Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2020 Filed Dec 31, 2020 21:30 UTC |
Allen Chad WCFO
|
GrantCommon Stock | 16,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-017880 · wf-form4_160945020842266.xml · nonDerivative · entry 1 Allen Chad W · CIK 0001682657 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,336 F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| December 13, 2020 Filed Dec 15, 2020 21:39 UTC | Tax withholdingCommon Stock | 535 | $9.12 | $4,879.20 |
DisclosureSEC source: 0001104485-20-000212 · wf-form4_160806833984418.xml · nonDerivative · entry 1 Dirlam Adam A. · CIK 0001742527 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,251 F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock. F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered. F3 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
|
| December 10, 2020 Filed Dec 11, 2020 21:37 UTC |
Akradi BahramDirector
|
SaleCommon Stock | 130,000 | $9.60 | $1,247,402.00 |
DisclosureSEC source: 0001104485-20-000210 · wf-form4_160772263483241.xml · nonDerivative · entry 2 Akradi Bahram · CIK 0001295679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,681,989 F2 · price: Reflects the average price of 130,000 shares of common stock of the Issuer sold by the reporting person in multiple transactions on December 10, 2020 at prices ranging from $9.31 to $9.96. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:37 UTC |
Akradi BahramDirector
|
SaleCommon Stock | 130,000 | $9.05 | $1,176,812.00 |
DisclosureSEC source: 0001104485-20-000210 · wf-form4_160772263483241.xml · nonDerivative · entry 1 Akradi Bahram · CIK 0001295679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811,989 F1 · price: Reflects the average price of 130,000 shares of common stock of the Issuer sold by the reporting person in multiple transactions on December 9, 2020 at prices ranging from $8.45 to $9.71. Read SEC document |
| November 21, 2020 Filed Nov 24, 2020 21:32 UTC | Tax withholdingCommon Stock | 4,720 | $5.64 | $26,620.80 |
DisclosureSEC source: 0001104485-20-000208 · wf-form4_160625355025233.xml · nonDerivative · entry 1 O'GRADY NICHOLAS L. · CIK 0001741768 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,352 F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock. F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered. F3 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
|
| September 30, 2020 Filed Oct 2, 2020 21:02 UTC |
EASLEY ROY ERNESTDirector
|
GrantCommon Stock | 5,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000195 · wf-form4_160167253115269.xml · nonDerivative · entry 1 EASLEY ROY ERNEST · CIK 0001543076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,501 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:02 UTC |
KING JACK EDirector
|
GrantCommon Stock | 5,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000194 · wf-form4_160167251388738.xml · nonDerivative · entry 1 KING JACK E · CIK 0001399391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,442 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. In addition, the amount of securities reported have also been adjusted to correct an error which understated the Reporting Person's ownership by 19 shares post-split. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:01 UTC |
Akradi BahramDirector
|
GrantCommon Stock | 26,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000193 · wf-form4_160167249535231.xml · nonDerivative · entry 1 Akradi Bahram · CIK 0001295679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,941,989 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:01 UTC |
Frantz Michael ADirector
|
GrantCommon Stock | 5,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000192 · wf-form4_160167247924281.xml · nonDerivative · entry 1 Frantz Michael A · CIK 0001682436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,566 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:01 UTC |
Popejoy Michael TDirector
|
GrantCommon Stock | 5,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000191 · wf-form4_160167246278176.xml · nonDerivative · entry 1 Popejoy Michael T · CIK 0001696586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,279 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:00 UTC |
Lasher Stuart G.Director
|
GrantCommon Stock | 8,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000190 · wf-form4_160167244393058.xml · nonDerivative · entry 1 Lasher Stuart G. · CIK 0001804333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,996 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:00 UTC |
Meier LisaDirector
|
GrantCommon Stock | 5,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000189 · wf-form4_160167242354911.xml · nonDerivative · entry 1 Meier Lisa · CIK 0001287481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,765 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:00 UTC |
GRABB ROBERTDirector
|
GrantCommon Stock | 5,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000188 · wf-form4_160167240251276.xml · nonDerivative · entry 1 GRABB ROBERT · CIK 0001399474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,433 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: On September 18, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:02 UTC |
EASLEY ROY ERNESTDirector
|
GrantCommon Stock | 35,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000137 · wf-form4_159372366221301.xml · nonDerivative · entry 1 EASLEY ROY ERNEST · CIK 0001543076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,759 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:00 UTC |
Frantz Michael ADirector
|
GrantCommon Stock | 35,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000136 · wf-form4_159372359682085.xml · nonDerivative · entry 1 Frantz Michael A · CIK 0001682436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,407 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:59 UTC |
Lasher Stuart G.Director
|
GrantCommon Stock | 58,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000135 · wf-form4_159372350558042.xml · nonDerivative · entry 1 Lasher Stuart G. · CIK 0001804333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,591 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:58 UTC |
GRABB ROBERTDirector
|
GrantCommon Stock | 35,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000134 · wf-form4_159372344814228.xml · nonDerivative · entry 1 GRABB ROBERT · CIK 0001399474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,072 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:57 UTC |
KING JACK EDirector
|
GrantCommon Stock | 35,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000133 · wf-form4_159372339820550.xml · nonDerivative · entry 1 KING JACK E · CIK 0001399391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,966 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:56 UTC |
Akradi BahramDirector
|
GrantCommon Stock | 178,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000132 · wf-form4_159372336591916.xml · nonDerivative · entry 1 Akradi Bahram · CIK 0001295679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,158,571 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:55 UTC |
Popejoy Michael TDirector
|
GrantCommon Stock | 35,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000131 · wf-form4_159372326521719.xml · nonDerivative · entry 1 Popejoy Michael T · CIK 0001696586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,532 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:54 UTC |
Meier LisaDirector
|
GrantCommon Stock | 35,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000130 · wf-form4_159372321002472.xml · nonDerivative · entry 1 Meier Lisa · CIK 0001287481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,395 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 21:04 UTC |
Allen Chad WCFO
|
GrantCommon Stock | 105,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000105 · wf-form4_159260063122890.xml · nonDerivative · entry 1 Allen Chad W · CIK 0001682657 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,633 F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 21:03 UTC |
Romslo Erik J.Chief Legal Officer & Sec.
|
GrantCommon Stock | 140,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000104 · wf-form4_159260061008654.xml · nonDerivative · entry 1 Romslo Erik J. · CIK 0001565392 · Chief Legal Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,005 F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 21:03 UTC | GrantCommon Stock | 263,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000103 · wf-form4_159260058906247.xml · nonDerivative · entry 1 O'GRADY NICHOLAS L. · CIK 0001741768 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,726 F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
|
| June 17, 2020 Filed Jun 19, 2020 21:03 UTC | GrantCommon Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000102 · wf-form4_159260056662461.xml · nonDerivative · entry 2 Dirlam Adam A. · CIK 0001742527 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 148,534 F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
|
| June 17, 2020 Filed Jun 19, 2020 21:03 UTC | GrantCommon Stock | 122,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000102 · wf-form4_159260056662461.xml · nonDerivative · entry 1 Dirlam Adam A. · CIK 0001742527 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,556 F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
|
| June 17, 2020 Filed Jun 19, 2020 21:02 UTC |
KELLY MICHAEL D.EVP of Finance
|
GrantCommon Stock | 105,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000101 · wf-form4_159260054379573.xml · nonDerivative · entry 1 KELLY MICHAEL D. · CIK 0001797538 · EVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,263 F1 · security: Restricted stock, subject to time-based vesting, granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 12:01 UTC |
Akradi BahramDirector
|
PurchaseCommon Stock | 19,277 | $1.15 | $22,183.97 |
DisclosureSEC source: 0001104485-20-000091 · wf-form4_159170406712210.xml · nonDerivative · entry 1 Akradi Bahram · CIK 0001295679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,980,000 F1 · price: Reflects the weighted average price of 19,277 shares purchased in multiple transactions on June 8, 2020 at prices ranging from $1.14 to $1.16. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 12:01 UTC |
Lasher Stuart G.Director
|
PurchaseCommon Stock | 50,000 | $0.95 | $47,560.00 |
DisclosureSEC source: 0001104485-20-000092 · wf-form4_159170409090294.xml · nonDerivative · entry 1 Lasher Stuart G. · CIK 0001804333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,258 F1 · price: Reflects the weighted average price of 50,000 shares sold in multiple transaction on June 5, 2020 at prices ranging from $0.9499 to $0.9549. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:03 UTC |
KING JACK EDirector
|
GrantCommon Stock | 36,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000088 · wf-form4_159165018424300.xml · nonDerivative · entry 1 KING JACK E · CIK 0001399391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,252 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:02 UTC |
GRABB ROBERTDirector
|
GrantCommon Stock | 36,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000087 · wf-form4_159165015884955.xml · nonDerivative · entry 1 GRABB ROBERT · CIK 0001399474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,358 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:02 UTC |
Akradi BahramDirector
|
GrantCommon Stock | 180,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000085 · wf-form4_159165011579891.xml · nonDerivative · entry 1 Akradi Bahram · CIK 0001295679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,960,723 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:01 UTC |
Frantz Michael ADirector
|
GrantCommon Stock | 36,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000084 · wf-form4_159165009532474.xml · nonDerivative · entry 1 Frantz Michael A · CIK 0001682436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,693 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:02 UTC |
Popejoy Michael TDirector
|
GrantCommon Stock | 36,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000086 · wf-form4_159165013714620.xml · nonDerivative · entry 1 Popejoy Michael T · CIK 0001696586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,818 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:01 UTC |
Meier LisaDirector
|
GrantCommon Stock | 36,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000083 · wf-form4_159165007283742.xml · nonDerivative · entry 1 Meier Lisa · CIK 0001287481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,681 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:01 UTC |
EASLEY ROY ERNESTDirector
|
GrantCommon Stock | 36,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001104485-20-000082 · wf-form4_159165001840110.xml · nonDerivative · entry 1 EASLEY ROY ERNEST · CIK 0001543076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,045 F1 · security: Stock granted pursuant to the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 12:00 UTC |
Akradi BahramDirector
|
PurchaseCommon Stock | 213,182 | $0.78 | $165,216.05 |
DisclosureSEC source: 0001104485-20-000074 · wf-form4_159127200728783.xml · nonDerivative · entry 1 Akradi Bahram · CIK 0001295679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,780,000 F1 · price: Reflects the weighted average price of 213,182 shares purchased in multiple transactions on June 3, 2020 at prices ranging from $0.7613 to $0.7887. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 12:00 UTC |
Akradi BahramDirector
|
PurchaseCommon Stock | 66,818 | $0.76 | $50,875.23 |
DisclosureSEC source: 0001104485-20-000072 · wf-form4_159118561208984.xml · nonDerivative · entry 1 Akradi Bahram · CIK 0001295679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,566,818 F1 · price: Reflects the weighted average price of 66,818 shares purchased in multiple transactions on June 2, 2020 at prices ranging from $0.7496 to $0.766. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 21:00 UTC |
Romslo Erik J.Chief Legal Officer & Sec.
|
Tax withholdingCommon Stock | 9,440 | $0.84 | $7,929.60 |
DisclosureSEC source: 0001104485-20-000048 · wf-form4_158655240936815.xml · nonDerivative · entry 1 Romslo Erik J. · CIK 0001565392 · Chief Legal Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,654 F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock. F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 23:12 UTC |
Rowling Robert B.10% owner
TRT Holdings Inc10% owner
Cresta Investments, LLC10% owner
Cresta Greenwood, LLC10% owner
TTBR Investments LLC10% owner
TRBRJR Investments LLC10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 426,245 | $0.60 | $255,619.13 |
DisclosureSEC source: 0001104659-20-042020 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,930,980 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.5910 to $0.6000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 17,750,800 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 23:12 UTC |
Rowling Robert B.10% owner
TRT Holdings Inc10% owner
Cresta Investments, LLC10% owner
Cresta Greenwood, LLC10% owner
TTBR Investments LLC10% owner
TRBRJR Investments LLC10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 375,634 | $0.59 | $220,722.54 |
DisclosureSEC source: 0001104659-20-042020 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,504,735 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.5611 to $0.6000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 12:00 UTC |
Akradi BahramDirector
|
PurchaseCommon Stock | 40,000 | $0.74 | $29,676.00 |
DisclosureSEC source: 0001104485-20-000042 · wf-form4_158496483037894.xml · nonDerivative · entry 2 Akradi Bahram · CIK 0001295679 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Life Time Fitness 401(k) plan Disclosed balance after: 120,000 F2 · price: Reflects the weighted average price of 40,000 shares purchased in multiple transactions on March 20, 2020 at prices ranging from $0.7263 to $0.7622. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 12:00 UTC |
Akradi BahramDirector
|
PurchaseCommon Stock | 80,000 | $0.75 | $60,168.00 |
DisclosureSEC source: 0001104485-20-000042 · wf-form4_158496483037894.xml · nonDerivative · entry 1 Akradi Bahram · CIK 0001295679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500,000 F1 · price: Reflects the weighted average price of 80,000 shares purchased in multiple transactions on March 20, 2020 at prices ranging from $0.7301 to $0.7798. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 16:55 UTC |
KING JACK EDirector
|
PurchaseCommon Stock | 20,000 | $0.78 | $15,536.00 |
DisclosureSEC source: 0001104485-20-000044 · wf-form4_158506891928887.xml · nonDerivative · entry 1 KING JACK E · CIK 0001399391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,107 F1 · price: Reflects the weighted average price of 20,000 shares purchased in multiple transactions on March 20, 2020 at prices ranging from $0.7744 to $0.7778. Read SEC document |
| March 20, 2020 Filed Mar 26, 2020 17:36 UTC |
Lasher Stuart G.Director
|
PurchaseCommon Stock | 50,000 | $0.75 | $37,340.00 |
DisclosureSEC source: 0001104485-20-000046 · wf-form4_158524419071812.xml · nonDerivative · entry 1 Lasher Stuart G. · CIK 0001804333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,258 F1 · price: Reflects the weighted average price of 50,000 shares purchased in multiple transactions on March 20, 2020 at prices ranging from $0.7444 to $0.7597. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 12:01 UTC |
Akradi BahramDirector
|
PurchaseCommon Stock | 326,163 | $0.66 | $216,637.46 |
DisclosureSEC source: 0001104485-20-000035 · wf-form4_158470566055136.xml · nonDerivative · entry 2 Akradi Bahram · CIK 0001295679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,420,000 F2 · price: Reflects the weighted average price of 326,163 shares purchased in multiple transactions on March 19, 2020 at prices ranging from $0.6166 to $0.70. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 12:01 UTC |
Akradi BahramDirector
|
PurchaseCommon Stock | 173,837 | $0.54 | $93,176.63 |
DisclosureSEC source: 0001104485-20-000035 · wf-form4_158470566055136.xml · nonDerivative · entry 1 Akradi Bahram · CIK 0001295679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,093,837 F1 · price: Reflects the weighted average price of 173,837 shares purchased in multiple transactions on March 18, 2020 at prices ranging from $0.5001 to $0.5696. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 22:05 UTC |
Rowling Robert B.10% owner
TRT Holdings Inc10% owner
Cresta Investments, LLC10% owner
Cresta Greenwood, LLC10% owner
TTBR Investments LLC10% owner
TRBRJR Investments LLC10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 1,063,694 | $0.79 | $845,317.62 |
DisclosureSEC source: 0001104659-20-035496 · a4.xml · nonDerivative · entry 1 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,129,101 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.7803 to $0.8000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 16,947,921 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 21:38 UTC |
Rowling Robert B.10% owner
TRT Holdings Inc10% owner
Cresta Investments, LLC10% owner
Cresta Greenwood, LLC10% owner
TTBR Investments LLC10% owner
TRBRJR Investments LLC10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 12,300 | $0.80 | $9,840.00 |
DisclosureSEC source: 0001104659-20-034197 · a4.xml · nonDerivative · entry 2 Rowling Robert B. · CIK 0001436419 · 10% owner TRT Holdings Inc · CIK 0001376323 · 10% owner Cresta Investments, LLC · CIK 0001660745 · 10% owner Cresta Greenwood, LLC · CIK 0001660744 · 10% owner TTBR Investments LLC · CIK 0001802062 · 10% owner TRBRJR Investments LLC · CIK 0001802054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,065,407 F2 · balance_after: 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 15,884,227 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 21:02 UTC |
Romslo Erik J.Chief Legal Officer & Sec.
|
Tax withholdingCommon Stock | 52,829 | $0.95 | $50,187.55 |
DisclosureSEC source: 0001104485-20-000033 · wf-form4_158447892846313.xml · nonDerivative · entry 1 Romslo Erik J. · CIK 0001565392 · Chief Legal Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,094 F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock. F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.