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NPKI

NPK International Inc.

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4885
SEC CIK
0000071829
Parsed reports
339

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202605
Apr 202602
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2017 Filed Jun 2, 2017 23:00 UTC
WHITE DOUGLAS LController, CAO, PAO
Tax withholdingCommon Stock 1,045 $7.54 $7,874.70
Disclosure

SEC source: 0000071829-17-000068 · edgardoc.xml · nonDerivative · entry 1

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,409

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:42 UTC
Smith Bruce CampbellExec Vice President &
Exercise / conversionRestricted Stock Units · Derivative 27,283 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000065 · edgardoc.xml · derivative · entry 7

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,103

Underlying: Common Stock · 27,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:42 UTC
Smith Bruce CampbellExec Vice President &
Exercise / conversionRestricted Stock Units · Derivative 14,873 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000065 · edgardoc.xml · derivative · entry 6

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,386

Underlying: Common Stock · 14,873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:42 UTC
Smith Bruce CampbellExec Vice President &
Tax withholdingCommon Stock 7,461 $7.54 $56,223.11
Disclosure

SEC source: 0000071829-17-000065 · edgardoc.xml · nonDerivative · entry 5

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,261

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:42 UTC
Smith Bruce CampbellExec Vice President &
Exercise / conversionCommon Stock 27,283 $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000065 · edgardoc.xml · nonDerivative · entry 4

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:42 UTC
Smith Bruce CampbellExec Vice President &
Tax withholdingCommon Stock 4,067 $7.54 $30,647.29
Disclosure

SEC source: 0000071829-17-000065 · edgardoc.xml · nonDerivative · entry 3

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,439

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:42 UTC
Smith Bruce CampbellExec Vice President &
Exercise / conversionCommon Stock 14,873 $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000065 · edgardoc.xml · nonDerivative · entry 2

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:42 UTC
Smith Bruce CampbellExec Vice President &
Tax withholdingCommon Stock 3,301 $7.54 $24,875.02
Disclosure

SEC source: 0000071829-17-000065 · edgardoc.xml · nonDerivative · entry 1

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,633

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:42 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Exercise / conversionRestricted Stock Units · Derivative 7,946 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000066 · edgardoc.xml · derivative · entry 3

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,363

Underlying: Common Stock · 7,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:42 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Tax withholdingCommon Stock 2,123 $7.54 $15,998.08
Disclosure

SEC source: 0000071829-17-000066 · edgardoc.xml · nonDerivative · entry 2

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,823

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:42 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Exercise / conversionCommon Stock 7,946 $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000066 · edgardoc.xml · nonDerivative · entry 1

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
Piontek GreggVice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 22,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000064 · edgardoc.xml · derivative · entry 7

Piontek Gregg · CIK 0001418328 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,200

Underlying: Common Stock · 22,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
Piontek GreggVice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 12,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000064 · edgardoc.xml · derivative · entry 6

Piontek Gregg · CIK 0001418328 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,508

Underlying: Common Stock · 12,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
Piontek GreggVice President and CFO
Tax withholdingCommon Stock 3,326 $7.54 $25,063.41
Disclosure

SEC source: 0000071829-17-000064 · edgardoc.xml · nonDerivative · entry 5

Piontek Gregg · CIK 0001418328 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,564

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
Piontek GreggVice President and CFO
Tax withholdingCommon Stock 6,101 $7.54 $45,974.70
Disclosure

SEC source: 0000071829-17-000064 · edgardoc.xml · nonDerivative · entry 4

Piontek Gregg · CIK 0001418328 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,890

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
Piontek GreggVice President and CFO
Exercise / conversionCommon Stock 22,308 $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000064 · edgardoc.xml · nonDerivative · entry 3

Piontek Gregg · CIK 0001418328 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
Piontek GreggVice President and CFO
Exercise / conversionCommon Stock 12,162 $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000064 · edgardoc.xml · nonDerivative · entry 2

Piontek Gregg · CIK 0001418328 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
Piontek GreggVice President and CFO
Tax withholdingCommon Stock 2,699 $7.54 $20,338.58
Disclosure

SEC source: 0000071829-17-000064 · edgardoc.xml · nonDerivative · entry 1

Piontek Gregg · CIK 0001418328 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,521

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 24,602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000063 · edgardoc.xml · derivative · entry 7

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,507

Underlying: Common Stock · 24,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 13,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000063 · edgardoc.xml · derivative · entry 6

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,109

Underlying: Common Stock · 13,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Tax withholdingCommon Stock 6,728 $7.54 $50,699.52
Disclosure

SEC source: 0000071829-17-000063 · edgardoc.xml · nonDerivative · entry 5

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,076

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionCommon Stock 24,602 $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000063 · edgardoc.xml · nonDerivative · entry 4

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Tax withholdingCommon Stock 3,668 $7.54 $27,640.58
Disclosure

SEC source: 0000071829-17-000063 · edgardoc.xml · nonDerivative · entry 3

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,202

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionCommon Stock 13,412 $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000063 · edgardoc.xml · nonDerivative · entry 2

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Tax withholdingCommon Stock 3,162 $7.54 $23,827.57
Disclosure

SEC source: 0000071829-17-000063 · edgardoc.xml · nonDerivative · entry 1

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,458

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
May 19, 2017 Filed May 23, 2017 13:07 UTC
Piontek GreggVice President and CFO
SaleCommon Stock 3,088 $8.04 $24,821.04
Disclosure

SEC source: 0000071829-17-000056 · edgardoc.xml · nonDerivative · entry 2

Piontek Gregg · CIK 0001418328 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,220

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from 8.025 to 8.05, inclusive.

Read SEC document
May 19, 2017 Filed May 23, 2017 13:07 UTC
Piontek GreggVice President and CFO
SaleCommon Stock 31,284 $8.04 $251,470.18
Disclosure

SEC source: 0000071829-17-000056 · edgardoc.xml · nonDerivative · entry 1

Piontek Gregg · CIK 0001418328 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,308

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from 8.025 to 8.05, inclusive.

Read SEC document
May 18, 2017 Filed May 18, 2017 23:10 UTC
WHITE DOUGLAS LController, CAO, PAO
GrantRestricted Stock Units · Derivative 10,384 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001608944-17-000002 · edgardoc.xml · derivative · entry 1

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,607

Underlying: Common Stock · 10,384 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
May 18, 2017 Filed May 18, 2017 22:41 UTC
Smith Bruce CampbellExec Vice President &
GrantRestricted Stock Units · Derivative 26,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001365567-17-000002 · edgardoc.xml · derivative · entry 1

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,259

Underlying: Common Stock · 26,666 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-half of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-half of the shares on June 1 of each year.

Read SEC document
May 18, 2017 Filed May 18, 2017 22:51 UTC
LANIGAN MATTHEWVP and Pres of NMIS
GrantRestricted Stock Units · Derivative 12,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001672978-17-000002 · edgardoc.xml · derivative · entry 2

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,309

Underlying: Common Stock · 12,820 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units will vest at a rate of 50% of the shares on the second anniversary of the date of grant and 50% of the shares on the fourth anniversary of the date of grant.

F2 · derivative.expiration_date: The restricted stock units will vest at a rate of 50% of the shares on the second anniversary of the date of grant and 50% of the shares on the fourth anniversary of the date of grant.

Read SEC document
May 18, 2017 Filed May 18, 2017 22:51 UTC
LANIGAN MATTHEWVP and Pres of NMIS
GrantRestricted Stock Units · Derivative 33,653 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001672978-17-000002 · edgardoc.xml · derivative · entry 1

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,489

Underlying: Common Stock · 33,653 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
May 18, 2017 Filed May 18, 2017 22:20 UTC
Piontek GreggVice President and CFO
GrantRestricted Stock Units · Derivative 44,423 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001357220-17-000004 · edgardoc.xml · derivative · entry 1

Piontek Gregg · CIK 0001418328 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,670

Underlying: Common Stock · 44,423 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
May 18, 2017 Filed May 18, 2017 21:28 UTC
Howes Paul LDirector · President and CEO
GrantRestricted Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001357220-17-000002 · edgardoc.xml · derivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,130

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units will vest at a rate of 50% of the shares on the second anniversary of the date of grant and 50% of the shares on the fourth anniversary of the date of grant.

F2 · derivative.expiration_date: The restricted stock units will vest at a rate of 50% of the shares on the second anniversary of the date of grant and 50% of the shares on the fourth anniversary of the date of grant.

Read SEC document
May 18, 2017 Filed May 18, 2017 21:28 UTC
Howes Paul LDirector · President and CEO
GrantRestricted Stock Units · Derivative 158,653 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001357220-17-000002 · edgardoc.xml · derivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,130

Underlying: Common Stock · 158,653 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
May 18, 2017 Filed May 18, 2017 21:11 UTC
AIROLA MARK JSr Vice Pres, General Counsel
GrantRestricted Stock Units · Derivative 46,891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001240371-17-000003 · edgardoc.xml · derivative · entry 1

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,521

Underlying: Common Stock · 46,891 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
May 18, 2017 Filed May 19, 2017 17:26 UTC GrantCommon Stock 19,230 $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000048 · edgardoc.xml · nonDerivative · entry 1

LARSON RODERICK A. · CIK 0001550150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,963

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting.

Read SEC document
May 18, 2017 Filed May 19, 2017 17:14 UTC GrantCommon Stock 19,230 $0.00 $0.00
Disclosure

SEC source: 0001364843-17-000002 · edgardoc.xml · nonDerivative · entry 1

BEST ANTHONY JAMES · CIK 0001364843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,963

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting.

Read SEC document
May 18, 2017 Filed May 19, 2017 17:07 UTC GrantCommon Stock 21,794 $0.00 $0.00
Disclosure

SEC source: 0001363422-17-000003 · edgardoc.xml · nonDerivative · entry 1

Anderson David C · CIK 0001363422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,965

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting.

Read SEC document
May 18, 2017 Filed May 19, 2017 16:46 UTC GrantCommon Stock 19,230 $0.00 $0.00
Disclosure

SEC source: 0001188792-17-000002 · edgardoc.xml · nonDerivative · entry 1

WARREN GARY L · CIK 0001188792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,753

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting.

Read SEC document
May 18, 2017 Filed May 19, 2017 16:27 UTC GrantCommon Stock 19,230 $0.00 $0.00
Disclosure

SEC source: 0001158643-17-000002 · edgardoc.xml · nonDerivative · entry 1

FINLEY G STEPHEN · CIK 0001158643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,658

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting.

Read SEC document
May 16, 2017 Filed May 17, 2017 13:49 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 32,091 $0.00 Strike: $7.82 $0.00
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · derivative · entry 8

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2017-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options become exercisable in increments of one-third of the shares each year.

Read SEC document
May 16, 2017 Filed May 17, 2017 13:49 UTC
Howes Paul LDirector · President and CEO
SaleCommon Stock 32,091 $7.90 $253,631.22
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · nonDerivative · entry 5

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,625

F3 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person in order to exercise an option grant which is expiring on June 11, 2017.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.905, inclusive.

Read SEC document
May 16, 2017 Filed May 17, 2017 13:49 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 32,091 $7.82 $250,951.62
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · nonDerivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 16, 2017 13:25 UTC
Smith Bruce CampbellExec Vice President &
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,478 $0.00 Strike: $7.82 $0.00
Disclosure

SEC source: 0000071829-17-000039 · edgardoc.xml · derivative · entry 6

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,478 shares

Expires 2017-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable in increments of one-third of the shares each year.

Read SEC document
May 15, 2017 Filed May 16, 2017 13:25 UTC
Smith Bruce CampbellExec Vice President &
SaleCommon Stock 9,478 $8.00 $75,824.00
Disclosure

SEC source: 0000071829-17-000039 · edgardoc.xml · nonDerivative · entry 4

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,934

F1 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person in order to exercise an option grant which is expiring on June 11, 2017.

Read SEC document
May 15, 2017 Filed May 16, 2017 13:25 UTC
Smith Bruce CampbellExec Vice President &
Exercise / conversionCommon Stock 9,478 $7.82 $74,117.96
Disclosure

SEC source: 0000071829-17-000039 · edgardoc.xml · nonDerivative · entry 3

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 13:49 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 47,909 $0.00 Strike: $7.82 $0.00
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · derivative · entry 7

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,091

Underlying: Common Stock · 47,909 shares

Expires 2017-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options become exercisable in increments of one-third of the shares each year.

Read SEC document
May 15, 2017 Filed May 17, 2017 13:49 UTC
Howes Paul LDirector · President and CEO
SaleCommon Stock 47,909 $8.01 $383,784.63
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · nonDerivative · entry 3

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,625

F3 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person in order to exercise an option grant which is expiring on June 11, 2017.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $8.15, inclusive.

Read SEC document
May 15, 2017 Filed May 17, 2017 13:49 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 47,909 $7.82 $374,648.38
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 13:49 UTC
Howes Paul LDirector · President and CEO
SaleCommon Stock 61,140 $7.94 $485,310.98
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,625

F1 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.85 to $8.15, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.