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NREF

NexPoint Real Estate Finance, Inc.

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Tapewire entity
5647
SEC CIK
0001786248
Parsed reports
226

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2020 Filed Feb 26, 2020 20:14 UTC
Goetz MatthewSee Remarks
PurchaseCommon Stock 9,357 $18.98 $177,595.86
Disclosure

SEC source: 0000899243-20-005980 · doc4.xml · nonDerivative · entry 3

Goetz Matthew · CIK 0001636204 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,557

F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 24, 2020 Filed Feb 26, 2020 20:13 UTC
DONDERO JAMES DDirector · President
PurchaseCommon Stock 10,350 $18.99 $196,546.50
Disclosure

SEC source: 0000899243-20-005979 · doc4.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,200

F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 24, 2020 Filed Feb 27, 2020 01:15 UTC
McGraner MattSee Remarks
PurchaseCommon Stock 10,350 $18.99 $196,546.50
Disclosure

SEC source: 0000899243-20-005981 · doc4.xml · nonDerivative · entry 2

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,200

F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 20:14 UTC
Goetz MatthewSee Remarks
PurchaseCommon Stock 10,350 $18.99 $196,546.50
Disclosure

SEC source: 0000899243-20-005980 · doc4.xml · nonDerivative · entry 2

Goetz Matthew · CIK 0001636204 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,200

F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 21, 2020 Filed Feb 24, 2020 17:00 UTC PurchaseCommon Stock 13,200 $19.17 $253,044.00
Disclosure

SEC source: 0000899243-20-005620 · doc4.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.02 to $19.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 21, 2020 Filed Feb 26, 2020 20:13 UTC
DONDERO JAMES DDirector · President
PurchaseCommon Stock 366 $18.99 $6,949.97
Disclosure

SEC source: 0000899243-20-005979 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,850

F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 21, 2020 Filed Feb 27, 2020 01:15 UTC
McGraner MattSee Remarks
PurchaseCommon Stock 366 $18.99 $6,949.97
Disclosure

SEC source: 0000899243-20-005981 · doc4.xml · nonDerivative · entry 1

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,850

F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 20:14 UTC
Goetz MatthewSee Remarks
PurchaseCommon Stock 366 $18.99 $6,949.97
Disclosure

SEC source: 0000899243-20-005980 · doc4.xml · nonDerivative · entry 1

Goetz Matthew · CIK 0001636204 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,850

F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 16:16 UTC
DONDERO JAMES DDirector · President
PurchaseCommon Stock 84 $18.91 $1,588.44
Disclosure

SEC source: 0000899243-20-005475 · doc4.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,484

F2 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:15 UTC
McGraner MattSee Remarks
PurchaseCommon Stock 84 $18.91 $1,588.44
Disclosure

SEC source: 0000899243-20-005474 · doc4.xml · nonDerivative · entry 2

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,484

F2 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 16:16 UTC
Goetz MatthewSee Remarks
PurchaseCommon Stock 84 $18.91 $1,588.44
Disclosure

SEC source: 0000899243-20-005477 · doc4.xml · nonDerivative · entry 2

Goetz Matthew · CIK 0001636204 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,484

F2 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:16 UTC
DONDERO JAMES DDirector · President
PurchaseCommon Stock 2,400 $18.98 $45,540.00
Disclosure

SEC source: 0000899243-20-005475 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.95 to $18.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:15 UTC
McGraner MattSee Remarks
PurchaseCommon Stock 2,400 $18.98 $45,540.00
Disclosure

SEC source: 0000899243-20-005474 · doc4.xml · nonDerivative · entry 1

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.95 to $18.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:16 UTC
Goetz MatthewSee Remarks
PurchaseCommon Stock 2,400 $18.98 $45,540.00
Disclosure

SEC source: 0000899243-20-005477 · doc4.xml · nonDerivative · entry 1

Goetz Matthew · CIK 0001636204 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.95 to $18.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 23:14 UTC PurchaseCommon Stock 15,750 $19.01 $299,328.75
Disclosure

SEC source: 0000899243-20-005112 · doc4.xml · nonDerivative · entry 1

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Read SEC document
February 11, 2020 Filed Feb 11, 2020 16:18 UTC
DONDERO JAMES DDirector · President
PurchaseCommon Stock 123,680 $19.00 $2,349,920.00
Disclosure

SEC source: 0000899243-20-003987 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 123,680

F1 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares.

Read SEC document
February 11, 2020 Filed Feb 11, 2020 21:18 UTC
Mitts BrianDirector · See Remarks
PurchaseCommon Stock 26,315 $19.00 $499,985.00
Disclosure

SEC source: 0000899243-20-003988 · doc4.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,315

Read SEC document
February 11, 2020 Filed Feb 11, 2020 21:18 UTC
Mitts BrianDirector · See Remarks
Disposition to issuerCommon Stock 10 $1.00 $10.00
Disclosure

SEC source: 0000899243-20-003988 · doc4.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were repurchased by the issuer in connection with the issuer's initial public offering.

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February 11, 2020 Filed Feb 11, 2020 21:22 UTC
McGraner MattSee Remarks
PurchaseCommon Stock 26,315 $19.00 $499,985.00
Disclosure

SEC source: 0000899243-20-003991 · doc4.xml · nonDerivative · entry 1

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,315

Read SEC document
February 11, 2020 Filed Feb 11, 2020 16:19 UTC
Goetz MatthewSee Remarks
PurchaseCommon Stock 26,315 $19.00 $499,985.00
Disclosure

SEC source: 0000899243-20-003989 · doc4.xml · nonDerivative · entry 1

Goetz Matthew · CIK 0001636204 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,315

Read SEC document
February 10, 2020 Filed Feb 11, 2020 16:16 UTC PurchaseCommon Stock 26,500 $18.91 $501,115.00
Disclosure

SEC source: 0000899243-20-003985 · doc4.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.845 to $19.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.