.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:48 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-008630 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,833 Underlying: Common Stock · 2,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 11,667 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 11,667 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:48 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 1,161 | $13.15 | $15,267.15 |
DisclosureSEC source: 0001437749-26-008630 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,167 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:48 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 2,917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-008630 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 18:00 UTC |
Richards PaulSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 4,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-005386 · rdgdoc.xml · derivative · entry 5 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 18,278 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 18,278 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 18:00 UTC |
Richards PaulSee Remarks
|
Tax withholdingCommon Stock | 3,239 | $14.86 | $48,131.54 |
DisclosureSEC source: 0001437749-26-005386 · rdgdoc.xml · nonDerivative · entry 2 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,160 Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 18:00 UTC |
Richards PaulSee Remarks
|
Exercise / conversionCommon Stock | 4,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-005386 · rdgdoc.xml · nonDerivative · entry 1 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 18:01 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 17,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-005388 · rdgdoc.xml · derivative · entry 7 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F7 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 69,235 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F7 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 69,235 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 18:01 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionCommon Stock | 17,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-005388 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:00 UTC |
Mitts BrianDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-005384 · rdgdoc.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 22,155 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 22,155 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:00 UTC |
Mitts BrianDirector
|
Tax withholdingCommon Stock | 2,806 | $14.86 | $41,697.16 |
DisclosureSEC source: 0001437749-26-005384 · rdgdoc.xml · nonDerivative · entry 3 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,711 Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:00 UTC |
Mitts BrianDirector
|
Disposition to issuerCommon Stock | 830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-005384 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,517 F2 · price: Represents the portion of previously reported restricted stock unit grant that vested on February 21, 2026 and settled in cash. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:00 UTC |
Mitts BrianDirector
|
Exercise / conversionCommon Stock | 5,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-005384 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:00 UTC |
McGraner MattSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 17,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-005385 · rdgdoc.xml · derivative · entry 4 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 69,235 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 69,235 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:00 UTC |
McGraner MattSee Remarks
|
Tax withholdingCommon Stock | 7,342 | $14.86 | $109,102.12 |
DisclosureSEC source: 0001437749-26-005385 · rdgdoc.xml · nonDerivative · entry 2 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,734 Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:00 UTC |
McGraner MattSee Remarks
|
Exercise / conversionCommon Stock | 17,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-005385 · rdgdoc.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:01 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-005387 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 8,585 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 8,585 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:01 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 1,011 | $14.86 | $15,023.46 |
DisclosureSEC source: 0001437749-26-005387 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,411 Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 23:01 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 2,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-005387 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| December 30, 2025 Filed Jan 2, 2026 19:10 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionClass C OP Units · Derivative | 852,273 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-000154 · rdgdoc.xml · derivative · entry 7 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 852,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Represents OP Units in the OP, the operating partnership of the Issuer. F9 · derivative.exercise_price: The OP Units are redeemable, subject to certain requirements, for cash or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units were vested as of the date of issuance and have no expiration date. F1 · kind: 852,273 of the Class C common units of limited partnership interest ("OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the operating partnership (the "OP") of NexPoint Real Estate Finance, Inc. (the "Issuer") were redeemed by a wholly owned subsidiary of NexPoint Diversified Real Estate Operating Partnership, L.P. ("NXDT OP") for an equal number of shares of the Issuer's common stock in accordance with the limited partnership agreement of the OP and distributed to NXDT OP. F8 · kind: Represents OP Units in the OP, the operating partnership of the Issuer. F1 · price: 852,273 of the Class C common units of limited partnership interest ("OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the operating partnership (the "OP") of NexPoint Real Estate Finance, Inc. (the "Issuer") were redeemed by a wholly owned subsidiary of NexPoint Diversified Real Estate Operating Partnership, L.P. ("NXDT OP") for an equal number of shares of the Issuer's common stock in accordance with the limited partnership agreement of the OP and distributed to NXDT OP. F8 · price: Represents OP Units in the OP, the operating partnership of the Issuer. F9 · derivative.exercise_date: The OP Units are redeemable, subject to certain requirements, for cash or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units were vested as of the date of issuance and have no expiration date. F9 · derivative.expiration_date: The OP Units are redeemable, subject to certain requirements, for cash or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units were vested as of the date of issuance and have no expiration date. F1 · ownership.nature: 852,273 of the Class C common units of limited partnership interest ("OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the operating partnership (the "OP") of NexPoint Real Estate Finance, Inc. (the "Issuer") were redeemed by a wholly owned subsidiary of NexPoint Diversified Real Estate Operating Partnership, L.P. ("NXDT OP") for an equal number of shares of the Issuer's common stock in accordance with the limited partnership agreement of the OP and distributed to NXDT OP. Read SEC document |
| December 30, 2025 Filed Jan 2, 2026 19:10 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionCommon Stock | 852,273 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-000154 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,649,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 852,273 of the Class C common units of limited partnership interest ("OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the operating partnership (the "OP") of NexPoint Real Estate Finance, Inc. (the "Issuer") were redeemed by a wholly owned subsidiary of NexPoint Diversified Real Estate Operating Partnership, L.P. ("NXDT OP") for an equal number of shares of the Issuer's common stock in accordance with the limited partnership agreement of the OP and distributed to NXDT OP. F2 · ownership.nature: 852,273 shares are held by NXDT OP, which is wholly owned by NexPoint Diversified Real Estate Trust, 2,100,000 shares are held by NexPoint Diversified Real Estate Trust, 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 23:59 UTC |
Mitts BrianDirector
|
SaleCommon Stock | 11,904 | $14.51 | $172,727.04 |
DisclosureSEC source: 0001437749-25-038580 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan. Disclosed balance after: 0 Read SEC document |
| September 22, 2025 Filed Sep 24, 2025 20:00 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
PurchaseCommon Stock | 66,000 | $14.33 | $945,780.00 |
DisclosureSEC source: 0001437749-25-029836 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 319,490 F2 · ownership.nature: 95,207 shares are held by a company which is an indirect wholly owned subsidiary of a trust of which Mr. Dondero is the beneficiary. The remaining shares of common stock are held directly by the trust. Mr. Dondero disclaims beneficial ownership of the shares held directly or indirectly by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| September 22, 2025 Filed Sep 24, 2025 20:00 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
SaleCommon Stock | 66,000 | $14.33 | $945,780.00 |
DisclosureSEC source: 0001437749-25-029836 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,797,486 F1 · ownership.nature: 1,680,000 shares are held by NexPoint Real Estate Opportunities, LLC, which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust, 420,000 shares are held by NexPoint Diversified Real Estate Trust, 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 16:59 UTC |
Richards PaulSee Remarks
|
PurchaseCommon Stock | 1,000 | $12.28 | $12,280.00 |
DisclosureSEC source: 0001437749-25-011687 · rdgdoc.xml · nonDerivative · entry 1 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,831 Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 20:34 UTC |
Richards PaulSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 6,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011269 · rdgdoc.xml · derivative · entry 6 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,788 Underlying: Common Stock · 6,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 27,578 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 27,578 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 20:34 UTC |
Richards PaulSee Remarks
|
Tax withholdingCommon Stock | 3,583 | $14.21 | $50,914.43 |
DisclosureSEC source: 0001437749-25-011269 · rdgdoc.xml · nonDerivative · entry 2 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,831 Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 20:34 UTC |
Richards PaulSee Remarks
|
Exercise / conversionCommon Stock | 6,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-011269 · rdgdoc.xml · nonDerivative · entry 1 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 20:29 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 33,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011264 · rdgdoc.xml · derivative · entry 8 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,567 Underlying: Common Stock · 33,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F9 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F9 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 20:29 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionCommon Stock | 33,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-011264 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F2 · balance_after: Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:33 UTC |
Mitts BrianDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011268 · rdgdoc.xml · derivative · entry 6 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,675 Underlying: Common Stock · 6,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:33 UTC |
Mitts BrianDirector
|
Tax withholdingCommon Stock | 3,372 | $14.21 | $47,916.12 |
DisclosureSEC source: 0001437749-25-011268 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,809 Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:33 UTC |
Mitts BrianDirector
|
Exercise / conversionCommon Stock | 6,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-011268 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:32 UTC |
McGraner MattSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 32,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011267 · rdgdoc.xml · derivative · entry 5 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,021 Underlying: Common Stock · 32,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F4 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 128,041 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 128,041 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:32 UTC |
McGraner MattSee Remarks
|
Tax withholdingCommon Stock | 16,634 | $14.21 | $236,369.14 |
DisclosureSEC source: 0001437749-25-011267 · rdgdoc.xml · nonDerivative · entry 2 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,768 Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:32 UTC |
McGraner MattSee Remarks
|
Exercise / conversionCommon Stock | 32,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-011267 · rdgdoc.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:36 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 3,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011270 · rdgdoc.xml · derivative · entry 4 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,477 Underlying: Common Stock · 3,238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 12,953 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 00:36 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 1,184 | $14.21 | $16,824.64 |
DisclosureSEC source: 0001437749-25-011270 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,276 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.