NOC

SEC source: 0001225208-21-003097 · doc4.xml · derivative · entry 3

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,193.87

Underlying: Common Stock · 1,734.87 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003097 · doc4.xml · nonDerivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238.44

SEC source: 0001225208-21-003097 · doc4.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-003096 · doc4.xml · derivative · entry 8

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,316

Underlying: Common Stock · 402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/13/18 that vested on 2/16/21.

SEC source: 0001225208-21-003096 · doc4.xml · derivative · entry 7

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,718

Underlying: Common Stock · 3,284 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

SEC source: 0001225208-21-003096 · doc4.xml · derivative · entry 6

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,368

Underlying: Common Stock · 1,322.58 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003096 · doc4.xml · derivative · entry 5

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,690.58

Underlying: Common Stock · 7,607.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003096 · doc4.xml · nonDerivative · entry 4

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,739.3

SEC source: 0001225208-21-003096 · doc4.xml · nonDerivative · entry 3

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,141.3

SEC source: 0001225208-21-003096 · doc4.xml · nonDerivative · entry 2

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,263.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-003096 · doc4.xml · nonDerivative · entry 1

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-003095 · doc4.xml · derivative · entry 10

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,467

Underlying: Common Stock · 1,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F5 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/13/18 that vested on 2/16/21.

SEC source: 0001225208-21-003095 · doc4.xml · derivative · entry 9

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,093

Underlying: Common Stock · 1,970 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F3 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

SEC source: 0001225208-21-003095 · doc4.xml · derivative · entry 8

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,587

Underlying: Common Stock · 3,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003095 · doc4.xml · derivative · entry 7

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,346

Underlying: Common Stock · 4,513 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003095 · doc4.xml · nonDerivative · entry 4

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,997.42

SEC source: 0001225208-21-003095 · doc4.xml · nonDerivative · entry 3

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,186.42

SEC source: 0001225208-21-003095 · doc4.xml · nonDerivative · entry 2

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,920.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-003095 · doc4.xml · nonDerivative · entry 1

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,294.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-003092 · doc4.xml · derivative · entry 5

Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,181

Underlying: Common Stock · 5,108 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21. 1,824 of the RSRs will vest on 9/30/21 and 3,284 will vest on 2/16/24.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21. 1,824 of the RSRs will vest on 9/30/21 and 3,284 will vest on 2/16/24.

F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21. 1,824 of the RSRs will vest on 9/30/21 and 3,284 will vest on 2/16/24.

SEC source: 0001225208-21-003092 · doc4.xml · derivative · entry 4

Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,980

Underlying: Common Stock · 6,974.1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003092 · doc4.xml · derivative · entry 3

Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,954.1

Underlying: Common Stock · 7,555.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003092 · doc4.xml · nonDerivative · entry 2

Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,263.1

SEC source: 0001225208-21-003092 · doc4.xml · nonDerivative · entry 1

Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,963.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-003094 · doc4.xml · derivative · entry 10

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,467

Underlying: Common Stock · 1,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F5 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F6 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/13/18 that vested on 2/16/21.

SEC source: 0001225208-21-003094 · doc4.xml · derivative · entry 9

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,093

Underlying: Common Stock · 1,970 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F4 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

SEC source: 0001225208-21-003094 · doc4.xml · derivative · entry 8

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,587

Underlying: Common Stock · 3,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003094 · doc4.xml · derivative · entry 7

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,346

Underlying: Common Stock · 4,513 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003094 · doc4.xml · nonDerivative · entry 4

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,965.6

SEC source: 0001225208-21-003094 · doc4.xml · nonDerivative · entry 3

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,154.6

SEC source: 0001225208-21-003094 · doc4.xml · nonDerivative · entry 2

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,892.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-003094 · doc4.xml · nonDerivative · entry 1

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,266.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-003090 · doc4.xml · derivative · entry 8

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,053

Underlying: Common Stock · 361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/13/18 that vested on 2/16/21.

SEC source: 0001225208-21-003090 · doc4.xml · derivative · entry 7

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,414

Underlying: Common Stock · 3,284 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

SEC source: 0001225208-21-003090 · doc4.xml · derivative · entry 6

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,019

Underlying: Common Stock · 1,188.63 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003090 · doc4.xml · derivative · entry 5

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,207.63

Underlying: Common Stock · 7,568.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003090 · doc4.xml · nonDerivative · entry 4

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,512.91

SEC source: 0001225208-21-003090 · doc4.xml · nonDerivative · entry 3

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,930.91

SEC source: 0001225208-21-003090 · doc4.xml · nonDerivative · entry 2

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,056.91

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-003090 · doc4.xml · nonDerivative · entry 1

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,695.91

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-003091 · doc4.xml · derivative · entry 8

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248

Underlying: Common Stock · 1,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/13/18 that vested on 2/16/21.

SEC source: 0001225208-21-003091 · doc4.xml · derivative · entry 7

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,693

Underlying: Common Stock · 1,970 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

SEC source: 0001225208-21-003091 · doc4.xml · derivative · entry 6

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,071

Underlying: Common Stock · 3,341.1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003091 · doc4.xml · derivative · entry 5

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,412.1

Underlying: Common Stock · 4,493.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-21-003091 · doc4.xml · nonDerivative · entry 4

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,890.99

SEC source: 0001225208-21-003091 · doc4.xml · nonDerivative · entry 3

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,903.99

SEC source: 0001225208-21-003091 · doc4.xml · nonDerivative · entry 2

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,555.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-003091 · doc4.xml · nonDerivative · entry 1

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,110.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-003089 · doc4.xml · derivative · entry 8

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,897

Underlying: Common Stock · 2,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/13/18 that vested on 2/16/21.

SEC source: 0001225208-21-003089 · doc4.xml · derivative · entry 7

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,245

Underlying: Common Stock · 2,846 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.