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OTC · USD

NRDE

Stark Novus Financial Inc.

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Tapewire entity
7504
SEC CIK
0001759546
Parsed reports
181

Last 12 months

Inside the activity.

27 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202580
Dec 202520
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026160
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2024 Filed Apr 1, 2024 20:38 UTC PurchaseCommon Stock, par value $0.0001 264,963 $2.30 $609,070.45
Disclosure

SEC source: 0001013594-24-000336 · form4.xml · nonDerivative · entry 3

Sole Andrew L. · CIK 0001378121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Esopus Creek Value Series Fund LP - Series A

Disclosed balance after: 700,000

F1 · ownership.nature: This filing merely amends and restates under the reporting person's own name, the Form 4 filing made by Esopus Creek Value Series Fund LP on March 18, 2024 on behalf of the reporting person.

F2 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:47 UTC PurchaseCommon Stock, par value $0.0001 225,000 $2.30 $518,017.50
Disclosure

SEC source: 0001013594-24-000281 · form4.xml · nonDerivative · entry 2

ESOPUS CREEK VALUE SERIES FUND LP - SERIES A · CIK 0001336198 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Esopus Creek Value Series Fund LP - Series A

Disclosed balance after: 435,037

F1 · ownership.nature: The Reporting Person is actually Andrew L. Sole, director of the Issuer and the controlling principal of Esopus Creek Value Series Fund LP.

Read SEC document
March 15, 2024 Filed Apr 1, 2024 20:38 UTC PurchaseCommon Stock, par value $0.0001 225,000 $2.30 $518,017.50
Disclosure

SEC source: 0001013594-24-000336 · form4.xml · nonDerivative · entry 2

Sole Andrew L. · CIK 0001378121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Esopus Creek Value Series Fund LP - Series A

Disclosed balance after: 435,037

F1 · ownership.nature: This filing merely amends and restates under the reporting person's own name, the Form 4 filing made by Esopus Creek Value Series Fund LP on March 18, 2024 on behalf of the reporting person.

F2 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:11 UTC Exercise / conversionRestricted Stock Units · Derivative 410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035638 · tm249101-5_4seq1.xml · derivative · entry 5

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F6 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

F6 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:11 UTC Exercise / conversionRestricted Stock Units · Derivative 410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035638 · tm249101-5_4seq1.xml · derivative · entry 4

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F5 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

F5 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:11 UTC Exercise / conversionClass A common stock 410 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035638 · tm249101-5_4seq1.xml · nonDerivative · entry 2

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:11 UTC Exercise / conversionClass A common stock 410 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035638 · tm249101-5_4seq1.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

F2 · balance_after: Amount also includes 57,433 shares previously reported as held indirectly by the David T. Hamamoto GRAT 2019-SPAC (the "GRAT"), which was a grantor-retained annuity trust of which the reporting person was the trustee and sole annuitant, which distributed the shares in satisfaction of its final annuity obligation on June 7, 2023.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:20 UTC
Leonard Melissa A.FMR EVP, GEN. COUNSEL & SECR
Exercise / conversionRestricted Stock Units · Derivative 18,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035656 · tm249101-10_4seq1.xml · derivative · entry 8

Leonard Melissa A. · CIK 0001898453 · FMR EVP, GEN. COUNSEL & SECR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F7 · derivative.exercise_date: On August 15, 2022, the reporting person was granted 18,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer. The reporting person's employment terminated on December 29, 2023, however settlement of such awards could not occur until the Effective Date.

F7 · derivative.expiration_date: On August 15, 2022, the reporting person was granted 18,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer. The reporting person's employment terminated on December 29, 2023, however settlement of such awards could not occur until the Effective Date.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:20 UTC
Leonard Melissa A.FMR EVP, GEN. COUNSEL & SECR
Exercise / conversionRestricted Stock Units · Derivative 5,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035656 · tm249101-10_4seq1.xml · derivative · entry 7

Leonard Melissa A. · CIK 0001898453 · FMR EVP, GEN. COUNSEL & SECR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F6 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 16,666 RSUs, vesting in three equal annual installments beginning on January 1, 2022. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

F6 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 16,666 RSUs, vesting in three equal annual installments beginning on January 1, 2022. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:20 UTC
Leonard Melissa A.FMR EVP, GEN. COUNSEL & SECR
Tax withholdingClass A common stock 2,079 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035656 · tm249101-10_4seq1.xml · nonDerivative · entry 6

Leonard Melissa A. · CIK 0001898453 · FMR EVP, GEN. COUNSEL & SECR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,943

F2 · kind: Represents shares withheld by the Issuer to satisfy the reporting person's tax withholding obligation upon the settlement of previously reported RSUs or PSUs, as applicable, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the reporting person.

F4 · price: PSUs convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:20 UTC
Leonard Melissa A.FMR EVP, GEN. COUNSEL & SECR
GrantClass A common stock 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035656 · tm249101-10_4seq1.xml · nonDerivative · entry 5

Leonard Melissa A. · CIK 0001898453 · FMR EVP, GEN. COUNSEL & SECR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,022

F3 · kind: On August 15, 2022, the reporting person was granted 6,000 performance stock units ("PSUs"), vesting upon the satisfaction of certain performance criteria. Vesting and settlement of awards that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer. The reporting person's employment terminated on December 29, 2023, however settlement of such awards could not occur until the Effective Date.

F4 · price: PSUs convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:20 UTC
Leonard Melissa A.FMR EVP, GEN. COUNSEL & SECR
Tax withholdingClass A common stock 6,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035656 · tm249101-10_4seq1.xml · nonDerivative · entry 4

Leonard Melissa A. · CIK 0001898453 · FMR EVP, GEN. COUNSEL & SECR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,022

F2 · kind: Represents shares withheld by the Issuer to satisfy the reporting person's tax withholding obligation upon the settlement of previously reported RSUs or PSUs, as applicable, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the reporting person.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:20 UTC
Leonard Melissa A.FMR EVP, GEN. COUNSEL & SECR
Exercise / conversionClass A common stock 18,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035656 · tm249101-10_4seq1.xml · nonDerivative · entry 3

Leonard Melissa A. · CIK 0001898453 · FMR EVP, GEN. COUNSEL & SECR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:20 UTC
Leonard Melissa A.FMR EVP, GEN. COUNSEL & SECR
Tax withholdingClass A common stock 1,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035656 · tm249101-10_4seq1.xml · nonDerivative · entry 2

Leonard Melissa A. · CIK 0001898453 · FMR EVP, GEN. COUNSEL & SECR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,259

F2 · kind: Represents shares withheld by the Issuer to satisfy the reporting person's tax withholding obligation upon the settlement of previously reported RSUs or PSUs, as applicable, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the reporting person.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:20 UTC
Leonard Melissa A.FMR EVP, GEN. COUNSEL & SECR
Exercise / conversionClass A common stock 5,555 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035656 · tm249101-10_4seq1.xml · nonDerivative · entry 1

Leonard Melissa A. · CIK 0001898453 · FMR EVP, GEN. COUNSEL & SECR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:08 UTC
Kroll Adam BFORMER CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 18,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035629 · tm249101-1_4seq1.xml · derivative · entry 8

Kroll Adam B · CIK 0001861641 · FORMER CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F7 · derivative.exercise_date: On August 15, 2022, the reporting person was granted 18,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

F7 · derivative.expiration_date: On August 15, 2022, the reporting person was granted 18,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:08 UTC
Kroll Adam BFORMER CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 11,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035629 · tm249101-1_4seq1.xml · derivative · entry 7

Kroll Adam B · CIK 0001861641 · FORMER CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F6 · derivative.exercise_date: On October 13, 2021, the reporting person was granted 16,666 RSUs, vesting in three equal annual installments beginning on October 13, 2022. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

F6 · derivative.expiration_date: On October 13, 2021, the reporting person was granted 16,666 RSUs, vesting in three equal annual installments beginning on October 13, 2022. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:08 UTC
Kroll Adam BFORMER CHIEF FINANCIAL OFFICER
Tax withholdingClass A common stock 2,076 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035629 · tm249101-1_4seq1.xml · nonDerivative · entry 6

Kroll Adam B · CIK 0001861641 · FORMER CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,136

F2 · kind: Represents shares withheld by the Issuer to satisfy the reporting person's tax withholding obligation upon the settlement of previously reported RSUs or PSUs, as applicable, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the reporting person.

F4 · price: PSUs convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:08 UTC
Kroll Adam BFORMER CHIEF FINANCIAL OFFICER
GrantClass A common stock 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035629 · tm249101-1_4seq1.xml · nonDerivative · entry 5

Kroll Adam B · CIK 0001861641 · FORMER CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,212

F3 · kind: On August 15, 2022, the reporting person was granted 6,000 performance stock units ("PSUs"), vesting upon the satisfaction of certain performance criteria. Vesting and settlement of awards that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

F4 · price: PSUs convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:08 UTC
Kroll Adam BFORMER CHIEF FINANCIAL OFFICER
Tax withholdingClass A common stock 6,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035629 · tm249101-1_4seq1.xml · nonDerivative · entry 4

Kroll Adam B · CIK 0001861641 · FORMER CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,212

F2 · kind: Represents shares withheld by the Issuer to satisfy the reporting person's tax withholding obligation upon the settlement of previously reported RSUs or PSUs, as applicable, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the reporting person.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:08 UTC
Kroll Adam BFORMER CHIEF FINANCIAL OFFICER
Exercise / conversionClass A common stock 18,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035629 · tm249101-1_4seq1.xml · nonDerivative · entry 3

Kroll Adam B · CIK 0001861641 · FORMER CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:08 UTC
Kroll Adam BFORMER CHIEF FINANCIAL OFFICER
Tax withholdingClass A common stock 3,765 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035629 · tm249101-1_4seq1.xml · nonDerivative · entry 2

Kroll Adam B · CIK 0001861641 · FORMER CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,440

F2 · kind: Represents shares withheld by the Issuer to satisfy the reporting person's tax withholding obligation upon the settlement of previously reported RSUs or PSUs, as applicable, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the reporting person.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:08 UTC
Kroll Adam BFORMER CHIEF FINANCIAL OFFICER
Exercise / conversionClass A common stock 11,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035629 · tm249101-1_4seq1.xml · nonDerivative · entry 1

Kroll Adam B · CIK 0001861641 · FORMER CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 2,127 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · derivative · entry 8

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F6 · derivative.exercise_date: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

F6 · derivative.expiration_date: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 1,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · derivative · entry 7

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F5 · derivative.exercise_date: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

F5 · derivative.expiration_date: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · derivative · entry 6

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F4 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

F4 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · derivative · entry 5

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:18 UTC Exercise / conversionClass A common stock 2,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · nonDerivative · entry 4

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:18 UTC Exercise / conversionClass A common stock 1,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · nonDerivative · entry 3

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:18 UTC Exercise / conversionClass A common stock 410 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · nonDerivative · entry 2

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:18 UTC Exercise / conversionClass A common stock 410 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · nonDerivative · entry 1

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:09 UTC Exercise / conversionRestricted Stock Units · Derivative 136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035630 · tm249101-2_4seq1.xml · derivative · entry 2

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 17:09 UTC Exercise / conversionClass A common stock 136 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035630 · tm249101-2_4seq1.xml · nonDerivative · entry 1

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:10 UTC
NINIVAGGI DANIEL ADirector · FORMER EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035635 · tm249101-4_4seq1.xml · derivative · entry 6

NINIVAGGI DANIEL A · CIK 0001257599 · Director · FORMER EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F5 · derivative.exercise_date: On August 15, 2022, the reporting person was granted 15,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

F5 · derivative.expiration_date: On August 15, 2022, the reporting person was granted 15,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:10 UTC
NINIVAGGI DANIEL ADirector · FORMER EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Units · Derivative 31,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035635 · tm249101-4_4seq1.xml · derivative · entry 5

NINIVAGGI DANIEL A · CIK 0001257599 · Director · FORMER EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 31,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F4 · derivative.exercise_date: On August 26, 2021, the reporting person was granted 46,666 RSUs, vesting in three equal annual installments beginning on August 26, 2022. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

F4 · derivative.expiration_date: On August 26, 2021, the reporting person was granted 46,666 RSUs, vesting in three equal annual installments beginning on August 26, 2022. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:10 UTC
NINIVAGGI DANIEL ADirector · FORMER EXECUTIVE CHAIRMAN
Tax withholdingClass A common stock 5,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035635 · tm249101-4_4seq1.xml · nonDerivative · entry 4

NINIVAGGI DANIEL A · CIK 0001257599 · Director · FORMER EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,346

F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:10 UTC
NINIVAGGI DANIEL ADirector · FORMER EXECUTIVE CHAIRMAN
Exercise / conversionClass A common stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035635 · tm249101-4_4seq1.xml · nonDerivative · entry 3

NINIVAGGI DANIEL A · CIK 0001257599 · Director · FORMER EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:10 UTC
NINIVAGGI DANIEL ADirector · FORMER EXECUTIVE CHAIRMAN
Tax withholdingClass A common stock 9,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035635 · tm249101-4_4seq1.xml · nonDerivative · entry 2

NINIVAGGI DANIEL A · CIK 0001257599 · Director · FORMER EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,431

F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:10 UTC
NINIVAGGI DANIEL ADirector · FORMER EXECUTIVE CHAIRMAN
Exercise / conversionClass A common stock 31,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035635 · tm249101-4_4seq1.xml · nonDerivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director · FORMER EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 22:47 UTC PurchaseCommon Stock, par value $0.0001 52,603 $2.25 $118,219.98
Disclosure

SEC source: 0001013594-24-000281 · form4.xml · nonDerivative · entry 1

ESOPUS CREEK VALUE SERIES FUND LP - SERIES A · CIK 0001336198 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Esopus Creek Value Series Fund LP - Series A

Disclosed balance after: 210,037

F1 · ownership.nature: The Reporting Person is actually Andrew L. Sole, director of the Issuer and the controlling principal of Esopus Creek Value Series Fund LP.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:17 UTC
Reiss JaneDirector
Exercise / conversionRestricted Stock Units · Derivative 2,127 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035650 · tm249101-8_4seq1.xml · derivative · entry 6

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F5 · derivative.exercise_date: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

F5 · derivative.expiration_date: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:17 UTC
Reiss JaneDirector
Exercise / conversionRestricted Stock Units · Derivative 1,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035650 · tm249101-8_4seq1.xml · derivative · entry 5

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F4 · derivative.exercise_date: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

F4 · derivative.expiration_date: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:17 UTC
Reiss JaneDirector
Exercise / conversionRestricted Stock Units · Derivative 136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035650 · tm249101-8_4seq1.xml · derivative · entry 4

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:17 UTC
Reiss JaneDirector
Exercise / conversionClass A common stock 2,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035650 · tm249101-8_4seq1.xml · nonDerivative · entry 3

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:17 UTC
Reiss JaneDirector
Exercise / conversionClass A common stock 1,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035650 · tm249101-8_4seq1.xml · nonDerivative · entry 2

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

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March 14, 2024 Filed Mar 18, 2024 21:17 UTC
Reiss JaneDirector
Exercise / conversionClass A common stock 136 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035650 · tm249101-8_4seq1.xml · nonDerivative · entry 1

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:15 UTC
Hightower Edward T.Director · FORMER CEO & PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 40,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035648 · tm249101-7_4seq1.xml · derivative · entry 6

Hightower Edward T. · CIK 0001894132 · Director · FORMER CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F5 · derivative.exercise_date: On August 15, 2022, the reporting person was granted 40,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

F5 · derivative.expiration_date: On August 15, 2022, the reporting person was granted 40,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

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March 14, 2024 Filed Mar 18, 2024 21:15 UTC
Hightower Edward T.Director · FORMER CEO & PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 22,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035648 · tm249101-7_4seq1.xml · derivative · entry 5

Hightower Edward T. · CIK 0001894132 · Director · FORMER CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F4 · derivative.exercise_date: On November 9, 2021, the reporting person was granted 33,333 RSUs, vesting in three equal annual installments beginning on November 9, 2022. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

F4 · derivative.expiration_date: On November 9, 2021, the reporting person was granted 33,333 RSUs, vesting in three equal annual installments beginning on November 9, 2022. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

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March 14, 2024 Filed Mar 18, 2024 21:15 UTC
Hightower Edward T.Director · FORMER CEO & PRESIDENT
Tax withholdingClass A common stock 11,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035648 · tm249101-7_4seq1.xml · nonDerivative · entry 4

Hightower Edward T. · CIK 0001894132 · Director · FORMER CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,448

F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:15 UTC
Hightower Edward T.Director · FORMER CEO & PRESIDENT
Exercise / conversionClass A common stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035648 · tm249101-7_4seq1.xml · nonDerivative · entry 3

Hightower Edward T. · CIK 0001894132 · Director · FORMER CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.