organization · Reporting owner
TRBRJR Investments LLC
Disclosed activity across 1 company
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Disclosed balances
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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
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Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORTHERN OIL & GAS, INC.
Report date January 05, 2022 · Filed January 05, 2022
Section 16 reporting ended · disclosed 2022-01-05. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2021 Filed Nov 22, 2021 17:53 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | SaleCommon Stock, $0.001 par value per share | 134,422 | $19.10 | $2,567,460.20 |
DisclosureSEC source: 0001104659-21-142353 · tm2133468-2_4seq1.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Rowling Family 2012 Long Term Trust · CIK 0001876126 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,305,919 F2 · price: Cresta Greenwood, LLC, as a selling security holder, sold the shares at this price to the underwriters in the Offering. F3 · balance_after: 6,876,829 of the shares are owned directly by TRT Holdings, Inc., 1,409,402 shares are owned directly by Cresta Investments, LLC, 171,100 shares are owned directly by TTBR Investments LLC, 171,100 shares are owned directly by TRBRJR Investments LLC, and 677,488 shares are owned directly by the Rowling Family 2012 Long Term Trust, a family trust for which Robert B. Rowling serves as trustee and the beneficiaries of which are his family members (the "Trust"). Robert B. Rowling may be deemed to beneficially own all of the securities reported as directly owned and (prior to the sale) the securities sold due to his direct or indirect ownership interests in each of the entities identified in the preceding sentence and Cresta Greenwood, LLC or, in the case of the Trust, the pecuniary interest of his family members as beneficiaries. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:53 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | SaleCommon Stock, $0.001 par value per share | 365,578 | $19.10 | $6,982,539.80 |
DisclosureSEC source: 0001104659-21-142353 · tm2133468-2_4seq1.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Rowling Family 2012 Long Term Trust · CIK 0001876126 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,440,341 F1 · price: Cresta Investments, LLC, as a selling security holder, sold the shares at this price to the underwriters in an underwritten public offering of Common Stock pursuant to a shelf registration statement on Form S-3 of the Issuer (Registration No. 333-225835) (the "Offering"). Read SEC document |
| July 23, 2021 Filed Jul 30, 2021 21:25 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | Gift6.5% Series A Perpetual Cum. Convertible Preferred Stock · Derivative | 21,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-098373 · a4.xml · derivative · entry 3 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95,523 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Preferred Stock is convertible at any time at the election of the holder into shares of Common Stock, at a conversion rate of 4.363 shares of Common Stock per share of Preferred Stock, subject to adjustment as provided in the Certificate of Designations. The "conversion price" at any time means $100, divided by the conversion rate in effect at such time. The Preferred Stock is also subject to mandatory conversion at the election of the Issuer if the closing sales price of the Common Stock of the Issuer equals or exceeds 145% of the conversion price for at least 20 trading days (whether or not consecutive) in a period of 30 consecutive trading days, including the last trading day of such 30-trading day period. F4 · shares: The reported transaction is a gift by Robert B. Rowling of Preferred Stock that was directly owned by him to the Trust. F5 · derivative.expiration_date: The Preferred Stock is perpetual and therefore has no expiration date. F3 · derivative.underlying_shares: Each share of Preferred Stock is convertible at any time at the election of the holder into shares of Common Stock, at a conversion rate of 4.363 shares of Common Stock per share of Preferred Stock, subject to adjustment as provided in the Certificate of Designations. The "conversion price" at any time means $100, divided by the conversion rate in effect at such time. The Preferred Stock is also subject to mandatory conversion at the election of the Issuer if the closing sales price of the Common Stock of the Issuer equals or exceeds 145% of the conversion price for at least 20 trading days (whether or not consecutive) in a period of 30 consecutive trading days, including the last trading day of such 30-trading day period. Read SEC document |
| July 23, 2021 Filed Jul 30, 2021 21:25 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | GiftCommon Stock, $0.001 par value per share | 677,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-098373 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,128,431 F1 · shares: The reported transaction is a gift by Robert B. Rowling of Common Stock that was directly owned by him to the Rowling Family 2012 Long Term Trust (the "Trust"), a family trust for which Mr. Rowling serves as trustee and of which his family members are the beneficiaries. F2 · balance_after: 6,876,829 of the shares of Common Stock reported as directly owned are owned directly by TRT Holdings, Inc., 1,774,980 of such shares are owned directly by Cresta Investments, LLC, 134,422 of such shares are owned directly by Cresta Greenwood, LLC, 171,100 of such shares are owned directly by TTBR Investments LLC, and 171,100 of such shares are owned directly by TRBRJR Investments LLC. Mr. Rowling may be deemed to beneficially own all of the securities reported as directly owned due to his ownership interests in each of the foregoing entities. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:10 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 512,821 | $9.75 | $5,000,004.75 |
DisclosureSEC source: 0001104659-21-016758 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,805,919 F1 · price: The shares were purchased by Robert B. Rowling from the underwriters in a public offering of Common Stock by Northern Oil and Gas, Inc. at the public offering price. F2 · balance_after: 6,876,829 of the reported securities are owned directly by TRT Holdings, Inc., 1,774,980 of the reported securities are owned directly by Cresta Investments, LLC, 134,422 of the reported securities are owned directly by Cresta Greenwood, LLC, 171,100 of the reported securities are owned directly by TTBR Investments LLC, 171,100 of the reported securities are owned directly by TRBRJR Investments LLC, and 677,488 of the reported securities are owned directly by Robert B. Rowling. The number of shares reflects a 1-for-10 reverse stock split effected by Northern Oil and Gas, Inc. subsequent to the Reporting Persons' most recent filing on Form 4. F3 · balance_after: Mr. Rowling may be deemed to beneficially own all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and his status as trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 23:12 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 426,245 | $0.60 | $255,619.13 |
DisclosureSEC source: 0001104659-20-042020 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,930,980 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.5910 to $0.6000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 17,750,800 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 23:12 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 375,634 | $0.59 | $220,722.54 |
DisclosureSEC source: 0001104659-20-042020 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,504,735 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.5611 to $0.6000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 22:05 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 1,063,694 | $0.79 | $845,317.62 |
DisclosureSEC source: 0001104659-20-035496 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,129,101 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.7803 to $0.8000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 16,947,921 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 21:38 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 12,300 | $0.80 | $9,840.00 |
DisclosureSEC source: 0001104659-20-034197 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,065,407 F2 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 15,884,227 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:38 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 571,563 | $0.79 | $453,649.55 |
DisclosureSEC source: 0001104659-20-034197 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,053,107 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.7693 to $0.8000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 00:36 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 352,443 | $0.80 | $280,650.36 |
DisclosureSEC source: 0001104659-20-031536 · a4.xml · nonDerivative · entry 3 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,481,544 F3 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.7900 to $0.8000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 15,300,364 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 00:36 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 946,619 | $0.82 | $774,807.65 |
DisclosureSEC source: 0001104659-20-031536 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,129,101 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.7701 to $0.8500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 06, 2020 Filed Mar 11, 2020 00:36 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 2,053,381 | $1.23 | $2,528,533.36 |
DisclosureSEC source: 0001104659-20-031536 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,182,482 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $1.2000 to $1.2500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 00:06 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 575,000 | $1.40 | $803,045.00 |
DisclosureSEC source: 0001104659-20-028090 · a4.xml · nonDerivative · entry 3 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,129,101 F3 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $1.375 to $1.4000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 11,947,921 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 00:06 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 125,000 | $1.30 | $162,387.50 |
DisclosureSEC source: 0001104659-20-028090 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,554,101 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $1.295 to $1.3000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 00:06 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 1,300,000 | $1.33 | $1,734,980.00 |
DisclosureSEC source: 0001104659-20-028090 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,429,101 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $1.3300 to $1.3500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2020 Filed Feb 26, 2020 23:39 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 1,900,000 | $1.47 | $2,793,950.00 |
DisclosureSEC source: 0001104659-20-025516 · a4.xml · nonDerivative · entry 3 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,129,101 F3 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $1.420 to $1.5000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 9,947,921 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 23:39 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 2,700,000 | $1.48 | $4,003,020.00 |
DisclosureSEC source: 0001104659-20-025516 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,229,101 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $1.455 to $1.5000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 23:39 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 400,000 | $1.49 | $595,160.00 |
DisclosureSEC source: 0001104659-20-025516 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,529,101 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $1.455 to $1.5000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:28 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | Other6.5% Series A Perpetual Convertible Preferred Stock · Derivative | 21,894 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-023973 · a4.xml · derivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,894 Underlying: Common Stock · 955,235 shares Expires not disclosed F1 · security: As previously reported on a Form 4 filed with the SEC by TRT Holdings, Inc., Cresta Investments, LLC, Cresta Greenwood, LLC and Robert B. Rowling (collectively, the "Reporting Persons") on November 26, 2019 (the "Prior Form 4"), Cresta Investments, LLC acquired 21,894 shares of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer"). The shares of Preferred Stock were reported in Table I of the Prior Form 4 as non-derivative securities because such shares were not convertible into shares of the Issuer's common stock (the "Common Stock") at a fixed price due to a conversion limitation cap (the "Conversion Cap") in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations"). F2 · security: (Continued from Footnote 1) On February 20, 2020, the Reporting Persons entered into an Exchange Agreement with the Issuer pursuant to which, notwithstanding anything to the contrary in the Certificate of Designations, including the Conversion Cap, the Reporting Persons may now exchange their shares of Preferred Stock for shares of Common Stock at a fixed price in the manner otherwise contemplated by the Certificate of Designations. Accordingly, the Reporting Persons are filing this Form 4 to report such shares of Preferred Stock in Table II as derivative securities. F3 · derivative.exercise_price: Each share of Preferred Stock is convertible at any time at the election of the holder into shares of Common Stock, at an initial conversion rate of 43.63 shares of Common Stock per share of Preferred Stock, subject to adjustment as provided in the Certificate of Designations. The "conversion price" at any time means $100, divided by the conversion rate in effect at such time. The Preferred Stock is also subject to mandatory conversion at the election of the Issuer if the closing sales price of the Common Stock of the Issuer equals or exceeds 145% of the conversion price for at least 20 trading days (whether or not consecutive) in a period of 30 consecutive trading days, including the last trading day of such 30 trading day period. F1 · kind: As previously reported on a Form 4 filed with the SEC by TRT Holdings, Inc., Cresta Investments, LLC, Cresta Greenwood, LLC and Robert B. Rowling (collectively, the "Reporting Persons") on November 26, 2019 (the "Prior Form 4"), Cresta Investments, LLC acquired 21,894 shares of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer"). The shares of Preferred Stock were reported in Table I of the Prior Form 4 as non-derivative securities because such shares were not convertible into shares of the Issuer's common stock (the "Common Stock") at a fixed price due to a conversion limitation cap (the "Conversion Cap") in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations"). F2 · kind: (Continued from Footnote 1) On February 20, 2020, the Reporting Persons entered into an Exchange Agreement with the Issuer pursuant to which, notwithstanding anything to the contrary in the Certificate of Designations, including the Conversion Cap, the Reporting Persons may now exchange their shares of Preferred Stock for shares of Common Stock at a fixed price in the manner otherwise contemplated by the Certificate of Designations. Accordingly, the Reporting Persons are filing this Form 4 to report such shares of Preferred Stock in Table II as derivative securities. F1 · price: As previously reported on a Form 4 filed with the SEC by TRT Holdings, Inc., Cresta Investments, LLC, Cresta Greenwood, LLC and Robert B. Rowling (collectively, the "Reporting Persons") on November 26, 2019 (the "Prior Form 4"), Cresta Investments, LLC acquired 21,894 shares of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer"). The shares of Preferred Stock were reported in Table I of the Prior Form 4 as non-derivative securities because such shares were not convertible into shares of the Issuer's common stock (the "Common Stock") at a fixed price due to a conversion limitation cap (the "Conversion Cap") in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations"). F2 · price: (Continued from Footnote 1) On February 20, 2020, the Reporting Persons entered into an Exchange Agreement with the Issuer pursuant to which, notwithstanding anything to the contrary in the Certificate of Designations, including the Conversion Cap, the Reporting Persons may now exchange their shares of Preferred Stock for shares of Common Stock at a fixed price in the manner otherwise contemplated by the Certificate of Designations. Accordingly, the Reporting Persons are filing this Form 4 to report such shares of Preferred Stock in Table II as derivative securities. F4 · derivative.expiration_date: The Preferred Stock is perpetual and therefore has no expiration date. F3 · derivative.underlying_shares: Each share of Preferred Stock is convertible at any time at the election of the holder into shares of Common Stock, at an initial conversion rate of 43.63 shares of Common Stock per share of Preferred Stock, subject to adjustment as provided in the Certificate of Designations. The "conversion price" at any time means $100, divided by the conversion rate in effect at such time. The Preferred Stock is also subject to mandatory conversion at the election of the Issuer if the closing sales price of the Common Stock of the Issuer equals or exceeds 145% of the conversion price for at least 20 trading days (whether or not consecutive) in a period of 30 consecutive trading days, including the last trading day of such 30 trading day period. F5 · balance_after: Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of 100% of the ownership interests in Cresta Investments, LLC. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:28 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | Other6.5% Series A Perpetual Convertible Preferred Stock | 21,894 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-023973 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: As previously reported on a Form 4 filed with the SEC by TRT Holdings, Inc., Cresta Investments, LLC, Cresta Greenwood, LLC and Robert B. Rowling (collectively, the "Reporting Persons") on November 26, 2019 (the "Prior Form 4"), Cresta Investments, LLC acquired 21,894 shares of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer"). The shares of Preferred Stock were reported in Table I of the Prior Form 4 as non-derivative securities because such shares were not convertible into shares of the Issuer's common stock (the "Common Stock") at a fixed price due to a conversion limitation cap (the "Conversion Cap") in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations"). F2 · security: (Continued from Footnote 1) On February 20, 2020, the Reporting Persons entered into an Exchange Agreement with the Issuer pursuant to which, notwithstanding anything to the contrary in the Certificate of Designations, including the Conversion Cap, the Reporting Persons may now exchange their shares of Preferred Stock for shares of Common Stock at a fixed price in the manner otherwise contemplated by the Certificate of Designations. Accordingly, the Reporting Persons are filing this Form 4 to report such shares of Preferred Stock in Table II as derivative securities. F1 · kind: As previously reported on a Form 4 filed with the SEC by TRT Holdings, Inc., Cresta Investments, LLC, Cresta Greenwood, LLC and Robert B. Rowling (collectively, the "Reporting Persons") on November 26, 2019 (the "Prior Form 4"), Cresta Investments, LLC acquired 21,894 shares of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer"). The shares of Preferred Stock were reported in Table I of the Prior Form 4 as non-derivative securities because such shares were not convertible into shares of the Issuer's common stock (the "Common Stock") at a fixed price due to a conversion limitation cap (the "Conversion Cap") in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations"). F2 · kind: (Continued from Footnote 1) On February 20, 2020, the Reporting Persons entered into an Exchange Agreement with the Issuer pursuant to which, notwithstanding anything to the contrary in the Certificate of Designations, including the Conversion Cap, the Reporting Persons may now exchange their shares of Preferred Stock for shares of Common Stock at a fixed price in the manner otherwise contemplated by the Certificate of Designations. Accordingly, the Reporting Persons are filing this Form 4 to report such shares of Preferred Stock in Table II as derivative securities. F1 · price: As previously reported on a Form 4 filed with the SEC by TRT Holdings, Inc., Cresta Investments, LLC, Cresta Greenwood, LLC and Robert B. Rowling (collectively, the "Reporting Persons") on November 26, 2019 (the "Prior Form 4"), Cresta Investments, LLC acquired 21,894 shares of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer"). The shares of Preferred Stock were reported in Table I of the Prior Form 4 as non-derivative securities because such shares were not convertible into shares of the Issuer's common stock (the "Common Stock") at a fixed price due to a conversion limitation cap (the "Conversion Cap") in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations"). F2 · price: (Continued from Footnote 1) On February 20, 2020, the Reporting Persons entered into an Exchange Agreement with the Issuer pursuant to which, notwithstanding anything to the contrary in the Certificate of Designations, including the Conversion Cap, the Reporting Persons may now exchange their shares of Preferred Stock for shares of Common Stock at a fixed price in the manner otherwise contemplated by the Certificate of Designations. Accordingly, the Reporting Persons are filing this Form 4 to report such shares of Preferred Stock in Table II as derivative securities. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:33 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 58,000 | $1.70 | $98,594.20 |
DisclosureSEC source: 0001104659-20-010670 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,129,101 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by TTBR Investments LLC and TRBRJR Investments LLC at prices ranging from $1.6950 to $1.7000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: 63,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 9,947,921of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.