Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NPK International Inc.NR · Entity 4885 | Sr Vice Pres, General Counsel | August 14, 2018 | August 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NPK International Inc.
Report date August 14, 2018 · Filed August 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 387,868 |
Ending reported balance
After 2018-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-14 · Exercise / conversion · Acquired 26,998 · Balance 398,491 F1: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group. Row 2 · 2018-08-14 · Tax withholding · Disposed 10,623 · Balance 387,868 F2: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. |
| Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 46,231 |
Reported balance
After 2018-08-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-14 · Exercise / conversion · Disposed 26,998 · Balance 46,231 F3: Represents performance restricted stock units awarded in 2015, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group.
F2: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares.
F3: Represents performance restricted stock units awarded in 2015, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2018 Filed Aug 15, 2018 21:58 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionPerformance Shares · Derivative | 26,998 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000113 · edgardoc.xml · derivative · entry 3 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,231 Underlying: Common Stock · 26,998 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents performance restricted stock units awarded in 2015, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. F3 · derivative.expiration_date: Represents performance restricted stock units awarded in 2015, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 21:58 UTC | NPK International Inc. NR · Entity 4885 | Tax withholdingCommon Stock | 10,623 | $10.40 | $110,479.20 |
DisclosureSEC source: 0000071829-18-000113 · edgardoc.xml · nonDerivative · entry 2 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,868 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 21:58 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 26,998 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000113 · edgardoc.xml · nonDerivative · entry 1 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:26 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionRestricted Stock Units · Derivative | 24,602 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000099 · edgardoc.xml · derivative · entry 9 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,862 Underlying: Common Stock · 24,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year. F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:26 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionRestricted Stock Units · Derivative | 15,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000099 · edgardoc.xml · derivative · entry 8 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,464 Underlying: Common Stock · 15,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year. F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:26 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionRestricted Stock Units · Derivative | 13,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000099 · edgardoc.xml · derivative · entry 7 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,095 Underlying: Common Stock · 13,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year. F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:26 UTC | NPK International Inc. NR · Entity 4885 | Tax withholdingCommon Stock | 9,680 | $10.85 | $105,028.00 |
DisclosureSEC source: 0000071829-18-000099 · edgardoc.xml · nonDerivative · entry 6 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,493 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:26 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 24,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000099 · edgardoc.xml · nonDerivative · entry 5 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:26 UTC | NPK International Inc. NR · Entity 4885 | Tax withholdingCommon Stock | 6,150 | $10.85 | $66,727.50 |
DisclosureSEC source: 0000071829-18-000099 · edgardoc.xml · nonDerivative · entry 4 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,571 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:26 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 15,631 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000099 · edgardoc.xml · nonDerivative · entry 3 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:26 UTC | NPK International Inc. NR · Entity 4885 | Tax withholdingCommon Stock | 5,277 | $10.85 | $57,255.45 |
DisclosureSEC source: 0000071829-18-000099 · edgardoc.xml · nonDerivative · entry 2 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,090 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:26 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 13,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000099 · edgardoc.xml · nonDerivative · entry 1 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 3, 2018 00:12 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 127,250 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0000071829-18-000047 · edgardoc.xml · derivative · entry 3 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 127,250 shares Expires 2019-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options become exercisable in four annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| May 01, 2018 Filed May 3, 2018 00:12 UTC | NPK International Inc. NR · Entity 4885 | SaleCommon Stock | 127,250 | $10.34 | $1,315,497.78 |
DisclosureSEC source: 0000071829-18-000047 · edgardoc.xml · nonDerivative · entry 2 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,955 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.275 to $10.425, inclusive. Read SEC document |
| May 01, 2018 Filed May 3, 2018 00:12 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 127,250 | $3.31 | $421,197.50 |
DisclosureSEC source: 0000071829-18-000047 · edgardoc.xml · nonDerivative · entry 1 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 15:36 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionPerformance Shares · Derivative | 21,856 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-17-000096 · edgardoc.xml · derivative · entry 3 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,229 Underlying: Common Stock · 21,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents performance restricted stock units awarded in 2014, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. F3 · derivative.expiration_date: Represents performance restricted stock units awarded in 2014, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 15:36 UTC | NPK International Inc. NR · Entity 4885 | Tax withholdingCommon Stock | 5,977 | $7.50 | $44,827.50 |
DisclosureSEC source: 0000071829-17-000096 · edgardoc.xml · nonDerivative · entry 2 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,955 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 15:36 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 21,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-17-000096 · edgardoc.xml · nonDerivative · entry 1 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:41 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionRestricted Stock Units · Derivative | 24,602 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-17-000063 · edgardoc.xml · derivative · entry 7 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,507 Underlying: Common Stock · 24,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year. F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:41 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionRestricted Stock Units · Derivative | 13,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-17-000063 · edgardoc.xml · derivative · entry 6 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,109 Underlying: Common Stock · 13,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year. F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:41 UTC | NPK International Inc. NR · Entity 4885 | Tax withholdingCommon Stock | 6,728 | $7.54 | $50,699.52 |
DisclosureSEC source: 0000071829-17-000063 · edgardoc.xml · nonDerivative · entry 5 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,076 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:41 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 24,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-17-000063 · edgardoc.xml · nonDerivative · entry 4 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:41 UTC | NPK International Inc. NR · Entity 4885 | Tax withholdingCommon Stock | 3,668 | $7.54 | $27,640.58 |
DisclosureSEC source: 0000071829-17-000063 · edgardoc.xml · nonDerivative · entry 3 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,202 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:41 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 13,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-17-000063 · edgardoc.xml · nonDerivative · entry 2 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:41 UTC | NPK International Inc. NR · Entity 4885 | Tax withholdingCommon Stock | 3,162 | $7.54 | $23,827.57 |
DisclosureSEC source: 0000071829-17-000063 · edgardoc.xml · nonDerivative · entry 1 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,458 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| May 18, 2017 Filed May 18, 2017 21:11 UTC | NPK International Inc. NR · Entity 4885 | GrantRestricted Stock Units · Derivative | 46,891 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001240371-17-000003 · edgardoc.xml · derivative · entry 1 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,521 Underlying: Common Stock · 46,891 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year. F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.