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NPKI

NPK International Inc.

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4885
SEC CIK
0000071829
Parsed reports
339

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202605
Apr 202602
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Piontek GreggSenior Vice President and CFO
Tax withholdingCommon Stock 3,605 $10.85 $39,114.25
Disclosure

SEC source: 0000071829-18-000098 · edgardoc.xml · nonDerivative · entry 4

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,366

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionCommon Stock 14,808 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000098 · edgardoc.xml · nonDerivative · entry 3

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Piontek GreggSenior Vice President and CFO
Tax withholdingCommon Stock 2,961 $10.85 $32,126.85
Disclosure

SEC source: 0000071829-18-000098 · edgardoc.xml · nonDerivative · entry 2

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,163

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionCommon Stock 12,161 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000098 · edgardoc.xml · nonDerivative · entry 1

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 83,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · derivative · entry 10

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,308

Underlying: Common Stock · 83,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 52,885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · derivative · entry 9

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,548

Underlying: Common Stock · 52,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 45,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · derivative · entry 8

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,433

Underlying: Common Stock · 45,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Howes Paul LDirector · President and CEO
Tax withholdingCommon Stock 32,754 $10.85 $355,380.90
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · nonDerivative · entry 6

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,903

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 83,240 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · nonDerivative · entry 5

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Howes Paul LDirector · President and CEO
Tax withholdingCommon Stock 20,810 $10.85 $225,788.50
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · nonDerivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,417

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 52,885 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · nonDerivative · entry 3

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Howes Paul LDirector · President and CEO
Tax withholdingCommon Stock 17,856 $10.85 $193,737.60
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,342

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 45,379 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:17 UTC GrantCommon Stock 13,953 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000087 · edgardoc.xml · nonDerivative · entry 1

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:17 UTC
MINGE JOHN CDirector
GrantCommon Stock 13,953 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000086 · edgardoc.xml · nonDerivative · entry 1

MINGE JOHN C · CIK 0001724571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:16 UTC GrantCommon Stock 13,953 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000085 · edgardoc.xml · nonDerivative · entry 1

LARSON RODERICK A. · CIK 0001550150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,916

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:16 UTC GrantCommon Stock 15,813 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000084 · edgardoc.xml · nonDerivative · entry 1

BEST ANTHONY JAMES · CIK 0001364843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,776

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:16 UTC GrantCommon Stock 13,953 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000083 · edgardoc.xml · nonDerivative · entry 1

WARREN GARY L · CIK 0001188792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,706

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:15 UTC GrantCommon Stock 13,953 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000082 · edgardoc.xml · nonDerivative · entry 1

FINLEY G STEPHEN · CIK 0001158643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,188

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting.

Read SEC document
May 16, 2018 Filed May 18, 2018 19:02 UTC
WHITE DOUGLAS LController, CAO, PAO
GrantRestricted Stock Units · Derivative 14,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000075 · edgardoc.xml · derivative · entry 1

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,206

Underlying: Common Stock · 14,150 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
May 16, 2018 Filed May 18, 2018 19:00 UTC
LANIGAN MATTHEWVP and Pres of NMIS
GrantRestricted Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000074 · edgardoc.xml · derivative · entry 2

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,511

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units will vest at a rate of 50% of the shares on June 1, 2020 and 50% of the shares on June 1, 2022.

F2 · derivative.expiration_date: The restricted stock units will vest at a rate of 50% of the shares on June 1, 2020 and 50% of the shares on June 1, 2022.

Read SEC document
May 16, 2018 Filed May 18, 2018 19:00 UTC
LANIGAN MATTHEWVP and Pres of NMIS
GrantRestricted Stock Units · Derivative 28,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000074 · edgardoc.xml · derivative · entry 1

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,511

Underlying: Common Stock · 28,148 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
May 16, 2018 Filed May 18, 2018 19:00 UTC
VOLLANDS PHILLIP TVice President and President
GrantRestricted Stock Units · Derivative 31,209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000073 · edgardoc.xml · derivative · entry 1

VOLLANDS PHILLIP T · CIK 0001710817 · Vice President and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,347

Underlying: Common Stock · 31,209 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
May 16, 2018 Filed May 18, 2018 19:00 UTC
Howes Paul LDirector · President and CEO
GrantRestricted Stock Units · Derivative 128,301 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000072 · edgardoc.xml · derivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,812

Underlying: Common Stock · 128,301 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
May 16, 2018 Filed May 18, 2018 19:00 UTC
Piontek GreggSenior Vice President and CFO
GrantRestricted Stock Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000071 · edgardoc.xml · derivative · entry 2

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,148

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units will vest at a rate of 50% of the shares on June 1, 2020 and 50% of the shares on June 1, 2022.

F2 · derivative.expiration_date: The restricted stock units will vest at a rate of 50% of the shares on June 1, 2020 and 50% of the shares on June 1, 2022.

Read SEC document
May 16, 2018 Filed May 18, 2018 19:00 UTC
Piontek GreggSenior Vice President and CFO
GrantRestricted Stock Units · Derivative 43,948 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000071 · edgardoc.xml · derivative · entry 1

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,148

Underlying: Common Stock · 43,948 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:24 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 47,495 $0.00 Strike: $7.89 $0.00
Disclosure

SEC source: 0000071829-18-000062 · edgardoc.xml · derivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable in increments of one-third of the shares each year and expire on June 9, 2018.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:24 UTC
Howes Paul LDirector · President and CEO
SaleCommon Stock 47,495 $10.40 $494,166.48
Disclosure

SEC source: 0000071829-18-000062 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,819

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.30 to $10.50, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:24 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 47,495 $7.89 $374,735.55
Disclosure

SEC source: 0000071829-18-000062 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:24 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 43,750 $0.00 Strike: $7.89 $0.00
Disclosure

SEC source: 0000071829-18-000063 · edgardoc.xml · derivative · entry 3

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,750 shares

Expires 2018-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable in increments of one-third of the shares each year and expire on June 9, 2018.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:24 UTC
Smith Bruce CampbellExec Vice President & Chief
SaleCommon Stock 43,750 $10.50 $459,252.50
Disclosure

SEC source: 0000071829-18-000063 · edgardoc.xml · nonDerivative · entry 2

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,870

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.275 to $10.60, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:24 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionCommon Stock 43,750 $7.89 $345,187.50
Disclosure

SEC source: 0000071829-18-000063 · edgardoc.xml · nonDerivative · entry 1

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 3, 2018 23:39 UTC SaleCommon Stock 20,000 $10.26 $205,280.00
Disclosure

SEC source: 0000071829-18-000056 · edgardoc.xml · nonDerivative · entry 1

Anderson David C · CIK 0001363422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,841

Read SEC document
May 03, 2018 Filed May 3, 2018 23:31 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $7.89 $0.00
Disclosure

SEC source: 0000071829-18-000054 · edgardoc.xml · derivative · entry 7

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,495

Underlying: Common Stock · 75,000 shares

Expires 2018-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became exercisable in increments of one-third of the shares each year and expire on June 10, 2018.

Read SEC document
May 03, 2018 Filed May 3, 2018 23:31 UTC
Howes Paul LDirector · President and CEO
SaleCommon Stock 75,000 $10.27 $770,205.00
Disclosure

SEC source: 0000071829-18-000054 · edgardoc.xml · nonDerivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,819

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.475, inclusive.

Read SEC document
May 03, 2018 Filed May 3, 2018 23:31 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 75,000 $7.89 $591,750.00
Disclosure

SEC source: 0000071829-18-000054 · edgardoc.xml · nonDerivative · entry 3

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:24 UTC Amendment SaleCommon Stock 20,000 $10.26 $205,280.00
Disclosure

SEC source: 0000071829-18-000061 · edgardoc.xml · nonDerivative · entry 1

Anderson David C · CIK 0001363422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,841

F1 · shares: The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · price: The transaction is being resubmitted in order to include the following footnote: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.225 to $10.35, inclusive.

Read SEC document
May 02, 2018 Filed May 3, 2018 23:31 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 27,505 $0.00 Strike: $7.89 $0.00
Disclosure

SEC source: 0000071829-18-000054 · edgardoc.xml · derivative · entry 6

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,495

Underlying: Common Stock · 27,505 shares

Expires 2018-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became exercisable in increments of one-third of the shares each year and expire on June 10, 2018.

Read SEC document
May 02, 2018 Filed May 3, 2018 23:31 UTC
Howes Paul LDirector · President and CEO
SaleCommon Stock 27,505 $10.51 $289,176.57
Disclosure

SEC source: 0000071829-18-000054 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,819

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.575, inclusive.

Read SEC document
May 02, 2018 Filed May 3, 2018 23:31 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 27,505 $7.89 $217,014.45
Disclosure

SEC source: 0000071829-18-000054 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 3, 2018 22:27 UTC
LANIGAN MATTHEWVP and Pres of NMIS
SaleCommon Stock 18,913 $10.52 $198,959.09
Disclosure

SEC source: 0000071829-18-000052 · edgardoc.xml · nonDerivative · entry 1

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.55, inclusive.

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May 02, 2018 Filed May 3, 2018 22:18 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 28,100 $0.00 Strike: $7.89 $0.00
Disclosure

SEC source: 0000071829-18-000050 · edgardoc.xml · derivative · entry 5

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,100 shares

Expires 2018-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options become exercisable in increments of one-third of the shares each year.

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May 02, 2018 Filed May 3, 2018 22:18 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 23,390 $0.00 Strike: $3.31 $0.00
Disclosure

SEC source: 0000071829-18-000050 · edgardoc.xml · derivative · entry 4

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,390 shares

Expires 2019-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable in four annual installments beginning on the first anniversary of the date of grant.

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May 02, 2018 Filed May 3, 2018 22:18 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionCommon Stock 28,100 $7.89 $221,709.00
Disclosure

SEC source: 0000071829-18-000050 · edgardoc.xml · nonDerivative · entry 3

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 3, 2018 22:18 UTC
Piontek GreggSenior Vice President and CFO
SaleCommon Stock 51,490 $10.51 $540,907.60
Disclosure

SEC source: 0000071829-18-000050 · edgardoc.xml · nonDerivative · entry 2

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,863

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.55, inclusive.

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May 02, 2018 Filed May 3, 2018 22:18 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionCommon Stock 23,390 $3.31 $77,420.90
Disclosure

SEC source: 0000071829-18-000050 · edgardoc.xml · nonDerivative · entry 1

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 3, 2018 00:12 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 127,250 $0.00 Strike: $3.31 $0.00
Disclosure

SEC source: 0000071829-18-000047 · edgardoc.xml · derivative · entry 3

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,250 shares

Expires 2019-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable in four annual installments beginning on the first anniversary of the date of grant.

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May 01, 2018 Filed May 3, 2018 00:12 UTC
AIROLA MARK JSr Vice Pres, General Counsel
SaleCommon Stock 127,250 $10.34 $1,315,497.78
Disclosure

SEC source: 0000071829-18-000047 · edgardoc.xml · nonDerivative · entry 2

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,955

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.275 to $10.425, inclusive.

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May 01, 2018 Filed May 3, 2018 00:12 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionCommon Stock 127,250 $3.31 $421,197.50
Disclosure

SEC source: 0000071829-18-000047 · edgardoc.xml · nonDerivative · entry 1

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2018 Filed Apr 24, 2018 16:07 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Tax withholdingCommon Stock 6,087 $9.80 $59,652.60
Disclosure

SEC source: 0000071829-18-000038 · edgardoc.xml · nonDerivative · entry 1

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,913

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.