organization · Reporting owner
Cresta Greenwood, LLC
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORTHERN OIL & GAS, INC.
Report date November 18, 2021 · Filed November 22, 2021
Section 16 reporting ended · disclosed 2021-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-18 transaction · row 1
1 source rowRow 1 · 2021-11-18 · Sale · Disposed 134,422 · Balance 0 F1: The reporting person, as a selling security holder, sold the shares at this price to the underwriters in an underwritten public offering of Common Stock pursuant to a shelf registration statement on Form S-3 of the Issuer (Registration No. 333-225835). The reporting person no longer owns any shares of Common Stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person, as a selling security holder, sold the shares at this price to the underwriters in an underwritten public offering of Common Stock pursuant to a shelf registration statement on Form S-3 of the Issuer (Registration No. 333-225835). The reporting person no longer owns any shares of Common Stock of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2021 Filed Nov 22, 2021 17:55 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | SaleCommon Stock, $0.001 par value per share | 134,422 | $19.10 | $2,567,460.20 |
DisclosureSEC source: 0001104659-21-142354 · tm2133468-1_4seq1.xml · nonDerivative · entry 1 Cresta Greenwood, LLC · CIK 0001660744 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reporting person, as a selling security holder, sold the shares at this price to the underwriters in an underwritten public offering of Common Stock pursuant to a shelf registration statement on Form S-3 of the Issuer (Registration No. 333-225835). The reporting person no longer owns any shares of Common Stock of the Issuer. Read SEC document |
| July 23, 2021 Filed Jul 30, 2021 21:25 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | Gift6.5% Series A Perpetual Cum. Convertible Preferred Stock · Derivative | 21,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-098373 · a4.xml · derivative · entry 3 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95,523 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Preferred Stock is convertible at any time at the election of the holder into shares of Common Stock, at a conversion rate of 4.363 shares of Common Stock per share of Preferred Stock, subject to adjustment as provided in the Certificate of Designations. The "conversion price" at any time means $100, divided by the conversion rate in effect at such time. The Preferred Stock is also subject to mandatory conversion at the election of the Issuer if the closing sales price of the Common Stock of the Issuer equals or exceeds 145% of the conversion price for at least 20 trading days (whether or not consecutive) in a period of 30 consecutive trading days, including the last trading day of such 30-trading day period. F4 · shares: The reported transaction is a gift by Robert B. Rowling of Preferred Stock that was directly owned by him to the Trust. F5 · derivative.expiration_date: The Preferred Stock is perpetual and therefore has no expiration date. F3 · derivative.underlying_shares: Each share of Preferred Stock is convertible at any time at the election of the holder into shares of Common Stock, at a conversion rate of 4.363 shares of Common Stock per share of Preferred Stock, subject to adjustment as provided in the Certificate of Designations. The "conversion price" at any time means $100, divided by the conversion rate in effect at such time. The Preferred Stock is also subject to mandatory conversion at the election of the Issuer if the closing sales price of the Common Stock of the Issuer equals or exceeds 145% of the conversion price for at least 20 trading days (whether or not consecutive) in a period of 30 consecutive trading days, including the last trading day of such 30-trading day period. Read SEC document |
| July 23, 2021 Filed Jul 30, 2021 21:25 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | GiftCommon Stock, $0.001 par value per share | 677,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-098373 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,128,431 F1 · shares: The reported transaction is a gift by Robert B. Rowling of Common Stock that was directly owned by him to the Rowling Family 2012 Long Term Trust (the "Trust"), a family trust for which Mr. Rowling serves as trustee and of which his family members are the beneficiaries. F2 · balance_after: 6,876,829 of the shares of Common Stock reported as directly owned are owned directly by TRT Holdings, Inc., 1,774,980 of such shares are owned directly by Cresta Investments, LLC, 134,422 of such shares are owned directly by Cresta Greenwood, LLC, 171,100 of such shares are owned directly by TTBR Investments LLC, and 171,100 of such shares are owned directly by TRBRJR Investments LLC. Mr. Rowling may be deemed to beneficially own all of the securities reported as directly owned due to his ownership interests in each of the foregoing entities. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:10 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 512,821 | $9.75 | $5,000,004.75 |
DisclosureSEC source: 0001104659-21-016758 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,805,919 F1 · price: The shares were purchased by Robert B. Rowling from the underwriters in a public offering of Common Stock by Northern Oil and Gas, Inc. at the public offering price. F2 · balance_after: 6,876,829 of the reported securities are owned directly by TRT Holdings, Inc., 1,774,980 of the reported securities are owned directly by Cresta Investments, LLC, 134,422 of the reported securities are owned directly by Cresta Greenwood, LLC, 171,100 of the reported securities are owned directly by TTBR Investments LLC, 171,100 of the reported securities are owned directly by TRBRJR Investments LLC, and 677,488 of the reported securities are owned directly by Robert B. Rowling. The number of shares reflects a 1-for-10 reverse stock split effected by Northern Oil and Gas, Inc. subsequent to the Reporting Persons' most recent filing on Form 4. F3 · balance_after: Mr. Rowling may be deemed to beneficially own all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and his status as trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 23:12 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 426,245 | $0.60 | $255,619.13 |
DisclosureSEC source: 0001104659-20-042020 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,930,980 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.5910 to $0.6000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 17,750,800 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 23:12 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 375,634 | $0.59 | $220,722.54 |
DisclosureSEC source: 0001104659-20-042020 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,504,735 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.5611 to $0.6000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 22:05 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 1,063,694 | $0.79 | $845,317.62 |
DisclosureSEC source: 0001104659-20-035496 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,129,101 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.7803 to $0.8000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 16,947,921 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 21:38 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 12,300 | $0.80 | $9,840.00 |
DisclosureSEC source: 0001104659-20-034197 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,065,407 F2 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 15,884,227 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:38 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 571,563 | $0.79 | $453,649.55 |
DisclosureSEC source: 0001104659-20-034197 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,053,107 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.7693 to $0.8000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 00:36 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 352,443 | $0.80 | $280,650.36 |
DisclosureSEC source: 0001104659-20-031536 · a4.xml · nonDerivative · entry 3 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,481,544 F3 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.7900 to $0.8000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 15,300,364 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 00:36 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 946,619 | $0.82 | $774,807.65 |
DisclosureSEC source: 0001104659-20-031536 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,129,101 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.7701 to $0.8500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 06, 2020 Filed Mar 11, 2020 00:36 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 2,053,381 | $1.23 | $2,528,533.36 |
DisclosureSEC source: 0001104659-20-031536 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,182,482 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $1.2000 to $1.2500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 00:06 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 575,000 | $1.40 | $803,045.00 |
DisclosureSEC source: 0001104659-20-028090 · a4.xml · nonDerivative · entry 3 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,129,101 F3 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $1.375 to $1.4000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 11,947,921 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 00:06 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 125,000 | $1.30 | $162,387.50 |
DisclosureSEC source: 0001104659-20-028090 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,554,101 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $1.295 to $1.3000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 00:06 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 1,300,000 | $1.33 | $1,734,980.00 |
DisclosureSEC source: 0001104659-20-028090 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,429,101 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $1.3300 to $1.3500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2020 Filed Feb 26, 2020 23:39 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 1,900,000 | $1.47 | $2,793,950.00 |
DisclosureSEC source: 0001104659-20-025516 · a4.xml · nonDerivative · entry 3 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,129,101 F3 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $1.420 to $1.5000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 9,947,921 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 23:39 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 2,700,000 | $1.48 | $4,003,020.00 |
DisclosureSEC source: 0001104659-20-025516 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,229,101 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $1.455 to $1.5000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 23:39 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 400,000 | $1.49 | $595,160.00 |
DisclosureSEC source: 0001104659-20-025516 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,529,101 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $1.455 to $1.5000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:28 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | Other6.5% Series A Perpetual Convertible Preferred Stock · Derivative | 21,894 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-023973 · a4.xml · derivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,894 Underlying: Common Stock · 955,235 shares Expires not disclosed F1 · security: As previously reported on a Form 4 filed with the SEC by TRT Holdings, Inc., Cresta Investments, LLC, Cresta Greenwood, LLC and Robert B. Rowling (collectively, the "Reporting Persons") on November 26, 2019 (the "Prior Form 4"), Cresta Investments, LLC acquired 21,894 shares of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer"). The shares of Preferred Stock were reported in Table I of the Prior Form 4 as non-derivative securities because such shares were not convertible into shares of the Issuer's common stock (the "Common Stock") at a fixed price due to a conversion limitation cap (the "Conversion Cap") in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations"). F2 · security: (Continued from Footnote 1) On February 20, 2020, the Reporting Persons entered into an Exchange Agreement with the Issuer pursuant to which, notwithstanding anything to the contrary in the Certificate of Designations, including the Conversion Cap, the Reporting Persons may now exchange their shares of Preferred Stock for shares of Common Stock at a fixed price in the manner otherwise contemplated by the Certificate of Designations. Accordingly, the Reporting Persons are filing this Form 4 to report such shares of Preferred Stock in Table II as derivative securities. F3 · derivative.exercise_price: Each share of Preferred Stock is convertible at any time at the election of the holder into shares of Common Stock, at an initial conversion rate of 43.63 shares of Common Stock per share of Preferred Stock, subject to adjustment as provided in the Certificate of Designations. The "conversion price" at any time means $100, divided by the conversion rate in effect at such time. The Preferred Stock is also subject to mandatory conversion at the election of the Issuer if the closing sales price of the Common Stock of the Issuer equals or exceeds 145% of the conversion price for at least 20 trading days (whether or not consecutive) in a period of 30 consecutive trading days, including the last trading day of such 30 trading day period. F1 · kind: As previously reported on a Form 4 filed with the SEC by TRT Holdings, Inc., Cresta Investments, LLC, Cresta Greenwood, LLC and Robert B. Rowling (collectively, the "Reporting Persons") on November 26, 2019 (the "Prior Form 4"), Cresta Investments, LLC acquired 21,894 shares of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer"). The shares of Preferred Stock were reported in Table I of the Prior Form 4 as non-derivative securities because such shares were not convertible into shares of the Issuer's common stock (the "Common Stock") at a fixed price due to a conversion limitation cap (the "Conversion Cap") in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations"). F2 · kind: (Continued from Footnote 1) On February 20, 2020, the Reporting Persons entered into an Exchange Agreement with the Issuer pursuant to which, notwithstanding anything to the contrary in the Certificate of Designations, including the Conversion Cap, the Reporting Persons may now exchange their shares of Preferred Stock for shares of Common Stock at a fixed price in the manner otherwise contemplated by the Certificate of Designations. Accordingly, the Reporting Persons are filing this Form 4 to report such shares of Preferred Stock in Table II as derivative securities. F1 · price: As previously reported on a Form 4 filed with the SEC by TRT Holdings, Inc., Cresta Investments, LLC, Cresta Greenwood, LLC and Robert B. Rowling (collectively, the "Reporting Persons") on November 26, 2019 (the "Prior Form 4"), Cresta Investments, LLC acquired 21,894 shares of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer"). The shares of Preferred Stock were reported in Table I of the Prior Form 4 as non-derivative securities because such shares were not convertible into shares of the Issuer's common stock (the "Common Stock") at a fixed price due to a conversion limitation cap (the "Conversion Cap") in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations"). F2 · price: (Continued from Footnote 1) On February 20, 2020, the Reporting Persons entered into an Exchange Agreement with the Issuer pursuant to which, notwithstanding anything to the contrary in the Certificate of Designations, including the Conversion Cap, the Reporting Persons may now exchange their shares of Preferred Stock for shares of Common Stock at a fixed price in the manner otherwise contemplated by the Certificate of Designations. Accordingly, the Reporting Persons are filing this Form 4 to report such shares of Preferred Stock in Table II as derivative securities. F4 · derivative.expiration_date: The Preferred Stock is perpetual and therefore has no expiration date. F3 · derivative.underlying_shares: Each share of Preferred Stock is convertible at any time at the election of the holder into shares of Common Stock, at an initial conversion rate of 43.63 shares of Common Stock per share of Preferred Stock, subject to adjustment as provided in the Certificate of Designations. The "conversion price" at any time means $100, divided by the conversion rate in effect at such time. The Preferred Stock is also subject to mandatory conversion at the election of the Issuer if the closing sales price of the Common Stock of the Issuer equals or exceeds 145% of the conversion price for at least 20 trading days (whether or not consecutive) in a period of 30 consecutive trading days, including the last trading day of such 30 trading day period. F5 · balance_after: Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of 100% of the ownership interests in Cresta Investments, LLC. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:28 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | Other6.5% Series A Perpetual Convertible Preferred Stock | 21,894 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-023973 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: As previously reported on a Form 4 filed with the SEC by TRT Holdings, Inc., Cresta Investments, LLC, Cresta Greenwood, LLC and Robert B. Rowling (collectively, the "Reporting Persons") on November 26, 2019 (the "Prior Form 4"), Cresta Investments, LLC acquired 21,894 shares of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer"). The shares of Preferred Stock were reported in Table I of the Prior Form 4 as non-derivative securities because such shares were not convertible into shares of the Issuer's common stock (the "Common Stock") at a fixed price due to a conversion limitation cap (the "Conversion Cap") in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations"). F2 · security: (Continued from Footnote 1) On February 20, 2020, the Reporting Persons entered into an Exchange Agreement with the Issuer pursuant to which, notwithstanding anything to the contrary in the Certificate of Designations, including the Conversion Cap, the Reporting Persons may now exchange their shares of Preferred Stock for shares of Common Stock at a fixed price in the manner otherwise contemplated by the Certificate of Designations. Accordingly, the Reporting Persons are filing this Form 4 to report such shares of Preferred Stock in Table II as derivative securities. F1 · kind: As previously reported on a Form 4 filed with the SEC by TRT Holdings, Inc., Cresta Investments, LLC, Cresta Greenwood, LLC and Robert B. Rowling (collectively, the "Reporting Persons") on November 26, 2019 (the "Prior Form 4"), Cresta Investments, LLC acquired 21,894 shares of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer"). The shares of Preferred Stock were reported in Table I of the Prior Form 4 as non-derivative securities because such shares were not convertible into shares of the Issuer's common stock (the "Common Stock") at a fixed price due to a conversion limitation cap (the "Conversion Cap") in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations"). F2 · kind: (Continued from Footnote 1) On February 20, 2020, the Reporting Persons entered into an Exchange Agreement with the Issuer pursuant to which, notwithstanding anything to the contrary in the Certificate of Designations, including the Conversion Cap, the Reporting Persons may now exchange their shares of Preferred Stock for shares of Common Stock at a fixed price in the manner otherwise contemplated by the Certificate of Designations. Accordingly, the Reporting Persons are filing this Form 4 to report such shares of Preferred Stock in Table II as derivative securities. F1 · price: As previously reported on a Form 4 filed with the SEC by TRT Holdings, Inc., Cresta Investments, LLC, Cresta Greenwood, LLC and Robert B. Rowling (collectively, the "Reporting Persons") on November 26, 2019 (the "Prior Form 4"), Cresta Investments, LLC acquired 21,894 shares of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer"). The shares of Preferred Stock were reported in Table I of the Prior Form 4 as non-derivative securities because such shares were not convertible into shares of the Issuer's common stock (the "Common Stock") at a fixed price due to a conversion limitation cap (the "Conversion Cap") in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations"). F2 · price: (Continued from Footnote 1) On February 20, 2020, the Reporting Persons entered into an Exchange Agreement with the Issuer pursuant to which, notwithstanding anything to the contrary in the Certificate of Designations, including the Conversion Cap, the Reporting Persons may now exchange their shares of Preferred Stock for shares of Common Stock at a fixed price in the manner otherwise contemplated by the Certificate of Designations. Accordingly, the Reporting Persons are filing this Form 4 to report such shares of Preferred Stock in Table II as derivative securities. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:07 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | GiftCommon Stock, $0.001 par value per share | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-075585 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,707,101 F1 · kind: Robert B. Rowling donated 1,500,000 shares of Northern Oil and Gas, Inc's Common Stock, $0.001 par value per share to the Southwestern Medical Foundation as a bona fide gift. F2 · balance_after: 63,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 9,947,921of the reported securities are owned directly by Cresta Investments, LLC and 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC. Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, and his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:20 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | Purchase6.5% Series A Perpetual Convertible Preferred Stock | 10,947 | $100.00 | $1,094,700.00 |
DisclosureSEC source: 0001104659-19-067748 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,894 F1 · security: Each share of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer") is generally convertible at any time at the election of the holder into shares of common stock, $0.001 par value per share, of the Issuer (the "Common Stock"), however the Preferred Stock acquired by the Reporting Persons is not convertible in accordance with the restrictions in Section 9(a) of the Certificate of Designations for the Preferred Stock because the Reporting Persons beneficially own Common Stock in excess of 9.99% of the aggregate number of shares of Common Stock outstanding. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:20 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | Purchase6.5% Series A Perpetual Convertible Preferred Stock | 10,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-067748 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,947 F1 · security: Each share of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer") is generally convertible at any time at the election of the holder into shares of common stock, $0.001 par value per share, of the Issuer (the "Common Stock"), however the Preferred Stock acquired by the Reporting Persons is not convertible in accordance with the restrictions in Section 9(a) of the Certificate of Designations for the Preferred Stock because the Reporting Persons beneficially own Common Stock in excess of 9.99% of the aggregate number of shares of Common Stock outstanding. F2 · price: The shares of Preferred Stock were acquired by Cresta Investments, LLC in exchange for $1,032,735.85 in principal amount of the Issuer's 8.50% Senior Secured Second Lien Notes due 2023 in connection with the Issuer's exchange offer. Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of 100% of the ownership interests in Cresta Investments, LLC. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 21:22 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 25,100 | $1.60 | $40,160.00 |
DisclosureSEC source: 0001104659-19-046414 · a4.xml · nonDerivative · entry 3 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,207,101 F3 · balance_after: 63,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 9,947,921of the reported securities are owned directly by Cresta Investments, LLC and 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC. Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, and his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:22 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 493,800 | $1.60 | $787,907.28 |
DisclosureSEC source: 0001104659-19-046414 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,182,001 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $1.5850 to $1.600 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 21:22 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 466,200 | $1.60 | $745,873.38 |
DisclosureSEC source: 0001104659-19-046414 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,688,201 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $1.5950 to $1.6000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 22:06 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 508,382 | $1.57 | $797,244.65 |
DisclosureSEC source: 0001104659-19-044967 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,222,001 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $1.5450 to $1.6000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · balance_after: 62,783,190 of the reported securities are owned directly by TRT Holdings, Inc., 9,947,921of the reported securities are owned directly by Cresta Investments, LLC and 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC. Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, and his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 22:06 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 1,000,000 | $1.54 | $1,538,500.00 |
DisclosureSEC source: 0001104659-19-044967 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,713,619 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $1.4900 to $1.5500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 28, 2019 Filed May 29, 2019 20:42 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 279,772 | $2.09 | $583,464.51 |
DisclosureSEC source: 0001104659-19-032441 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,713,619 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC. at prices ranging from $2.0500 to $2.1000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · balance_after: 61,274,808 of the reported securities are owned directly by TRT Holdings, Inc., 9,947,921of the reported securities are owned directly by Cresta Investments, LLC and 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC. Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, and his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC. Read SEC document |
| May 24, 2019 Filed May 29, 2019 20:42 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 720,288 | $2.05 | $1,474,645.62 |
DisclosureSEC source: 0001104659-19-032441 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,433,847 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $2.0100 to $2.0600 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 16, 2019 Filed May 16, 2019 22:43 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 471,700 | $2.32 | $1,092,834.56 |
DisclosureSEC source: 0001104659-19-030056 · a4.xml · nonDerivative · entry 3 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,713,619 F3 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC. at prices ranging from $2.2300 to $2.3500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: 61,274,808 of the reported securities are owned directly by TRT Holdings, Inc., 8,947,921 of the reported securities are owned directly by Cresta Investments, LLC and 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC. Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, and his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC. Read SEC document |
| May 15, 2019 Filed May 16, 2019 22:43 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 294,400 | $2.16 | $635,992.32 |
DisclosureSEC source: 0001104659-19-030056 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,241,919 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC. at prices ranging from $2.1300 to $2.2000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 14, 2019 Filed May 16, 2019 22:43 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | PurchaseCommon Stock, $0.001 par value per share | 233,900 | $2.15 | $502,440.59 |
DisclosureSEC source: 0001104659-19-030056 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,947,519 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $2.1400 to $2.1500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:12 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | OtherCommon Stock, $0.001 par value per share | 6,666,667 | $1.50 | $10,000,000.50 |
DisclosureSEC source: 0001104659-18-033806 · a4.xml · nonDerivative · entry 4 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,713,619 F4 · kind: Pursuant to that certain Subscription Agreement, dated January 31, 2018, among NOG and TRT Holdings, Inc., TRT Holdings, Inc. acquired 6,666,667 shares of Common Stock for a purchase price of $10,000,000. F5 · balance_after: 61,274,808 of the reported securities are owned directly by TRT Holdings, Inc., 7,947,921 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, and 3,146,667 of the reported securities are owned directly by Robert B. Rowling, individually. Robert B. Rowling indirectly beneficially owns: (i) all of the reported securities of TRT Holdings, Inc. due to his ownership of all Class B shares of common stock of TRT Holdings, Inc.; (ii) all of the reported securities of Cresta Investments, LLC due to his ownership of 100% of the ownership interests in Cresta Investments, LLC; and (iii) all of the reported securities of Cresta Greenwood, LLC due to his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:12 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | OtherCommon Stock, $0.001 par value per share | 3,146,667 | $1.50 | $4,720,000.50 |
DisclosureSEC source: 0001104659-18-033806 · a4.xml · nonDerivative · entry 3 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,046,952 F3 · kind: Pursuant to the Exchange Agreement, Robert B. Rowling exchanged $11,800,000 aggregate principal amount of the Senior Notes for (i) $7,222,000 aggregate principal amount of the Second Lien Notes and (ii) 3,146,667 shares of Common Stock. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:12 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | OtherCommon Stock, $0.001 par value per share | 4,000,000 | $1.50 | $6,000,000.00 |
DisclosureSEC source: 0001104659-18-033806 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,900,285 F2 · kind: Pursuant to the Exchange Agreement, Cresta Investments, LLC exchanged $15,000,000 aggregate principal amount of the Senior Notes for (i) $9,180,000 aggregate principal amount of the Second Lien Notes and (ii) 4,000,000 shares of Common Stock. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:12 UTC | NORTHERN OIL & GAS, INC. NOG · Entity 4277 | OtherCommon Stock, $0.001 par value per share | 47,438,400 | $1.50 | $71,157,600.00 |
DisclosureSEC source: 0001104659-18-033806 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,900,285 F1 · kind: Pursuant to that certain Exchange Agreement, dated January 31, 2018 (as amended, the "Exchange Agreement"), among Northern Oil and Gas, Inc. ("NOG") and the Noteholders (as defined in the Exchange Agreement), TRT Holdings, Inc. exchanged $177,894,000 aggregate principal amount of NOG's 8.000% senior notes due 2020 (the "Senior Notes") for (i) $108,872,000 aggregate principal amount of NOG's 8.500% senior secured second lien notes due 2023 (the "Second Lien Notes") and (ii) 47,438,400 shares of NOG's common stock, par value $0.001 per share ("Common Stock"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.