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NORTHROP GRUMMAN CORP /DE/

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2963
SEC CIK
0001133421
Parsed reports
704

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202501
Jan 202602
Feb 2026029
Mar 202601
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2022 Filed Feb 16, 2022 21:58 UTC
Addison Ann MCorp VP & Chief HR Officer
Tax withholdingCommon Stock 533 $390.60 $208,189.80
Disclosure

SEC source: 0001628280-22-002862 · wf-form4_164504868255932.xml · nonDerivative · entry 2

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,411.8

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:58 UTC
Addison Ann MCorp VP & Chief HR Officer
Exercise / conversionCommon Stock 1,751 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002862 · wf-form4_164504868255932.xml · nonDerivative · entry 1

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,944.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:55 UTC
Purvis Shawn NCVP, Pres, Enterprise Svcs
Exercise / conversionRestricted Stock Rights · Derivative 1,970 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002861 · wf-form4_164504851119296.xml · derivative · entry 4

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,497

Underlying: Common Stock · 1,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/13/19 that vested on 2/14/22.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:55 UTC
Purvis Shawn NCVP, Pres, Enterprise Svcs
Tax withholdingCommon Stock 601 $390.60 $234,750.60
Disclosure

SEC source: 0001628280-22-002861 · wf-form4_164504851119296.xml · nonDerivative · entry 2

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,977.42

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:55 UTC
Purvis Shawn NCVP, Pres, Enterprise Svcs
Exercise / conversionCommon Stock 1,970 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002861 · wf-form4_164504851119296.xml · nonDerivative · entry 1

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:51 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
Exercise / conversionRestricted Stock Rights · Derivative 410 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002859 · wf-form4_164504822511012.xml · derivative · entry 4

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,643

Underlying: Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:51 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
SaleCommon Stock 117 $397.00 $46,449.00
Disclosure

SEC source: 0001628280-22-002859 · wf-form4_164504822511012.xml · nonDerivative · entry 3

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324.815

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:51 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
Tax withholdingCommon Stock 174 $390.60 $67,964.40
Disclosure

SEC source: 0001628280-22-002859 · wf-form4_164504822511012.xml · nonDerivative · entry 2

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,441.815

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:51 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
Exercise / conversionCommon Stock 410 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002859 · wf-form4_164504822511012.xml · nonDerivative · entry 1

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,615.815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:39 UTC
Ryan Lucy CCorp VP, Communications
Exercise / conversionRestricted Stock Rights · Derivative 657 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002855 · wf-form4_164504755977230.xml · derivative · entry 3

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

Underlying: Common Stock · 657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:39 UTC
Ryan Lucy CCorp VP, Communications
Tax withholdingCommon Stock 209 $390.60 $81,635.40
Disclosure

SEC source: 0001628280-22-002855 · wf-form4_164504755977230.xml · nonDerivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,897.44

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:39 UTC
Ryan Lucy CCorp VP, Communications
Exercise / conversionCommon Stock 657 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002855 · wf-form4_164504755977230.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,106.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:38 UTC
Petryszyn Mary DCVP, Pres, Defense Systems
Exercise / conversionRestricted Stock Rights · Derivative 487 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002854 · wf-form4_164504745519169.xml · derivative · entry 3

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,829

Underlying: Common Stock · 487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:38 UTC
Petryszyn Mary DCVP, Pres, Defense Systems
Tax withholdingCommon Stock 150 $390.60 $58,590.00
Disclosure

SEC source: 0001628280-22-002854 · wf-form4_164504745519169.xml · nonDerivative · entry 2

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,823.3

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:38 UTC
Petryszyn Mary DCVP, Pres, Defense Systems
Exercise / conversionCommon Stock 487 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002854 · wf-form4_164504745519169.xml · nonDerivative · entry 1

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,973.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:34 UTC
Wilson Thomas L JrCVP and Pres. Space Systems
Exercise / conversionRestricted Stock Rights · Derivative 328 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002852 · wf-form4_164504728010729.xml · derivative · entry 3

Wilson Thomas L Jr · CIK 0001901418 · CVP and Pres. Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640

Underlying: Common Stock · 328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:34 UTC
Wilson Thomas L JrCVP and Pres. Space Systems
Tax withholdingCommon Stock 108 $390.60 $42,184.80
Disclosure

SEC source: 0001628280-22-002852 · wf-form4_164504728010729.xml · nonDerivative · entry 2

Wilson Thomas L Jr · CIK 0001901418 · CVP and Pres. Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,849.3

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:34 UTC
Wilson Thomas L JrCVP and Pres. Space Systems
Exercise / conversionCommon Stock 328 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002852 · wf-form4_164504728010729.xml · nonDerivative · entry 1

Wilson Thomas L Jr · CIK 0001901418 · CVP and Pres. Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,957.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2022 Filed Feb 3, 2022 22:04 UTC
Petryszyn Mary DCVP, Pres, Defense Systems
GiftCommon Stock 361 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001783 · wf-form4_164392585630378.xml · nonDerivative · entry 1

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,486.3

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:18 UTC GrantCommon Stock 87 $387.07 $33,675.09
Disclosure

SEC source: 0001628280-22-000185 · wf-form4_164133110738064.xml · nonDerivative · entry 1

KRAPEK KARL J · CIK 0001238288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,067

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 1,645 shares of common stock; and (ii) 22,422 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:14 UTC GrantCommon Stock 97 $387.07 $37,545.79
Disclosure

SEC source: 0001628280-22-000177 · wf-form4_164133085831867.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,402

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:10 UTC
Larson Blake ECorporate Vice President
Exercise / conversionRestricted Stock Rights · Derivative 1,414 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000175 · wf-form4_164133062707591.xml · derivative · entry 3

Larson Blake E · CIK 0001313857 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,112

Underlying: Common Stock · 1,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/12/2020 that vested on 12/31/2021.

F2 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/12/2020 that vested on 12/31/2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:10 UTC
Larson Blake ECorporate Vice President
Tax withholdingCommon Stock 445 $387.07 $172,246.15
Disclosure

SEC source: 0001628280-22-000175 · wf-form4_164133062707591.xml · nonDerivative · entry 2

Larson Blake E · CIK 0001313857 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,843.1

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:10 UTC
Larson Blake ECorporate Vice President
Exercise / conversionCommon Stock 1,414 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000175 · wf-form4_164133062707591.xml · nonDerivative · entry 1

Larson Blake E · CIK 0001313857 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,288.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/12/2020 that vested on 12/31/2021.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:33 UTC
Caylor Mark ACVP & Pres, Mission Systems
SaleCommon Stock 427 $363.54 $155,231.58
Disclosure

SEC source: 0001628280-21-024771 · wf-form4_163908557510962.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,419.15

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 22:12 UTC
Caylor Mark ACVP & Pres, Mission Systems
Exercise / conversionRestricted Stock Rights · Derivative 1,655 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-024704 · wf-form4_163900151476141.xml · derivative · entry 4

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,659

Underlying: Common Stock · 1,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 12/4/2018 that vested on 12/6/2021.

F4 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 12/4/2018 that vested on 12/6/2021.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 22:12 UTC
Caylor Mark ACVP & Pres, Mission Systems
Tax withholdingCommon Stock 800 $363.96 $291,168.00
Disclosure

SEC source: 0001628280-21-024704 · wf-form4_163900151476141.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,846.15

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (December 4, 2021) fell on a weekend, the award shares vested on December 6, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on December 6, 2021. The shares were distributed into the participant's account on December 7, 2021.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 22:12 UTC
Caylor Mark ACVP & Pres, Mission Systems
Exercise / conversionCommon Stock 1,655 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-024704 · wf-form4_163900151476141.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,646.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (December 4, 2021) fell on a weekend, the award shares vested on December 6, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on December 6, 2021. The shares were distributed into the participant's account on December 7, 2021.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 12/4/2018 that vested on 12/6/2021.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:09 UTC SaleCommon Stock 2,800 $357.25 $1,000,300.00
Disclosure

SEC source: 0001628280-21-023366 · wf-form4_163701053046109.xml · nonDerivative · entry 1

KRAPEK KARL J · CIK 0001238288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,882

F1 · balance_after: Amount includes (i) 1,645 shares of common stock; and (ii) 22,237 shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 19:32 UTC
Ryan Lucy CCorp VP, Communications
Exercise / conversionRestricted Stock Rights · Derivative 303 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-021421 · wf-form4_163596791376295.xml · derivative · entry 3

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,823

Underlying: Common Stock · 303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/30/2018 that vested on 11/1/2021.

F3 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/30/2018 that vested on 11/1/2021.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 19:32 UTC
Ryan Lucy CCorp VP, Communications
Tax withholdingCommon Stock 92 $354.85 $32,646.20
Disclosure

SEC source: 0001628280-21-021421 · wf-form4_163596791376295.xml · nonDerivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449.44

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (October 30, 2021) fell on a weekend, the award shares vested on November 1, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on November 1, 2021. The shares will be distributed into the participant's account on November 2, 2021.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 19:32 UTC
Ryan Lucy CCorp VP, Communications
Exercise / conversionCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-021421 · wf-form4_163596791376295.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (October 30, 2021) fell on a weekend, the award shares vested on November 1, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on November 1, 2021. The shares will be distributed into the participant's account on November 2, 2021.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/30/2018 that vested on 11/1/2021.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 19:30 UTC
Addison Ann MCorp VP & Chief HR Officer
Exercise / conversionRestricted Stock Rights · Derivative 891 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-021420 · wf-form4_163596783712720.xml · derivative · entry 4

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248

Underlying: Common Stock · 891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/31/2018 that vested on 11/1/2021.

F4 · derivative.exercise_date: Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/31/2018 that vested on 11/1/2021.

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November 01, 2021 Filed Nov 3, 2021 19:30 UTC
Addison Ann MCorp VP & Chief HR Officer
Tax withholdingCommon Stock 402 $354.85 $142,649.70
Disclosure

SEC source: 0001628280-21-021420 · wf-form4_163596783712720.xml · nonDerivative · entry 2

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,193.8

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (October 30, 2021) fell on a weekend, the award shares vested on November 1, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on November 1, 2021. The shares will be distributed into the participant's account on November 2, 2021.

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November 01, 2021 Filed Nov 3, 2021 19:30 UTC
Addison Ann MCorp VP & Chief HR Officer
Exercise / conversionCommon Stock 891 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-021420 · wf-form4_163596783712720.xml · nonDerivative · entry 1

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,595.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (October 30, 2021) fell on a weekend, the award shares vested on November 1, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on November 1, 2021. The shares will be distributed into the participant's account on November 2, 2021.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/31/2018 that vested on 11/1/2021.

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September 30, 2021 Filed Oct 4, 2021 20:37 UTC
Larson Blake ECVP & Pres, Space Systems
Exercise / conversionRestricted Stock Rights · Derivative 1,824 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-019570 · wf-form4_163337986322665.xml · derivative · entry 3

Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,526

Underlying: Common Stock · 1,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/16/2021 that vested on 9/30/2021.

F2 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/16/2021 that vested on 9/30/2021.

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September 30, 2021 Filed Oct 4, 2021 20:37 UTC
Larson Blake ECVP & Pres, Space Systems
Tax withholdingCommon Stock 823 $360.15 $296,403.45
Disclosure

SEC source: 0001628280-21-019570 · wf-form4_163337986322665.xml · nonDerivative · entry 2

Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,874.1

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:37 UTC
Larson Blake ECVP & Pres, Space Systems
Exercise / conversionCommon Stock 1,824 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-019570 · wf-form4_163337986322665.xml · nonDerivative · entry 1

Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,697.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/16/2021 that vested on 9/30/2021.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:36 UTC GrantCommon Stock 94 $360.15 $33,854.10
Disclosure

SEC source: 0001628280-21-019567 · wf-form4_163337979808914.xml · nonDerivative · entry 1

KRAPEK KARL J · CIK 0001238288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,682

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 4,445 shares of common stock; and (ii) 22,237 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

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September 30, 2021 Filed Oct 4, 2021 20:35 UTC GrantCommon Stock 104 $360.15 $37,455.60
Disclosure

SEC source: 0001628280-21-019564 · wf-form4_163337970809137.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

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September 20, 2021 Filed Sep 22, 2021 18:18 UTC
Warden Kathy JDirector · Chairman, CEO and President
Exercise / conversionRestricted Stock Rights · Derivative 4,943 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-019041 · wf-form4_163233467005348.xml · derivative · entry 3

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,456

Underlying: Common Stock · 4,943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 9/19/2018 that vested on 9/20/2021.

F3 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 9/19/2018 that vested on 9/20/2021.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 18:18 UTC
Warden Kathy JDirector · Chairman, CEO and President
Tax withholdingCommon Stock 2,230 $348.81 $777,846.30
Disclosure

SEC source: 0001628280-21-019041 · wf-form4_163233467005348.xml · nonDerivative · entry 2

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,838.29

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (September 19, 2021) fell on a weekend, the award shares vested on September 20, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on September 20, 2021. The shares will be distributed into the participant's account on September 21, 2021.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 18:18 UTC
Warden Kathy JDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 4,943 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-019041 · wf-form4_163233467005348.xml · nonDerivative · entry 1

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,068.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (September 19, 2021) fell on a weekend, the award shares vested on September 20, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on September 20, 2021. The shares will be distributed into the participant's account on September 21, 2021.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 9/19/2018 that vested on 9/20/2021.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 21:53 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
SaleCommon Stock 235 $370.00 $86,950.00
Disclosure

SEC source: 0001628280-21-017259 · wf-form4_162932360038914.xml · nonDerivative · entry 1

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,267.91

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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August 11, 2021 Filed Aug 13, 2021 20:39 UTC GrantCommon Stock 358 $366.10 $131,063.80
Disclosure

SEC source: 0001628280-21-017009 · wf-form4_162888714111136.xml · nonDerivative · entry 1

Robinson Graham · CIK 0001810641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock held in a stock unit account pursuant to the Plan.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 20:24 UTC
Warden Kathy JDirector · Chairman, CEO and President
GiftCommon Stock 915 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-016419 · wf-form4_162862704164712.xml · nonDerivative · entry 1

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,125.29

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:31 UTC
Petryszyn Mary DCVP, Pres, Defense Systems
SaleCommon Stock 892 $358.65 $319,915.80
Disclosure

SEC source: 0001628280-21-016258 · wf-form4_162854103836435.xml · nonDerivative · entry 1

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,847.3

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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August 05, 2021 Filed Aug 9, 2021 20:29 UTC
Caylor Mark ACVP & Pres, Mission Systems
SaleCommon Stock 4,386 $358.65 $1,573,038.90
Disclosure

SEC source: 0001628280-21-016257 · wf-form4_162854094676310.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,991.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:48 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
SaleCommon Stock 470 $361.35 $169,834.50
Disclosure

SEC source: 0001628280-21-015957 · wf-form4_162820362673867.xml · nonDerivative · entry 1

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,502.91

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:00 UTC GrantCommon Stock 190 $363.43 $69,051.70
Disclosure

SEC source: 0001628280-21-013436 · wf-form4_162525602834125.xml · nonDerivative · entry 1

KRAPEK KARL J · CIK 0001238288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,499

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 4,445 shares of common stock; and (ii) 22,054 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.