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Nasdaq · USD

NN

NEXTNAV INC.

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Tapewire entity
2565
SEC CIK
0001865631
Parsed reports
285

Last 12 months

Inside the activity.

1 purchase rows · 35 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202504
Jan 202600
Feb 202600
Mar 2026013
Apr 202600
May 202600
Jun 202607
Jul 202600
Aug 202600
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2023 Filed Jan 30, 2023 16:01 UTC
Gates Christian D.Chief Financial Officer
Tax withholdingCommon Stock 3,784 $3.01 $11,389.84
Disclosure

SEC source: 0001213900-23-005993 · ownership.xml · nonDerivative · entry 1

Gates Christian D. · CIK 0001877023 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,832

F1 · shares: Sale of the securities through the use of a plan qualified under Rule 10b5-1.

F2 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
January 24, 2023 Filed Jan 25, 2023 21:01 UTC
Shams SammaadCorporate Controller
SaleCommon Stock 603 $2.75 $1,658.25
Disclosure

SEC source: 0001213900-23-005107 · ownership.xml · nonDerivative · entry 2

Shams Sammaad · CIK 0001881628 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,412

F1 · shares: Sale of the securities through the use of a plan qualified under Rule 10b5-1.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 21:01 UTC
Shams SammaadCorporate Controller
Tax withholdingCommon Stock 600 $2.75 $1,650.00
Disclosure

SEC source: 0001213900-23-005107 · ownership.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,015

F1 · shares: Sale of the securities through the use of a plan qualified under Rule 10b5-1.

F2 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
January 12, 2023 Filed Jan 13, 2023 21:00 UTC
Knutson David L.SVP, Operations & Deployment
SaleCommon Stock 10,000 $3.04 $30,400.00
Disclosure

SEC source: 0001213900-23-002767 · ownership.xml · nonDerivative · entry 1

Knutson David L. · CIK 0001876663 · SVP, Operations & Deployment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,456

F1 · shares: Sale of the securities through the use of a plan qualified under Rule 10b5-1.

Read SEC document
December 29, 2022 Filed Dec 29, 2022 21:43 UTC
SUBIN NEIL SDirector
GrantCommon Stock 2,153 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-083600 · ownership.xml · nonDerivative · entry 1

SUBIN NEIL S · CIK 0001201333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,583

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
December 29, 2022 Filed Dec 29, 2022 21:42 UTC
PARSONS GARYDirector
GrantCommon Stock 10,766 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-083596 · ownership.xml · nonDerivative · entry 1

PARSONS GARY · CIK 0001259114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319,889

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
December 29, 2022 Filed Dec 29, 2022 21:41 UTC
Howe Alan BDirector
GrantCommon Stock 3,014 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-083593 · ownership.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,296

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
December 29, 2022 Filed Dec 29, 2022 21:40 UTC GrantCommon Stock 2,583 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-083591 · ownership.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,235

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
December 29, 2022 Filed Dec 29, 2022 21:40 UTC GrantCommon Stock 2,368 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-083587 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,835

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:00 UTC
Shams SammaadCorporate Controller
SaleCommon Stock 1,216 $2.90 $3,526.40
Disclosure

SEC source: 0001213900-22-080083 · ownership.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,615

F1 · shares: Sale of the securities through the use of Rule 10b5-1 plan for trading.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 16:19 UTC
Raghupathy ArunSenior VP, Engineering
Tax withholdingCommon Stock 63,000 $3.48 $219,240.00
Disclosure

SEC source: 0001213900-22-072798 · ownership.xml · nonDerivative · entry 1

Raghupathy Arun · CIK 0001879145 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,409

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
November 15, 2022 Filed Nov 15, 2022 16:21 UTC
Gates Christian D.Chief Financial Officer
Tax withholdingCommon Stock 34,000 $3.48 $118,320.00
Disclosure

SEC source: 0001213900-22-072801 · ownership.xml · nonDerivative · entry 1

Gates Christian D. · CIK 0001877023 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,616

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
November 15, 2022 Filed Nov 16, 2022 00:19 UTC
SUBIN NEIL SDirector
GrantCommon Stock 280,000 $3.48 $974,400.00
Disclosure

SEC source: 0001213900-22-072913 · ownership.xml · nonDerivative · entry 1

SUBIN NEIL S · CIK 0001201333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MILFAM Investments LLC

Disclosed balance after: 1,965,213

F1 · ownership.nature: Neil Subin is the Manager of MILFAM LLC. MILFAM LLC is the manager of Milfam Investments LLC. Mr. Subin disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 21:24 UTC
Pattabiraman GaneshDirector · CEO, President & Director
Disposition to issuerCommon Stock 150,000 $3.48 $522,000.00
Disclosure

SEC source: 0001213900-22-072808 · ownership.xml · nonDerivative · entry 2

Pattabiraman Ganesh · CIK 0001876652 · Director · CEO, President & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733,542

Read SEC document
November 15, 2022 Filed Nov 15, 2022 21:24 UTC
Pattabiraman GaneshDirector · CEO, President & Director
Tax withholdingCommon Stock 116,732 $3.48 $406,227.36
Disclosure

SEC source: 0001213900-22-072808 · ownership.xml · nonDerivative · entry 1

Pattabiraman Ganesh · CIK 0001876652 · Director · CEO, President & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,883,542

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
November 15, 2022 Filed Nov 15, 2022 21:23 UTC
PARSONS GARYDirector
Disposition to issuerCommon Stock 400,000 $3.48 $1,392,000.00
Disclosure

SEC source: 0001213900-22-072806 · ownership.xml · nonDerivative · entry 1

PARSONS GARY · CIK 0001259114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309,123

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted shares.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 21:22 UTC
Knutson David L.SVP, Operations & Deployment
Tax withholdingCommon Stock 32,000 $3.48 $111,360.00
Disclosure

SEC source: 0001213900-22-072804 · ownership.xml · nonDerivative · entry 1

Knutson David L. · CIK 0001876663 · SVP, Operations & Deployment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,456

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
August 16, 2022 Filed Nov 8, 2022 21:00 UTC
Shams SammaadCorporate Controller
Tax withholdingCommon Stock 1,004 $3.17 $3,182.68
Disclosure

SEC source: 0001213900-22-070121 · ownership.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,831

F1 · shares: Represents the number of shares that have been withheld by NextNav Inc. to satisfy its withholding obligation under the grant of the restricted stock units ("RSU").

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:05 UTC PurchaseCommon Stock 670,765 $3.05 $2,044,692.95
Disclosure

SEC source: 0001213900-22-048617 · ownership.xml · nonDerivative · entry 1

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 670,765

F1 · ownership.nature: Represents shares of common stock held by Woody Creek HFG I, LLC, whose manager is WOCAP II GP LLC ("WOCAP II GP"). Mr. Presutti is the sole member of WOCAP II GP.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 20:06 UTC
SUBIN NEIL SDirector
GrantCommon Stock 43,430 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-046867 · ownership.xml · nonDerivative · entry 1

SUBIN NEIL S · CIK 0001201333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,430

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Mr. Subin's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2023.

Read SEC document
July 14, 2022 Filed Jul 18, 2022 21:24 UTC PurchaseCommon Stock 146,422 $2.65 $387,300.83
Disclosure

SEC source: 0001213900-22-040061 · ownership.xml · nonDerivative · entry 1

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,857,319

F1 · ownership.nature: Represents shares of common stock held by WOCAP II LP ("WOCAP II"), whose general partner is WOCAP II GP LLC ("WOCAP II GP"). Mr. Presutti is the sole member of WOCAP II GP.

Read SEC document
July 11, 2022 Filed Jul 13, 2022 20:05 UTC PurchaseCommon Stock 120,055 $2.39 $287,495.71
Disclosure

SEC source: 0001213900-22-039123 · ownership.xml · nonDerivative · entry 1

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,564,401

F1 · ownership.direct: Represents shares of common stock held by WOCAP Global Opportunity Investment Partners, LP, whose general partner is WOCAP Global Opportunity Investment Partners GP LLC ("WOCAP GOIP GP LLC"), whose managing member is Woody Creek MM LLC ("WCMM LLC"). Mr. Presutti is the sole member of WCMM LLC.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 22:57 UTC PurchaseCommon Stock 19,631 $2.15 $42,204.69
Disclosure

SEC source: 0001213900-22-038309 · ownership.xml · nonDerivative · entry 1

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,710,897

F1 · ownership.nature: Represents shares of common stock held by WOCAP II LP ("WOCAP II"), whose general partner is WOCAP II GP LLC ("WOCAP II GP"). Mr. Presutti is the sole member of WOCAP II GP.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 20:42 UTC PurchaseCommon Stock 168,659 $2.13 $358,518.44
Disclosure

SEC source: 0001213900-22-037647 · ownership.xml · nonDerivative · entry 2

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,444,346

F2 · ownership.direct: Represents shares of common stock held by WOCAP Global Opportunity Investment Partners, LP, whose general partner is WOCAP Global Opportunity Investment Partners GP LLC ("WOCAP GOIP GP LLC"), whose managing member is Woody Creek MM LLC ("WCMM LLC"). Mr. Presutti is the sole member of WCMM LLC.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:42 UTC PurchaseCommon Stock 51,266 $2.21 $113,087.67
Disclosure

SEC source: 0001213900-22-037647 · ownership.xml · nonDerivative · entry 1

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,691,266

F1 · ownership.nature: Represents shares of common stock held by WOCAP II LP ("WOCAP II"), whose general partner is WOCAP II GP LLC ("WOCAP II GP"). Mr. Presutti is the sole member of WOCAP II GP.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 22:47 UTC PurchaseCommon Stock 109,254 $2.16 $235,649.95
Disclosure

SEC source: 0001213900-22-036848 · ownership.xml · nonDerivative · entry 2

Presutti Timothy M. · CIK 0001772470 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,275,687

F1 · ownership.direct: Represents shares of common stock held by WOCAP Global Opportunity Investment Partners, LP, whose general partner is WOCAP Global Opportunity Investment Partners GP LLC ("WOCAP GOIP GP LLC"), whose managing member is Woody Creek MM LLC ("WCMM LLC"). Mr. Presutti is the sole member of WCMM LLC.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 22:47 UTC PurchaseCommon Stock 250,000 $1.96 $490,775.00
Disclosure

SEC source: 0001213900-22-036848 · ownership.xml · nonDerivative · entry 1

Presutti Timothy M. · CIK 0001772470 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,166,433

F1 · ownership.direct: Represents shares of common stock held by WOCAP Global Opportunity Investment Partners, LP, whose general partner is WOCAP Global Opportunity Investment Partners GP LLC ("WOCAP GOIP GP LLC"), whose managing member is Woody Creek MM LLC ("WCMM LLC"). Mr. Presutti is the sole member of WCMM LLC.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 23:07 UTC GrantCommon Stock 41,170 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-034670 · ownership.xml · nonDerivative · entry 1

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,282

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2023.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 23:06 UTC GrantCommon Stock 41,170 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-034668 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,467

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2023.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 23:04 UTC
PARSONS GARYDirector
GrantCommon Stock 41,170 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-034666 · ownership.xml · nonDerivative · entry 1

PARSONS GARY · CIK 0001259114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,709,123

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2023.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 23:03 UTC GrantCommon Stock 41,170 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-034664 · ownership.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,652

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2023.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 23:01 UTC
Howe Alan BDirector
GrantCommon Stock 41,170 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-034662 · ownership.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,282

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2023.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:10 UTC PurchaseCommon Stock 196,071 $2.79 $546,116.56
Disclosure

SEC source: 0001213900-22-034334 · ownership.xml · nonDerivative · entry 1

Presutti Timothy M. · CIK 0001772470 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,916,433

F1 · ownership.direct: Represents shares of common stock held by WOCAP Global Opportunity Investment Partners, LP, whose general partner is WOCAP Global Opportunity Investment Partners GP LLC ("WOCAP GOIP GP LLC"), whose managing member is Woody Creek MM LLC ("WCMM LLC"). Mr. Presutti is the sole member of WCMM LLC.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 21:37 UTC PurchaseCommon Stock 303,929 $2.92 $888,779.57
Disclosure

SEC source: 0001213900-22-033670 · ownership.xml · nonDerivative · entry 2

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,720,362

F1 · ownership.direct: Represents shares of common stock held by WOCAP Global Opportunity Investment Partners, LP, whose general partner is WOCAP Global Opportunity Investment Partners GP LLC ("WOCAP GOIP GP LLC"), whose managing member is Woody Creek MM LLC ("WCMM LLC"). Mr. Presutti is the sole member of WCMM LLC.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 21:37 UTC PurchaseCommon Stock 3,858 $2.40 $9,259.20
Disclosure

SEC source: 0001213900-22-033670 · ownership.xml · nonDerivative · entry 1

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,416,433

F1 · ownership.direct: Represents shares of common stock held by WOCAP Global Opportunity Investment Partners, LP, whose general partner is WOCAP Global Opportunity Investment Partners GP LLC ("WOCAP GOIP GP LLC"), whose managing member is Woody Creek MM LLC ("WCMM LLC"). Mr. Presutti is the sole member of WCMM LLC.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 01:47 UTC PurchaseCommon Stock 146,571 $2.36 $346,567.13
Disclosure

SEC source: 0001213900-22-033183 · ownership.xml · nonDerivative · entry 4

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,412,575

F2 · ownership.direct: Represents shares of common stock held by WOCAP LP, whose general partner is WOCAP Global Opportunity Investment Partners GP LLC ("WOCAP GOIP GP LLC"), whose managing member is Woody Creek MM LLC ("WCMM LLC"). Mr. Presutti is the sole member of WCMM LLC.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 21:22 UTC Amendment PurchaseCommon Stock 146,571 $2.36 $346,567.13
Disclosure

SEC source: 0001213900-22-033666 · ownership.xml · nonDerivative · entry 2

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,412,575

F2 · ownership.direct: Represents shares of common stock held by WOCAP LP, whose general partner is WOCAP Global Opportunity Investment Partners GP LLC ("WOCAP GOIP GP LLC"), whose managing member is Woody Creek MM LLC ("WCMM LLC"). Mr. Presutti is the sole member of WCMM LLC.

Read SEC document
June 13, 2022 Filed Jun 16, 2022 01:47 UTC PurchaseCommon Stock 200,000 $2.32 $463,940.00
Disclosure

SEC source: 0001213900-22-033183 · ownership.xml · nonDerivative · entry 3

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,266,004

F2 · ownership.direct: Represents shares of common stock held by WOCAP LP, whose general partner is WOCAP Global Opportunity Investment Partners GP LLC ("WOCAP GOIP GP LLC"), whose managing member is Woody Creek MM LLC ("WCMM LLC"). Mr. Presutti is the sole member of WCMM LLC.

Read SEC document
June 13, 2022 Filed Jun 17, 2022 21:22 UTC Amendment PurchaseCommon Stock 200,000 $2.32 $463,940.00
Disclosure

SEC source: 0001213900-22-033666 · ownership.xml · nonDerivative · entry 1

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,266,004

F1 · balance_after: Reflects WOCAP Global Opportunity Investment Partners, LP ("WOCAP LP") transferred 4,000,000 shares of the Issuer's common stock in an affiliated transaction exempt from reporting pursuant to Rule 16a-13 ("Rule 16a-13") of the Securities Exchange Act of 1934, as amended, to WOCAP II LP ("WOCAP II"), whose general partner is WOCAP II GP LLC ("WOCAP II GP"). Mr. Presutti is the sole member of WOCAP II GP.

F2 · ownership.direct: Represents shares of common stock held by WOCAP LP, whose general partner is WOCAP Global Opportunity Investment Partners GP LLC ("WOCAP GOIP GP LLC"), whose managing member is Woody Creek MM LLC ("WCMM LLC"). Mr. Presutti is the sole member of WCMM LLC.

Read SEC document
June 10, 2022 Filed Jun 16, 2022 01:47 UTC PurchaseCommon Stock 4,000,000 $4.00 $16,000,000.00
Disclosure

SEC source: 0001213900-22-033183 · ownership.xml · nonDerivative · entry 2

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,640,000

F1 · kind: WOCAP Global Opportunity Investment Partners, LP ("WOCAP LP") transferred 4,000,000 shares of the Issuer's common stock in an affiliated transaction to WOCAP II LP ("WOCAP II"), whose general partner is WOCAP II GP LLC ("WOCAP II GP"). Mr. Presutti is the sole member of WOCAP II GP.

F3 · ownership.direct: Represents shares of common stock held by WOCAP II.

F3 · ownership.nature: Represents shares of common stock held by WOCAP II.

Read SEC document
June 10, 2022 Filed Jun 16, 2022 01:47 UTC PurchaseCommon Stock 4,000,000 $4.00 $16,000,000.00
Disclosure

SEC source: 0001213900-22-033183 · ownership.xml · nonDerivative · entry 1

Presutti Timothy M. · CIK 0001772470 · 10% owner

WOCAP Global Opportunity Investment Partners, L.P. · CIK 0001932465 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,066,004

F1 · kind: WOCAP Global Opportunity Investment Partners, LP ("WOCAP LP") transferred 4,000,000 shares of the Issuer's common stock in an affiliated transaction to WOCAP II LP ("WOCAP II"), whose general partner is WOCAP II GP LLC ("WOCAP II GP"). Mr. Presutti is the sole member of WOCAP II GP.

F2 · ownership.direct: Represents shares of common stock held by WOCAP LP, whose general partner is WOCAP Global Opportunity Investment Partners GP LLC ("WOCAP GOIP GP LLC"), whose managing member is Woody Creek MM LLC ("WCMM LLC"). Mr. Presutti is the sole member of WCMM LLC.

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March 18, 2022 Filed Mar 22, 2022 20:01 UTC
Shams SammaadCorporate Controller
GrantStock Option (right to buy) · Derivative 7,113 $0.00 Strike: $8.68 $0.00
Disclosure

SEC source: 0001213900-22-014171 · ownership.xml · derivative · entry 2

Shams Sammaad · CIK 0001881628 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,159

Underlying: Common Stock · 7,113 shares

Expires 2032-03-18

F2 · derivative.exercise_date: Represents a grant of stock options (the "Options"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the Options shall vest on the one-year anniversary of March 18, 2022, and 1/16 of the Options shall vest at the end of each consecutive three-month period thereafter.

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March 18, 2022 Filed Mar 22, 2022 20:01 UTC
Shams SammaadCorporate Controller
GrantCommon Stock 4,085 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-014171 · ownership.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,835

F1 · shares: Represents a grant of restricted stock units (the "RSUs"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the RSUs shall vest on the one-year anniversary of March 18, 2022, and 1/16 of the RSUs shall vest at the end of each consecutive three-month period thereafter.

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February 14, 2022 Filed Apr 11, 2022 20:04 UTC
Howe Alan BDirector
OtherCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-010034 · form4.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,112

F1 · kind: Represents receipt of a pro-rata distribution from Spartacus Sponsor LLC for no consideration.

F1 · price: Represents receipt of a pro-rata distribution from Spartacus Sponsor LLC for no consideration.

F2 · balance_after: Includes 16,112 restricted shares (the ???Restricted Shares???). Subject to the Reporting Person???s continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on the one year anniversary of October 29, 2021.

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February 14, 2022 Filed Apr 11, 2022 20:04 UTC OtherCommon Stock 185,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-010033 · form4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,297

F1 · kind: Represents receipt of a pro-rata distribution from Spartacus Sponsor LLC for no consideration.

F1 · price: Represents receipt of a pro-rata distribution from Spartacus Sponsor LLC for no consideration.

F2 · balance_after: Includes 16,112 restricted shares (the ???Restricted Shares???). Subject to the Reporting Person???s continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on the one year anniversary of October 29, 2021.

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February 01, 2022 Filed Feb 3, 2022 21:02 UTC
Lantz RobertGeneral Counsel
GrantStock Option (right to buy) · Derivative 25,948 $0.00 Strike: $8.21 $0.00
Disclosure

SEC source: 0001213900-22-005247 · ownership.xml · derivative · entry 2

Lantz Robert · CIK 0001907916 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,948

Underlying: Common Stock · 25,948 shares

Expires 2032-02-01

F2 · derivative.exercise_date: Represents a grant of stock options (the "Options"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the Options shall vest on the one-year anniversary of February 01, 2022, and 1/16 of the Options shall vest at the end of each consecutive three-month period thereafter

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February 01, 2022 Filed Feb 3, 2022 21:02 UTC
Lantz RobertGeneral Counsel
GrantCommon Stock 14,902 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-005247 · ownership.xml · nonDerivative · entry 1

Lantz Robert · CIK 0001907916 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,902

F1 · shares: Represents a grant of restricted stock units (the "RSUs"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the RSUs shall vest on the one-year anniversary of February 01, 2022, and 1/16 of the RSUs shall vest at the end of each consecutive three-month period thereafter.

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January 27, 2022 Filed Jan 31, 2022 21:00 UTC
Shams SammaadCorporate Controller
GrantStock Option (right to buy) · Derivative 6,296 $0.00 Strike: $7.69 $0.00
Disclosure

SEC source: 0001213900-22-004486 · ownership.xml · derivative · entry 1

Shams Sammaad · CIK 0001881628 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,046

Underlying: Common Stock · 6,296 shares

Expires 2032-01-27

F1 · derivative.exercise_date: Represents a grant of stock options (the "Options"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the Options shall vest on the one-year anniversary of January 27, 2022, and 1/16 of the Options shall vest at the end of each consecutive three-month period thereafter.

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January 27, 2022 Filed Jan 31, 2022 16:00 UTC
Raghupathy ArunSenior VP, Engineering
GrantStock Option (right to buy) · Derivative 77,522 $0.00 Strike: $7.69 $0.00
Disclosure

SEC source: 0001213900-22-004484 · ownership.xml · derivative · entry 2

Raghupathy Arun · CIK 0001879145 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,060

Underlying: Common Stock · 77,522 shares

Expires 2032-01-27

F2 · derivative.exercise_date: Represents a grant of stock options (the "Options"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the Options shall vest on the one-year anniversary of January 27, 2022, and 1/16 of the Options shall vest at the end of each consecutive three-month period thereafter

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January 27, 2022 Filed Jan 31, 2022 16:00 UTC
Raghupathy ArunSenior VP, Engineering
GrantCommon Stock 44,520 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-004484 · ownership.xml · nonDerivative · entry 1

Raghupathy Arun · CIK 0001879145 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041,409

F1 · shares: Represents a grant of restricted stock units (the "RSUs"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the RSUs shall vest on the one-year anniversary of January 27, 2022, and 1/16 of the RSUs shall vest at the end of each consecutive three-month period thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.