Tapewire

NYSE · USD

NOG

NORTHERN OIL & GAS, INC.

Export transactions ↓
Tapewire entity
4277
SEC CIK
0001104485
Parsed reports
593

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2021 Filed Jul 6, 2021 20:13 UTC
Meier LisaDirector
GrantCommon Stock 1,415 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000083 · wf-form4_162560237115286.xml · nonDerivative · entry 1

Meier Lisa · CIK 0001287481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,018

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:12 UTC
KING JACK EDirector
GrantCommon Stock 1,415 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000082 · wf-form4_162560232628292.xml · nonDerivative · entry 1

KING JACK E · CIK 0001399391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,695

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:11 UTC GrantCommon Stock 2,311 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000081 · wf-form4_162560229534068.xml · nonDerivative · entry 1

Lasher Stuart G. · CIK 0001804333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,844

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:11 UTC GrantCommon Stock 1,415 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000080 · wf-form4_162560226682639.xml · nonDerivative · entry 1

Frantz Michael A · CIK 0001682436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,819

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:10 UTC GrantCommon Stock 1,415 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000079 · wf-form4_162560220405180.xml · nonDerivative · entry 1

EASLEY ROY ERNEST · CIK 0001543076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,754

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 20:48 UTC GrantCommon Stock 2,394 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000060 · wf-form4_161834689745954.xml · nonDerivative · entry 1

Frantz Michael A · CIK 0001682436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,404

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 20:48 UTC GrantCommon Stock 11,971 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000059 · wf-form4_161834688206362.xml · nonDerivative · entry 1

Akradi Bahram · CIK 0001295679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711,182

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 20:47 UTC GrantCommon Stock 2,394 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000058 · wf-form4_161834686733358.xml · nonDerivative · entry 1

Popejoy Michael T · CIK 0001696586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,117

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 20:47 UTC GrantCommon Stock 2,394 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000057 · wf-form4_161834685088264.xml · nonDerivative · entry 1

EASLEY ROY ERNEST · CIK 0001543076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,339

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 20:47 UTC
Meier LisaDirector
GrantCommon Stock 2,394 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000055 · wf-form4_161834681181651.xml · nonDerivative · entry 1

Meier Lisa · CIK 0001287481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,603

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 20:47 UTC GrantCommon Stock 3,911 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000056 · wf-form4_161834682785821.xml · nonDerivative · entry 1

Lasher Stuart G. · CIK 0001804333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,533

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 20:46 UTC
KING JACK EDirector
GrantCommon Stock 2,394 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000054 · wf-form4_161834678833219.xml · nonDerivative · entry 1

KING JACK E · CIK 0001399391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,280

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 20:46 UTC
GRABB ROBERTDirector
GrantCommon Stock 2,394 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000053 · wf-form4_161834676785022.xml · nonDerivative · entry 1

GRABB ROBERT · CIK 0001399474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,271

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:13 UTC
KELLY MICHAEL D.Chief Strategy Officer
Tax withholdingCommon Stock 4,216 $13.91 $58,644.56
Disclosure

SEC source: 0001104485-21-000038 · wf-form4_161601200524604.xml · nonDerivative · entry 1

KELLY MICHAEL D. · CIK 0001797538 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,711

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:13 UTC Tax withholdingCommon Stock 2,136 $13.91 $29,711.76
Disclosure

SEC source: 0001104485-21-000037 · wf-form4_161601197766768.xml · nonDerivative · entry 2

Dirlam Adam A. · CIK 0001742527 · COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,854

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:13 UTC Tax withholdingCommon Stock 7,307 $13.91 $101,640.37
Disclosure

SEC source: 0001104485-21-000037 · wf-form4_161601197766768.xml · nonDerivative · entry 1

Dirlam Adam A. · CIK 0001742527 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,719

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:12 UTC Tax withholdingCommon Stock 19,803 $13.91 $275,459.73
Disclosure

SEC source: 0001104485-21-000036 · wf-form4_161601195585543.xml · nonDerivative · entry 1

O'GRADY NICHOLAS L. · CIK 0001741768 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,168

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:12 UTC Tax withholdingCommon Stock 6,321 $13.91 $87,925.11
Disclosure

SEC source: 0001104485-21-000035 · wf-form4_161601192977395.xml · nonDerivative · entry 1

Allen Chad W · CIK 0001682657 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,719

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:12 UTC
Romslo Erik J.Chief Legal Officer & Sec.
Tax withholdingCommon Stock 8,936 $13.91 $124,299.76
Disclosure

SEC source: 0001104485-21-000034 · wf-form4_161601190382168.xml · nonDerivative · entry 1

Romslo Erik J. · CIK 0001565392 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,934

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:11 UTC
Evans James B.Executive VP & Chief Engineer
Tax withholdingCommon Stock 3,133 $13.91 $43,580.03
Disclosure

SEC source: 0001104485-21-000033 · wf-form4_161601187322158.xml · nonDerivative · entry 1

Evans James B. · CIK 0001846661 · Executive VP & Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,776

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:02 UTC GrantCommon Stock 6,868 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000020 · wf-form4_161361373199922.xml · nonDerivative · entry 2

Dirlam Adam A. · CIK 0001742527 · COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 19,990

F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:02 UTC GrantCommon Stock 11,905 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000020 · wf-form4_161361373199922.xml · nonDerivative · entry 1

Dirlam Adam A. · CIK 0001742527 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,026

F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:02 UTC GrantCommon Stock 10,204 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000019 · wf-form4_161361370760331.xml · nonDerivative · entry 1

Allen Chad W · CIK 0001682657 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,040

F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:01 UTC GrantCommon Stock 25,510 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000018 · wf-form4_161361368691442.xml · nonDerivative · entry 1

O'GRADY NICHOLAS L. · CIK 0001741768 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,971

F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:01 UTC
KELLY MICHAEL D.Chief Strategy Officer
GrantCommon Stock 10,204 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000017 · wf-form4_161361366888336.xml · nonDerivative · entry 1

KELLY MICHAEL D. · CIK 0001797538 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,927

F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:01 UTC
Romslo Erik J.Chief Legal Officer & Sec.
GrantCommon Stock 13,605 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000016 · wf-form4_161361364566487.xml · nonDerivative · entry 1

Romslo Erik J. · CIK 0001565392 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,870

F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:00 UTC
Evans James B.Executive VP & Chief Engineer
GrantCommon Stock 8,503 $0.00 $0.00
Disclosure

SEC source: 0001104485-21-000015 · wf-form4_161361361877203.xml · nonDerivative · entry 1

Evans James B. · CIK 0001846661 · Executive VP & Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,909

F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:10 UTC PurchaseCommon Stock, $0.001 par value per share 512,821 $9.75 $5,000,004.75
Disclosure

SEC source: 0001104659-21-016758 · a4.xml · nonDerivative · entry 1

Rowling Robert B. · CIK 0001436419 · 10% owner

TRT Holdings Inc · CIK 0001376323 · 10% owner

Cresta Investments, LLC · CIK 0001660745 · 10% owner

Cresta Greenwood, LLC · CIK 0001660744 · 10% owner

TTBR Investments LLC · CIK 0001802062 · 10% owner

TRBRJR Investments LLC · CIK 0001802054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,805,919

F1 · price: The shares were purchased by Robert B. Rowling from the underwriters in a public offering of Common Stock by Northern Oil and Gas, Inc. at the public offering price.

F2 · balance_after: 6,876,829 of the reported securities are owned directly by TRT Holdings, Inc., 1,774,980 of the reported securities are owned directly by Cresta Investments, LLC, 134,422 of the reported securities are owned directly by Cresta Greenwood, LLC, 171,100 of the reported securities are owned directly by TTBR Investments LLC, 171,100 of the reported securities are owned directly by TRBRJR Investments LLC, and 677,488 of the reported securities are owned directly by Robert B. Rowling. The number of shares reflects a 1-for-10 reverse stock split effected by Northern Oil and Gas, Inc. subsequent to the Reporting Persons' most recent filing on Form 4.

F3 · balance_after: Mr. Rowling may be deemed to beneficially own all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and his status as trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:45 UTC PurchaseCommon Stock 25,000 $9.75 $243,750.00
Disclosure

SEC source: 0001104485-21-000006 · wf-form4_161290710610854.xml · nonDerivative · entry 1

Lasher Stuart G. · CIK 0001804333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SGL NOG, LLC

Disclosed balance after: 258,333

F1 · shares: Shares purchased pursuant to Issuer's public offering of common stock, which closed on February 9, 2021.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuinary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
January 15, 2021 Filed Feb 11, 2022 21:35 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-22-000030 · wf-form5_164461529974481.xml · nonDerivative · entry 3

Popejoy Michael T · CIK 0001696586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,331

Read SEC document
January 15, 2021 Filed Feb 11, 2022 21:35 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-22-000030 · wf-form5_164461529974481.xml · nonDerivative · entry 2

Popejoy Michael T · CIK 0001696586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,331

Read SEC document
January 15, 2021 Filed Feb 11, 2022 21:35 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-22-000030 · wf-form5_164461529974481.xml · nonDerivative · entry 1

Popejoy Michael T · CIK 0001696586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,331

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:34 UTC
KELLY MICHAEL D.EVP of Finance
Tax withholdingCommon Stock 876 $8.76 $7,673.76
Disclosure

SEC source: 0001104485-21-000002 · wf-form4_160988246493606.xml · nonDerivative · entry 1

KELLY MICHAEL D. · CIK 0001797538 · EVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,723

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered.

Read SEC document
December 31, 2020 Filed Dec 31, 2020 21:31 UTC Disposition to issuerCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017884 · wf-form4_160945028144072.xml · nonDerivative · entry 2

O'GRADY NICHOLAS L. · CIK 0001741768 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,461

F2 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to performance condition not being achieved.

Read SEC document
December 31, 2020 Filed Dec 31, 2020 21:31 UTC Disposition to issuerCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017883 · wf-form4_160945026374640.xml · nonDerivative · entry 3

Dirlam Adam A. · CIK 0001742527 · COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 13,122

F2 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to performance condition not being achieved.

Read SEC document
December 31, 2020 Filed Dec 31, 2020 21:31 UTC Disposition to issuerCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017883 · wf-form4_160945026374640.xml · nonDerivative · entry 2

Dirlam Adam A. · CIK 0001742527 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,121

F2 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to performance condition not being achieved.

Read SEC document
December 31, 2020 Filed Dec 31, 2020 21:30 UTC
Romslo Erik J.Chief Legal Officer & Sec.
Disposition to issuerCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017881 · wf-form4_160945022661470.xml · nonDerivative · entry 2

Romslo Erik J. · CIK 0001565392 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,265

F3 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to performance condition not being achieved.

Read SEC document
December 31, 2020 Filed Dec 31, 2020 21:30 UTC Disposition to issuerCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017880 · wf-form4_160945020842266.xml · nonDerivative · entry 2

Allen Chad W · CIK 0001682657 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,836

F3 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to performance condition not being achieved.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:33 UTC GrantCommon Stock 3,444 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017892 · wf-form4_160945040500803.xml · nonDerivative · entry 1

EASLEY ROY ERNEST · CIK 0001543076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,945

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:33 UTC
KING JACK EDirector
GrantCommon Stock 3,444 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017891 · wf-form4_160945039014701.xml · nonDerivative · entry 1

KING JACK E · CIK 0001399391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,886

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:33 UTC
Meier LisaDirector
GrantCommon Stock 3,444 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017890 · wf-form4_160945037475129.xml · nonDerivative · entry 1

Meier Lisa · CIK 0001287481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,209

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:32 UTC
GRABB ROBERTDirector
GrantCommon Stock 3,444 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017889 · wf-form4_160945036104886.xml · nonDerivative · entry 1

GRABB ROBERT · CIK 0001399474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,877

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:32 UTC GrantCommon Stock 5,626 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017888 · wf-form4_160945034498747.xml · nonDerivative · entry 1

Lasher Stuart G. · CIK 0001804333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,622

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:32 UTC GrantCommon Stock 3,444 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017887 · wf-form4_160945032899035.xml · nonDerivative · entry 1

Frantz Michael A · CIK 0001682436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,010

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:32 UTC GrantCommon Stock 3,444 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017886 · wf-form4_160945031312382.xml · nonDerivative · entry 1

Popejoy Michael T · CIK 0001696586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,723

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:31 UTC GrantCommon Stock 17,222 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017885 · wf-form4_160945029880633.xml · nonDerivative · entry 1

Akradi Bahram · CIK 0001295679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699,211

F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:31 UTC GrantCommon Stock 55,109 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017884 · wf-form4_160945028144072.xml · nonDerivative · entry 1

O'GRADY NICHOLAS L. · CIK 0001741768 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,461

F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:31 UTC GrantCommon Stock 18,370 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017883 · wf-form4_160945026374640.xml · nonDerivative · entry 1

Dirlam Adam A. · CIK 0001742527 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,621

F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:30 UTC
KELLY MICHAEL D.EVP of Finance
GrantCommon Stock 16,073 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017882 · wf-form4_160945024303169.xml · nonDerivative · entry 1

KELLY MICHAEL D. · CIK 0001797538 · EVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,599

F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan.

F2 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:30 UTC
Romslo Erik J.Chief Legal Officer & Sec.
GrantCommon Stock 20,666 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017881 · wf-form4_160945022661470.xml · nonDerivative · entry 1

Romslo Erik J. · CIK 0001565392 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,765

F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan.

F2 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.